Purchases and Sales Made in Q4 2022 in Royce Micro Cap Trust, Inc. (RMT)
This table provides information about the institutional ownership of Royce Micro Cap Trust, Inc. (RMT) during Q4 2022. The information is specifically focused on institutions that hold shares of ROYCE MICRO-CAP TRUST, INC..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 23, 2023
Q4 2022
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
359K+ 46.02% |
$2.89M - $3.41M
|
1.14M
$11M
|
|
Feb 14, 2023
Q4 2022
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
203KNew |
$1.64M - $1.93M
|
203K
$1.97M
|
|
Feb 02, 2023
Q4 2022
|
Dfpg Investments, LLC
|
BUY
|
- |
78.6KNew |
$633K - $748K
|
78.6K
$762K
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
72.6K+ 86.18% |
$584K - $690K
|
157K
$1.52M
|
|
Feb 15, 2023
Q4 2022
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
54.8KNew |
$441K - $521K
|
54.8K
$531K
|
|
Feb 13, 2023
Q4 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
46.3K+ 4.91% |
$373K - $440K
|
988K
$9.58M
|
|
Jan 12, 2023
Q4 2022
|
Mraz, Amerine & Associates, Inc.
|
BUY
|
- |
29.5K+ 8.45% |
$237K - $280K
|
378K
$3.66M
|
|
Feb 15, 2023
Q4 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
23.8K+ 23.67% |
$191K - $226K
|
124K
$1.2M
|
|
Feb 13, 2023
Q4 2022
|
M&T Bank Corp
|
BUY
|
- |
23K+ 287.45% |
$185K - $219K
|
31K
$300K
|
|
Feb 13, 2023
Q4 2022
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
20.6KNew |
$166K - $196K
|
20.6K
$200K
|
|
Feb 14, 2023
Q4 2022
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
19.7KNew |
$159K - $187K
|
19.7K
$191K
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
18.1K+ 13.07% |
$146K - $172K
|
157K
$1.52M
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
17.7K+ 4.69% |
$143K - $168K
|
395K
$3.83M
|
|
Feb 09, 2023
Q4 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
16.4KNew |
$132K - $156K
|
16.4K
$158K
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
15.9K+ 6.04% |
$128K - $151K
|
279K
$2.71M
|
|
Feb 14, 2023
Q4 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
15.5KNew |
$125K - $147K
|
15.5K
$150K
|
|
Feb 09, 2023
Q4 2022
|
Elequin Capital LP
New York, NY |
BUY
|
- |
15.3KNew |
$123K - $146K
|
15.3K
$149K
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
13.5K+ 1.42% |
$109K - $128K
|
963K
$9.33M
|
|
Feb 09, 2023
Q4 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
13.2K+ 15.61% |
$107K - $126K
|
98K
$950K
|
|
Feb 07, 2023
Q4 2022
|
Family Firm, Inc.
|
BUY
|
- |
11.1K+ 4.51% |
$89.1K - $105K
|
257K
$2.49M
|
|
Feb 07, 2023
Q4 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
10.4KNew |
$83.9K - $99.1K
|
10.4K
$101K
|
|
Feb 13, 2023
Q4 2022
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
9.83K+ 63.59% |
$79.1K - $93.5K
|
25.3K
$245K
|
|
Jan 13, 2023
Q4 2022
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
9.02K+ 2.49% |
$72.6K - $85.8K
|
371K
$3.59M
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
4.25KNew |
$34.2K - $40.4K
|
4.25K
$41.1K
|
|
Feb 13, 2023
Q4 2022
|
Fca Corp
Houston, TX |
BUY
|
- |
3.62K+ 1.29% |
$29.2K - $34.5K
|
285K
$2.76M
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.41K+ 2.91% |
$27.4K - $32.4K
|
121K
$1.17M
|
|
Feb 09, 2023
Q4 2022
|
New Hampshire Trust
Concord, NH |
BUY
|
- |
2.78KNew |
$22.3K - $26.4K
|
2.78K
$26.9K
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
2.47KNew |
$19.9K - $23.5K
|
2.47K
$24K
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.88K+ 3.55% |
$15.1K - $17.8K
|
54.7K
$530K
|
|
Feb 13, 2023
Q4 2022
|
Resolute Financial, LLC
|
BUY
|
- |
1.55K+ 2.99% |
$12.5K - $14.8K
|
53.5K
$518K
|
|
Sep 11, 2023
Q4 2022
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
1.41KNew |
$11.4K - $13.4K
|
1.41K
$13.7K
|
|
Feb 13, 2023
Q4 2022
|
Roberts Glore & CO Inc
Deerfield, IL |
BUY
|
- |
1.32K+ 2.34% |
$10.7K - $12.6K
|
57.8K
$560K
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.15K+ 45.87% |
$9.22K - $10.9K
|
3.64K
$35.3K
|
|
Feb 13, 2023
Q4 2022
|
Brown Advisory Inc
|
BUY
|
- |
1.08K+ 1.39% |
$8.69K - $10.3K
|
78.7K
$763K
|
|
Feb 14, 2023
Q4 2022
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
883+ 3.23% |
$7.11K - $8.4K
|
28.3K
$274K
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
811+ 5.84% |
$6.53K - $7.71K
|
14.7K
$142K
|
|
Feb 03, 2023
Q4 2022
|
9258 Wealth Management, LLC
|
BUY
|
- |
497+ 3.24% |
$4K - $4.73K
|
15.8K
$153K
|
|
Jan 20, 2023
Q4 2022
|
Davenport & CO LLC
|
BUY
|
- |
490+ 3.17% |
$3.94K - $4.66K
|
16K
$155K
|
|
Jan 19, 2023
Q4 2022
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
394+ 3.22% |
$3.17K - $3.75K
|
12.6K
$122K
|
|
Feb 13, 2023
Q4 2022
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
114+ 0.21% |
$918 - $1.08K
|
55.5K
$537K
|
|
Feb 01, 2023
Q4 2022
|
Sittner & Nelson, LLC
Eugene, OR |
BUY
|
- |
108+ 3.2% |
$869 - $1.03K
|
3.48K
$33.7K
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
96+ 0.34% |
$773 - $913
|
28K
$272K
|
|
Feb 13, 2023
Q4 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
74+ 3.16% |
$596 - $704
|
2.42K
$23.4K
|
|
Jan 18, 2023
Q4 2022
|
Hanson & Doremus Investment Management
|
BUY
|
- |
45+ 1.37% |
$362 - $428
|
3.33K
$32.2K
|
|
Feb 14, 2023
Q4 2022
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
39+ 1.74% |
$314 - $371
|
2.28K
$22K
|
|
Feb 01, 2023
Q4 2022
|
Creative Financial Designs Inc
|
BUY
|
- |
4+ 2.42% |
$32.2 - $38
|
169
$1.64K
|
|
Jan 30, 2023
Q4 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
2+ 2.53% |
$16.1 - $19
|
81
$785
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-2- 1.9% |
$16.1 - $19
|
103
$998
|
|
Feb 14, 2023
Q4 2022
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-147- 0.32% |
$1.18K - $1.4K
|
46.4K
$449K
|