Latest Institutional Transactions on Royce Micro Cap Trust, Inc. (RMT)
This table provides information on the latest institutional transactions involving Royce Micro Cap Trust, Inc. (RMT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2019
Q3 2019
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-30.4KClosed |
$232K - $251K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
56.1KNew |
$429K - $464K
|
56.1K
$558K
|
|
|
Nov 08, 2019
Q3 2019
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-31.2KClosed |
$238K - $258K
|
0
$0
|
|
|
Oct 28, 2019
Q3 2019
|
Concorde Asset Management, LLC
|
SELL
|
- |
-12KClosed |
$91.6K - $99.1K
|
0
$0
|
|
| Q2 2019 | |||||||
|
May 10, 2024
Q2 2019
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
BUY
|
- |
24.3KNew |
$192K - $208K
|
24.3K
$242K
|
|
|
Aug 20, 2019
Q2 2019
|
New Square Capital LLC
|
SELL
|
- |
-1.17KClosed |
$9.2K - $9.96K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-12.3KClosed |
$96.9K - $105K
|
0
$0
|
|
|
Jul 18, 2019
Q2 2019
|
Vigilant Capital Management, LLC
|
SELL
|
- |
-1.51KClosed |
$11.9K - $12.9K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 10, 2019
Q1 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-1.67KClosed |
$12.5K - $14.8K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-3.62KClosed |
$27.1K - $32.2K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Hbk Investments L P
Dallas, TX |
BUY
|
- |
53.3KNew |
$372K - $540K
|
53.3K
$530K
|
|
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-56.3KClosed |
$392K - $570K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-10.3KClosed |
$72.1K - $105K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Bar Harbor Trust Services
Ellsworth, ME |
SELL
|
- |
-18.6KClosed |
$130K - $188K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-49.2KClosed |
$343K - $498K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
18.6KNew |
$188K - $199K
|
18.6K
$185K
|
|
|
Nov 14, 2018
Q3 2018
|
Lake Street Advisors Group, LLC
|
SELL
|
- |
-16.5KClosed |
$167K - $177K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 09, 2018
Q2 2018
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-70KClosed |
$644K - $725K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-4.78KClosed |
$43.3K - $47.2K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-52.9KClosed |
$479K - $523K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 15, 2018
Q4 2017
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-235Closed |
$2.11K - $2.23K
|
0
$0
|
|
|
Feb 12, 2018
Q4 2017
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-212Closed |
$1.9K - $2.01K
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Fiduciary Counselling Inc
|
SELL
|
- |
-113KClosed |
$1.01M - $1.07M
|
0
$0
|
|
|
Feb 06, 2018
Q4 2017
|
Ae Wealth Management LLC
|
SELL
|
- |
-17.8KClosed |
$160K - $169K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 14, 2017
Q3 2017
|
Parallel Advisors, LLC
|
SELL
|
- |
-1.58KClosed |
$12.9K - $14.9K
|
0
$0
|
|
| Q2 2017 | |||||||
|
Nov 01, 2017
Q2 2017
|
Legacy Advisors, LLC
|
SELL
|
- |
-421Closed |
N/A
|
0
$0
|
|