Latest Institutional Transactions on Royce Micro Cap Trust, Inc. (RMT)
This table provides information on the latest institutional transactions involving Royce Micro Cap Trust, Inc. (RMT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
BUY
|
- |
950+ 1.71% |
$10.3K - $11.8K
|
56.5K
$562K
|
|
|
Feb 11, 2022
Q4 2021
|
True North Advisors, LLC
|
SELL
|
- |
-56.3KClosed |
$609K - $701K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
26.2KNew |
$284K - $326K
|
26.2K
$261K
|
|
|
Feb 09, 2022
Q4 2021
|
Allegheny Financial Group LTD
Pittsburgh, PA |
BUY
|
- |
112New |
$1.21K - $1.39K
|
112
$1.11K
|
|
|
Feb 08, 2022
Q4 2021
|
Robinson Capital Management, LLC
|
SELL
|
- |
-600Closed |
$6.49K - $7.47K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
North Star Asset Management Inc
|
SELL
|
- |
-12.5KClosed |
$135K - $156K
|
0
$0
|
|
|
Jan 14, 2022
Q4 2021
|
Beam Wealth Advisors, Inc.
|
SELL
|
- |
-12.7KClosed |
$138K - $158K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-12KClosed |
$130K - $149K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Aug 10, 2023
Q3 2021
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
3.2KNew |
$36.2K - $39.9K
|
3.2K
$31.9K
|
|
|
Nov 30, 2021
Q3 2021
|
Hm Payson & CO
Portland, ME |
SELL
|
- |
-151Closed |
$1.71K - $1.88K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-10.9KClosed |
$123K - $135K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Pecaut & Co.
|
SELL
|
- |
-13.9KClosed |
$157K - $173K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Bogart Wealth, LLC
|
SELL
|
- |
-1.13KClosed |
$12.7K - $14K
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-2.53KClosed |
$28.5K - $31.5K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Sep 17, 2021
Q2 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-10.4KClosed |
$116K - $130K
|
0
$0
|
|
|
Aug 19, 2021
Q2 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-147KClosed |
$1.64M - $1.84M
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Css LLC
Chicago, IL |
SELL
|
- |
-12.7KClosed |
$142K - $160K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-163Closed |
$1.82K - $2.05K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Jones Road Capital Management, L.P.
New York, NY |
SELL
|
- |
-65KClosed |
$727K - $816K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-14.2KClosed |
$159K - $178K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-720Closed |
$8.06K - $9.04K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-75Closed |
$839 - $941
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Davenport & CO LLC
|
BUY
|
PUT |
26.3KNew |
$294K - $330K
|
26.3K
$262K
|
|
| Q1 2021 | |||||||
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-132KClosed |
$1.31M - $1.6M
|
0
$0
|
|
|
May 11, 2021
Q1 2021
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-1.94KClosed |
$19.3K - $23.6K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Advisory Alpha, LLC
|
SELL
|
- |
-9.98K- 19.59% |
$99.4K - $121K
|
40.9K
$407K
|
|
|
Apr 29, 2021
Q1 2021
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-2.63KClosed |
$26.2K - $32K
|
0
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-19.6KClosed |
$195K - $238K
|
0
$0
|
|
|
Apr 12, 2021
Q1 2021
|
Private Capital Group, LLC
|
SELL
|
- |
-163Closed |
$1.62K - $1.98K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 18, 2021
Q4 2020
|
Truist Financial Corp
|
SELL
|
- |
-36.7KClosed |
$283K - $375K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-20.3KClosed |
$157K - $208K
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Bay Harbor Wealth Management, LLC
|
BUY
|
- |
717New |
$5.53K - $7.33K
|
717
$7.13K
|
|
|
Feb 04, 2021
Q4 2020
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-77.1KClosed |
$594K - $788K
|
0
$0
|
|
|
Jan 12, 2021
Q4 2020
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-1.84K- 61.01% |
$14.2K - $18.8K
|
1.18K
$11.7K
|
|
|
Jan 11, 2021
Q4 2020
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-856Closed |
$6.6K - $8.75K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Oct 15, 2020
Q3 2020
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-13.4KClosed |
$95.7K - $112K
|
0
$0
|
|
|
Oct 02, 2020
Q3 2020
|
First Financial Bank Trust Division
Hamilton, OH |
BUY
|
- |
222+ 2.11% |
$1.58K - $1.84K
|
10.7K
$107K
|
|
| Q2 2020 | |||||||
|
Sep 08, 2021
Q2 2020
|
Retirement Group, LLC
|
SELL
|
- |
-935Closed |
$4.74K - $7.3K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-46.2KClosed |
$234K - $360K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jan 19, 2021
Q1 2020
|
Intercontinental Wealth Advisors, LLC
|
BUY
|
- |
3.63KNew |
$16.5K - $32.4K
|
3.63K
$36.1K
|
|
|
May 14, 2020
Q1 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-10KClosed |
$45.8K - $89.9K
|
0
$0
|
|
|
May 01, 2020
Q1 2020
|
Sandy Spring Bank
|
BUY
|
- |
2.1KNew |
$9.56K - $18.8K
|
2.1K
$20.9K
|
|
|
Apr 24, 2020
Q1 2020
|
Tfg Advisers LLC
|
SELL
|
- |
-3.22KClosed |
$14.7K - $28.8K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-2.6KClosed |
$11.9K - $23.3K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-547Closed |
$4.24K - $4.7K
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
Family Management Corp
New York, NY |
SELL
|
- |
-10.7KClosed |
$82.8K - $91.7K
|
0
$0
|
|
|
Feb 07, 2020
Q4 2019
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-3.21KClosed |
$24.9K - $27.6K
|
0
$0
|
|
|
Jan 29, 2020
Q4 2019
|
Pembroke Management, LTD
|
SELL
|
- |
-11.2KClosed |
$87.1K - $96.4K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-2.56KClosed |
$19.9K - $22K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-39.7KClosed |
$304K - $329K
|
0
$0
|
|