Latest Institutional Transactions on Retail Opportunity Investments Corp (ROIC)
This table provides information on the latest institutional transactions involving Retail Opportunity Investments Corp (ROIC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 26, 2022
Q3 2022
|
Wipfli Financial Advisors Llc,
|
BUY
|
- |
4.44KNew |
$60K - $81.8K
|
4.44K
$77.6K
|
|
Q2 2022 | |||||||
Aug 16, 2022
Q2 2022
|
United Services Automobile Association
San Antonio, TX |
BUY
|
- |
13KNew |
$198K - $257K
|
13K
$227K
|
|
Aug 16, 2022
Q2 2022
|
Neo Ivy Capital Management
New York, NY |
BUY
|
- |
730New |
$11.1K - $14.4K
|
730
$12.8K
|
|
Aug 16, 2022
Q2 2022
|
Castleark Management LLC
Chicago, IL |
BUY
|
- |
19.8K+ 9.86% |
$301K - $391K
|
220K
$3.86M
|
|
Aug 15, 2022
Q2 2022
|
Voloridge Investment Management, LLC
Jupiter, FL |
BUY
|
- |
15.9K+ 26.07% |
$241K - $313K
|
76.7K
$1.34M
|
|
Aug 15, 2022
Q2 2022
|
Grs Advisors, LLC
Chicago, IL |
BUY
|
- |
58.7K+ 9.2% |
$892K - $1.16M
|
696K
$12.2M
|
|
Aug 15, 2022
Q2 2022
|
Brasada Capital Management, LP
Houston, TX |
SELL
|
- |
-4.1K- 29.08% |
$62.4K - $81K
|
10K
$175K
|
|
Aug 15, 2022
Q2 2022
|
Gillson Capital LP
Chicago, IL |
SELL
|
- |
-174K- 59.82% |
$2.65M - $3.44M
|
117K
$2.05M
|
|
Aug 15, 2022
Q2 2022
|
Center Book Partners LP
Greenwich, CT |
SELL
|
- |
-11.7KClosed |
$178K - $232K
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Canada Pension Plan Investment Board
Toronto Ontario, A6 |
SELL
|
- |
-58.2KClosed |
$885K - $1.15M
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
PUT |
-3.8K- 86.36% |
$57.8K - $75.1K
|
600
$10.5K
|
|
Aug 12, 2022
Q2 2022
|
Natixis
Paris, I0 |
BUY
|
- |
87.1KNew |
$1.32M - $1.72M
|
87.1K
$1.52M
|
|
Aug 12, 2022
Q2 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-75.4KClosed |
$1.15M - $1.49M
|
0
$0
|
|
Aug 11, 2022
Q2 2022
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
SELL
|
- |
-13Closed |
$198 - $257
|
0
$0
|
|
Aug 11, 2022
Q2 2022
|
Fora Capital, LLC
Miami, FL |
SELL
|
- |
-12KClosed |
$182K - $236K
|
0
$0
|
|
Aug 11, 2022
Q2 2022
|
Brown Brothers Harriman & CO
New York, NY |
BUY
|
- |
666New |
$10.1K - $13.2K
|
666
$11.6K
|
|
Aug 10, 2022
Q2 2022
|
William Blair Investment Management, LLC
Chicago, IL |
SELL
|
- |
-781KClosed |
$11.9M - $15.4M
|
0
$0
|
|
Aug 10, 2022
Q2 2022
|
Ubs Group Ag
|
BUY
|
PUT |
50KNew |
$761K - $988K
|
50K
$874K
|
|
Aug 08, 2022
Q2 2022
|
Duality Advisers, LP
Miami, FL |
BUY
|
- |
65.5KNew |
$997K - $1.29M
|
65.5K
$1.15M
|
|
Aug 08, 2022
Q2 2022
|
Bank Of Nova Scotia
|
BUY
|
- |
11.4KNew |
$173K - $225K
|
11.4K
$199K
|
|
Aug 05, 2022
Q2 2022
|
Fieldpoint Private Securities, LLC
|
SELL
|
- |
-255- 79.69% |
$3.88K - $5.04K
|
65
$1.14K
|
|
Aug 05, 2022
Q2 2022
|
Fort Washington Investment Advisors Inc
|
SELL
|
- |
-18.6KClosed |
$283K - $368K
|
0
$0
|
|
Aug 04, 2022
Q2 2022
|
Securian Asset Management, Inc
|
SELL
|
- |
-22K- 29.5% |
$335K - $435K
|
52.7K
$921K
|
|
Aug 04, 2022
Q2 2022
|
Glassman Wealth Services
|
SELL
|
- |
