Purchases and Sales Made in Q1 2023 in Royce Micro Cap Trust, Inc. (RMT)
This table provides information about the institutional ownership of Royce Micro Cap Trust, Inc. (RMT) during Q1 2023. The information is specifically focused on institutions that hold shares of ROYCE MICRO-CAP TRUST, INC..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Apr 13, 2023
Q1 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
77.9K+ 6.84% |
$650K - $763K
|
1.22M
$12.4M
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
62.8K+ 6.35% |
$524K - $615K
|
1.05M
$10.7M
|
|
Apr 27, 2023
Q1 2023
|
Matisse Capital
|
BUY
|
- |
36.5KNew |
$305K - $358K
|
36.5K
$373K
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
32.4K+ 20.7% |
$271K - $318K
|
189K
$1.93M
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
32.2K+ 8.15% |
$268K - $315K
|
427K
$4.36M
|
|
Apr 19, 2023
Q1 2023
|
Mraz, Amerine & Associates, Inc.
|
BUY
|
- |
26.9K+ 7.13% |
$225K - $264K
|
405K
$4.13M
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
19.8K+ 7.1% |
$165K - $194K
|
299K
$3.05M
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
18.3K+ 11.92% |
$153K - $180K
|
172K
$1.76M
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
18.3K+ 2.37% |
$153K - $179K
|
789K
$8.06M
|
|
Apr 14, 2023
Q1 2023
|
Hunter Perkins Capital Management, LLC
|
BUY
|
- |
17.4KNew |
$145K - $170K
|
17.4K
$177K
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
15.2K+ 356.91% |
$126K - $148K
|
19.4K
$198K
|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
14.1K+ 21.78% |
$118K - $138K
|
78.9K
$806K
|
|
Jun 13, 2024
Q1 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
12.7KNew |
$106K - $124K
|
12.7K
$130K
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
10.8K+ 29.55% |
$90.5K - $106K
|
47.5K
$485K
|
|
May 15, 2023
Q1 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
10.7KNew |
$89.5K - $105K
|
10.7K
$110K
|
|
Apr 12, 2023
Q1 2023
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
9.6K+ 2.59% |
$80K - $94K
|
381K
$3.89M
|
|
May 01, 2023
Q1 2023
|
Family Firm, Inc.
|
BUY
|
- |
7.8K+ 3.04% |
$65.1K - $76.4K
|
264K
$2.7M
|
|
May 11, 2023
Q1 2023
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
6.5K+ 14.94% |
$54.2K - $63.6K
|
50K
$511K
|
|
Apr 10, 2023
Q1 2023
|
Dfpg Investments, LLC
|
BUY
|
- |
6.33K+ 8.05% |
$52.8K - $62K
|
85K
$868K
|
|
May 08, 2023
Q1 2023
|
Brown Advisory Inc
|
BUY
|
- |
4.98K+ 6.33% |
$41.5K - $48.8K
|
83.7K
$855K
|
|
May 15, 2023
Q1 2023
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
4.88K+ 1.18% |
$40.7K - $47.7K
|
417K
$4.26M
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
4.79K+ 3.97% |
$39.9K - $46.9K
|
125K
$1.28M
|
|
Jun 05, 2023
Q1 2023
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
3.84KNew |
$32K - $37.6K
|
3.84K
$39.2K
|
|
May 11, 2023
Q1 2023
|
Barrett & Company, Inc.
Providence, RI |
BUY
|
- |
3.25KNew |
$27.1K - $31.8K
|
3.25K
$33.2K
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
2.36KNew |
$19.6K - $23.1K
|
2.36K
$24K
|
|
May 12, 2023
Q1 2023
|
Fca Corp
Houston, TX |
BUY
|
- |
2.28K+ 0.8% |
$19K - $22.3K
|
287K
$2.93M
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
1.97K+ 2.32% |
$16.4K - $19.3K
|
86.6K
$884K
|
|
May 12, 2023
Q1 2023
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
1.18K+ 0.49% |
$9.8K - $11.5K
|
240K
$2.45M
|
|
May 04, 2023
Q1 2023
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
1.14K+ 1.17% |
$9.54K - $11.2K
|
99.1K
$1.01M
|
|
May 10, 2023
Q1 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
1.12KNew |
$9.35K - $11K
|
1.12K
$11.4K
|
|
May 11, 2023
Q1 2023
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
601+ 2.13% |
$5.01K - $5.88K
|
28.9K
$295K
|
|
May 03, 2023
Q1 2023
|
9258 Wealth Management, LLC
|
BUY
|
- |
338+ 2.14% |
$2.82K - $3.31K
|
16.2K
$165K
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
170+ 0.4% |
$1.42K - $1.66K
|
42.9K
$438K
|
|
May 09, 2023
Q1 2023
|
Sittner & Nelson, LLC
Eugene, OR |
BUY
|
- |
74+ 2.13% |
$617 - $724
|
3.56K
$36.3K
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
54+ 1.48% |
$450 - $529
|
3.7K
$37.7K
|
|
Apr 27, 2023
Q1 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
32+ 0.25% |
$267 - $313
|
12.7K
$129K
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
23+ 0.93% |
$192 - $225
|
2.5K
$25.5K
|
|
Apr 18, 2023
Q1 2023
|
Insight Folios Inc
|
BUY
|
- |
13+ 0.04% |
$108 - $127
|
33.7K
$344K
|
|
Apr 25, 2023
Q1 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
2+ 1.18% |
$16.7 - $19.6
|
171
$1.75K
|
|
Apr 25, 2023
Q1 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1+ 1.23% |
$8.34 - $9.79
|
82
$837
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 12, 2023
Q1 2023
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-3- -0.0% |
$25 - $29.4
|
144K
$1.47M
|
|
May 13, 2024
Q1 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-74- 6.1% |
$617 - $724
|
1.14K
$11.6K
|
|
May 15, 2023
Q1 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-100- 0.96% |
$834 - $979
|
10.3K
$105K
|
|
Sep 12, 2023
Q1 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-274- 19.38% |
$2.29K - $2.68K
|
1.14K
$11.6K
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-811- 5.52% |
$6.76K - $7.94K
|
13.9K
$142K
|
|
May 15, 2023
Q1 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-1.03K- 2.7% |
$8.55K - $10K
|
37K
$378K
|
|
Apr 18, 2023
Q1 2023
|
Hanson & Doremus Investment Management
|
SELL
|
- |
-1.44K- 43.21% |
$12K - $14.1K
|
1.89K
$19.3K
|
|
Apr 27, 2023
Q1 2023
|
Davenport & CO LLC
|
SELL
|
- |
-1.48K- 9.28% |
$12.4K - $14.5K
|
14.5K
$148K
|
|
May 15, 2023
Q1 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-1.98K- 3.61% |
$16.5K - $19.4K
|
52.8K
$539K
|