Purchases and Sales Made in Q3 2021 in Royce Micro Cap Trust, Inc. (RMT)
This table provides information about the institutional ownership of Royce Micro Cap Trust, Inc. (RMT) during Q3 2021. The information is specifically focused on institutions that hold shares of ROYCE MICRO-CAP TRUST, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.92MNew |
$21.7M - $24M
|
1.92M
$19.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
205K+ 13.93% |
$2.31M - $2.55M
|
1.67M
$17.1M
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
117K+ 31.38% |
$1.32M - $1.46M
|
490K
$5.01M
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
62.9K+ 62.55% |
$711K - $784K
|
163K
$1.67M
|
|
|
Dec 08, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
58.7K+ 217.23% |
$663K - $731K
|
85.7K
$874K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
55.3K+ 7.2% |
$624K - $688K
|
823K
$8.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
50.2KNew |
$567K - $625K
|
50.2K
$512K
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
41.2K+ 168.35% |
$465K - $513K
|
65.7K
$670K
|
|
|
Oct 15, 2021
Q3 2021
|
Insight Folios Inc
|
BUY
|
- |
34.9KNew |
$395K - $435K
|
34.9K
$357K
|
|
|
Jun 07, 2022
Q3 2021
|
True North Advisors, LLC
|
BUY
|
- |
26K+ 85.81% |
$294K - $324K
|
56.3K
$575K
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
25.9K+ 4.16% |
$293K - $323K
|
649K
$6.63M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
24.4K+ 37.08% |
$276K - $304K
|
90.2K
$921K
|
|
|
Nov 15, 2021
Q3 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
22.1K+ 18.08% |
$250K - $276K
|
145K
$1.48M
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
13.9K+ 31.69% |
$157K - $173K
|
57.7K
$589K
|
|
|
Nov 12, 2021
Q3 2021
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
BUY
|
- |
13.3K+ 31.46% |
$150K - $166K
|
55.6K
$567K
|
|
|
Oct 14, 2021
Q3 2021
|
Davenport & CO LLC
|
BUY
|
- |
11.1K+ 42.27% |
$126K - $138K
|
37.4K
$382K
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
10.5KNew |
$119K - $131K
|
10.5K
$108K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
9.94K+ 80.58% |
$112K - $124K
|
22.3K
$228K
|
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
9.62K+ 16.98% |
$109K - $120K
|
66.3K
$677K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
8.5K+ 242.86% |
$96.1K - $106K
|
12K
$123K
|
|
|
Oct 22, 2021
Q3 2021
|
Family Firm, Inc.
|
BUY
|
- |
8.01K+ 3.48% |
$90.5K - $99.8K
|
238K
$2.43M
|
|
|
Nov 15, 2021
Q3 2021
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
6.95K+ 9.65% |
$78.5K - $86.5K
|
78.9K
$806K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
5.37K+ 0.48% |
$60.7K - $66.9K
|
1.12M
$11.5M
|
|
|
Nov 15, 2021
Q3 2021
|
1832 Asset Management L.P.
Toronto, A6 |
BUY
|
- |
5.36K+ 1.85% |
$60.6K - $66.8K
|
295K
$3.01M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
4.98K+ 2.04% |
$56.3K - $62.1K
|
249K
$2.54M
|
|
|
Nov 15, 2021
Q3 2021
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
4.86K+ 0.62% |
$54.9K - $60.6K
|
785K
$8.01M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.5K+ 3.32% |
$50.8K - $56K
|
140K
$1.43M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.51K+ 3.13% |
$39.7K - $43.8K
|
116K
$1.18M
|
|
|
Aug 10, 2023
Q3 2021
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
3.2KNew |
$36.2K - $39.9K
|
3.2K
$32.7K
|
|
|
Nov 12, 2021
Q3 2021
|
Roberts Glore & CO Inc
Deerfield, IL |
BUY
|
- |
2.75K+ 7.01% |
$31K - $34.2K
|
41.9K
$428K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
1.75K+ 1.68% |
$19.7K - $21.8K
|
106K
$1.08M
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
1.31K+ 2.5% |
$14.8K - $16.4K
|
53.8K
$549K
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
1.25K+ 3.48% |
$14.1K - $15.5K
|
37.1K
$379K
|
|
|
Nov 15, 2021
Q3 2021
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
1K+ 84.96% |
$11.3K - $12.5K
|
2.18K
$22.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Fca Corp
Houston, TX |
BUY
|
- |
849+ 0.28% |
$9.59K - $10.6K
|
307K
$3.13M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
563+ 1.38% |
$6.36K - $7.01K
|
41.3K
$422K
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
448+ 0.74% |
$5.06K - $5.58K
|
60.6K
$619K
|
|
|
Nov 12, 2021
Q3 2021
|
9258 Wealth Management, LLC
|
BUY
|
- |
253+ 1.85% |
$2.86K - $3.15K
|
13.9K
$142K
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
125+ 1.12% |
$1.41K - $1.56K
|
11.3K
$115K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
120New |
$1.36K - $1.5K
|
120
$1.23K
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
66+ 0.87% |
$746 - $822
|
7.66K
$78.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Sittner & Nelson, LLC
Eugene, OR |
BUY
|
- |
55+ 1.83% |
$622 - $685
|
3.06K
$31.2K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
43+ 0.19% |
$486 - $536
|
23.1K
$236K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
34+ 0.2% |
$384 - $424
|
16.8K
$171K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
19+ 1.81% |
$215 - $237
|
1.07K
$10.9K
|
|
|
Nov 10, 2021
Q3 2021
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
BUY
|
- |
17+ 1.77% |
$192 - $212
|
975
$9.95K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
13+ 1.81% |
$147 - $162
|
733
$7.48K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
3+ 1.36% |
$33.9 - $37.4
|
224
$2.29K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-42- 0.4% |
$475 - $523
|
10.5K
$107K
|