-41- 70.69% |
$624 - $810
|
17
$297
|
|
Aug 01, 2022
Q2 2022
|
Profund Advisors LLC
|
SELL
|
- |
-3.16K- 23.44% |
$48K - $62.4K
|
10.3K
$180K
|
|
Jul 26, 2022
Q2 2022
|
Dupont Capital Management Corp
|
BUY
|
- |
41.1K+ 411.03% |
$626K - $812K
|
51.1K
$894K
|
|
Jul 22, 2022
Q2 2022
|
Spire Wealth Management
|
SELL
|
- |
-99- 58.93% |
$1.51K - $1.96K
|
69
$1.21K
|
|
Jul 19, 2022
Q2 2022
|
Tarbox Family Office, Inc.
|
SELL
|
- |
-291Closed |
$4.43K - $5.75K
|
0
$0
|
|
Q1 2022 | |||||||
May 17, 2022
Q1 2022
|
Jane Street Group, LLC
New York, NY |
SELL
|
PUT |
-21KClosed |
$372K - $417K
|
0
$0
|
|
May 17, 2022
Q1 2022
|
Mirabella Financial Services LLP
London, X0 |
SELL
|
- |
-23.8KClosed |
$422K - $473K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-3.53KClosed |
$62.5K - $70K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Wellington Management Group LLP
Boston, MA |
SELL
|
- |
-70.6KClosed |
$1.25M - $1.4M
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Silvercrest Asset Management Group LLC
New York, NY |
SELL
|
- |
-70.5KClosed |
$1.25M - $1.4M
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Amp Capital Investors LTD
Sydney Nsw, C3 |
SELL
|
- |
-22.3KClosed |
$395K - $443K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Rush Island Management, LP
New York, NY |
SELL
|
- |
-1.77MClosed |
$31.4M - $35.1M
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-3.97KClosed |
$70.3K - $78.8K
|
0
$0
|
|
May 06, 2022
Q1 2022
|
Sageworth Trust CO
|
SELL
|
- |
-110Closed |
$1.95K - $2.18K
|
0
$0
|
|
May 06, 2022
Q1 2022
|
Sageworth Trust CO Of South Dakota
|
SELL
|
- |
-300- 81.74% |
$5.32K - $5.96K
|
67
$1.17K
|
|
May 04, 2022
Q1 2022
|
Motley Fool Asset Management LLC
Alexandria, VA |
SELL
|
- |
-56Closed |
$992 - $1.11K
|
0
$0
|
|
May 03, 2022
Q1 2022
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
37New |
$656 - $735
|
37
$647
|
|
Q4 2021 | |||||||
Aug 16, 2024
Q4 2021
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-84Closed |
$1.44K - $1.65K
|
0
$0
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-221Closed |
$3.79K - $4.33K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Axa S.A.
Paris, I0 |
SELL
|
- |
-10.7KClosed |
$184K - $211K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Jacobs Levy Equity Management, Inc
Florham Park, NJ |
SELL
|
- |
-27.7KClosed |
$476K - $544K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Kennedy Capital Management, Inc.
St Louis, MO |
SELL
|
- |
-294KClosed |
$5.05M - $5.77M
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-31.7KClosed |
$544K - $622K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-11KClosed |
$189K - $216K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Blueshift Asset Management, LLC
Red Bank, NJ |
SELL
|
- |
-17.1KClosed |
$294K - $336K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-585Closed |
$10K - $11.5K
|
0
$0
|
|
Feb 08, 2022
Q4 2021
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-12.3KClosed |
$211K - $241K
|
0
$0
|