Purchases and Sales Made in Q4 2023 in Royce Micro Cap Trust, Inc. (RMT)
This table provides information about the institutional ownership of Royce Micro Cap Trust, Inc. (RMT) during Q4 2023. The information is specifically focused on institutions that hold shares of ROYCE MICRO-CAP TRUST, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 15, 2024
Q4 2023
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
1.1MNew |
$8.42M - $10.3M
|
1.1M
$11.2M
|
|
|
Feb 02, 2024
Q4 2023
|
Alexander Randolph Advisory, Inc.
Mclean, VA |
BUY
|
- |
991KNew |
$7.6M - $9.26M
|
991K
$10.1M
|
|
|
Jan 25, 2024
Q4 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
286K+ 24.33% |
$2.2M - $2.68M
|
1.46M
$14.9M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
172K+ 171.86% |
$1.32M - $1.61M
|
272K
$2.78M
|
|
|
Jan 29, 2024
Q4 2023
|
Sapient Capital LLC
Indianapolis, IN |
BUY
|
- |
85.7KNew |
$657K - $800K
|
85.7K
$875K
|
|
|
Feb 14, 2024
Q4 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
81.1K+ 70.74% |
$622K - $758K
|
196K
$2M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
54.2K+ 5.91% |
$416K - $506K
|
971K
$9.92M
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
49.1K+ 18.79% |
$377K - $459K
|
311K
$3.17M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
48.4K+ 11.25% |
$371K - $452K
|
479K
$4.89M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
45.7K+ 155.11% |
$351K - $427K
|
75.2K
$768K
|
|
|
Feb 06, 2024
Q4 2023
|
Hara Capital LLC
Bellevue, WA |
BUY
|
- |
38KNew |
$291K - $355K
|
38K
$388K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
36.2K+ 14.97% |
$278K - $338K
|
278K
$2.84M
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
30KNew |
$230K - $280K
|
30K
$306K
|
|
|
Jan 12, 2024
Q4 2023
|
Advisor Resource Council
|
BUY
|
- |
28.2KNew |
$216K - $264K
|
28.2K
$288K
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
23.2KNew |
$178K - $217K
|
23.2K
$237K
|
|
|
Mar 01, 2024
Q4 2023
|
Ark & Tlk Investments, LLC
Oklahoma City, OK |
BUY
|
- |
22.8KNew |
$175K - $213K
|
22.8K
$233K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
21.4K+ 7.19% |
$164K - $200K
|
320K
$3.26M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
16.2K+ 12.38% |
$124K - $151K
|
147K
$1.5M
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
14.1K+ 39.86% |
$108K - $131K
|
49.4K
$504K
|
|
|
Feb 13, 2024
Q4 2023
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
11.7KNew |
$89.4K - $109K
|
11.7K
$119K
|
|
|
Feb 13, 2024
Q4 2023
|
Ehrlich Financial Group
Laguna Niguel, CA |
BUY
|
- |
10.4KNew |
$79.7K - $97.1K
|
10.4K
$106K
|
|
|
Feb 12, 2024
Q4 2023
|
Roberts Glore & CO Inc
Deerfield, IL |
BUY
|
- |
7.73K+ 10.66% |
$59.3K - $72.2K
|
80.2K
$819K
|
|
|
Feb 06, 2024
Q4 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
6.22K+ 42.28% |
$47.7K - $58.1K
|
20.9K
$214K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
4.46K+ 30.04% |
$34.2K - $41.6K
|
19.3K
$197K
|
|
|
Feb 14, 2024
Q4 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
3.92K+ 37.65% |
$30.1K - $36.6K
|
14.3K
$146K
|
|
|
Feb 05, 2024
Q4 2023
|
Family Firm, Inc.
|
BUY
|
- |
3.74K+ 1.39% |
$28.7K - $34.9K
|
273K
$2.79M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.37K+ 6.15% |
$18.2K - $22.2K
|
41K
$418K
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.8KNew |
$13.8K - $16.8K
|
1.8K
$18.3K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.59K+ 5.52% |
$12.2K - $14.9K
|
30.4K
$311K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
1.34KNew |
$10.3K - $12.5K
|
1.34K
$13.7K
|
|
|
Jan 23, 2024
Q4 2023
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
1.31K+ 3.05% |
$10K - $12.2K
|
44.2K
$452K
|
|
|
Feb 28, 2024
Q4 2023
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
1.18K+ 2.27% |
$9.08K - $11.1K
|
53.3K
$544K
|
|
|
Feb 14, 2024
Q4 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
1.04KNew |
$7.95K - $9.68K
|
1.04K
$10.6K
|
|
|
Feb 08, 2024
Q4 2023
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
736+ 2.46% |
$5.65K - $6.87K
|
30.7K
$313K
|
|
|
Jan 08, 2024
Q4 2023
|
Diversified Trust CO
|
BUY
|
- |
562+ 2.46% |
$4.31K - $5.25K
|
23.4K
$239K
|
|
|
Feb 14, 2024
Q4 2023
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
472+ 0.46% |
$3.62K - $4.41K
|
103K
$1.06M
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
398+ 0.69% |
$3.05K - $3.72K
|
57.8K
$590K
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
366+ 0.87% |
$2.81K - $3.42K
|
42.6K
$435K
|
|
|
Jan 16, 2024
Q4 2023
|
First Financial Corp
|
BUY
|
- |
358New |
$2.75K - $3.34K
|
358
$3.66K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
119+ 2.0% |
$913 - $1.11K
|
6.06K
$61.9K
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
107New |
$821 - $999
|
107
$1.09K
|
|
|
Feb 12, 2024
Q4 2023
|
Sittner & Nelson, LLC
Eugene, OR |
BUY
|
- |
91+ 2.46% |
$698 - $850
|
3.79K
$38.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
29+ 2.45% |
$222 - $271
|
1.21K
$12.4K
|
|
|
Jan 24, 2024
Q4 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
23+ 0.16% |
$176 - $215
|
14.2K
$145K
|
|
|
Feb 06, 2024
Q4 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
10+ 0.02% |
$76.7 - $93.4
|
50.2K
$512K
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
2+ 2.38% |
$15.3 - $18.7
|
86
$878
|
|
|
Jan 10, 2024
Q4 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
1+ 0.58% |
$7.67 - $9.34
|
173
$1.77K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-360- 69.63% |
$2.76K - $3.36K
|
157
$1.6K
|
|
|
Jan 26, 2024
Q4 2023
|
Soltis Investment Advisors LLC
St. George, UT |
SELL
|
- |
-500- 4.03% |
$3.84K - $4.67K
|
11.9K
$122K
|