Latest Institutional Transactions on Rockwell Automation, Inc (ROK)
This table provides information on the latest institutional transactions involving Rockwell Automation, Inc (ROK) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 03, 2024
Q1 2018
|
Azzad Asset Management Inc /Adv
Falls Church, VA |
SELL
|
- |
-4.47K- 38.25% |
$765K - $930K
|
7.22K
$1.97M
|
|
|
May 15, 2018
Q1 2018
|
Highbridge Capital Management LLC
New York, NY |
SELL
|
PUT |
-2.2KClosed |
$376K - $457K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Cpwm, LLC
Seattle, WA |
SELL
|
- |
-1.04KClosed |
$178K - $216K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Barometer Capital Management Inc.
Toronto, A6 |
SELL
|
- |
-68.7KClosed |
$11.8M - $14.3M
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Credit Suisse Ag
Zurich, V8 |
BUY
|
CALL |
32.5KNew |
$5.56M - $6.76M
|
32.5K
$8.89M
|
|
|
May 15, 2018
Q1 2018
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-2.68KClosed |
$458K - $557K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Infrastructure Capital Advisors, LLC
New York, NY |
SELL
|
- |
-2.79KClosed |
$477K - $580K
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
M&R Capital Management Inc
|
SELL
|
- |
-353Closed |
$60.4K - $73.4K
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Ironvine Capital Partners, LLC
Omaha, NE |
SELL
|
- |
-4.94KClosed |
$845K - $1.03M
|
0
$0
|
|
|
May 08, 2018
Q1 2018
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-100Closed |
$17.1K - $20.8K
|
0
$0
|
|
|
Apr 25, 2018
Q1 2018
|
Clarkston Capital Partners, LLC
Bloomfield Hills, MI |
SELL
|
- |
-1.27KClosed |
$218K - $265K
|
0
$0
|
|
|
Apr 24, 2018
Q1 2018
|
Parkwood LLC
Cleveland, OH |
SELL
|
- |
-1.12KClosed |
$192K - $233K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-2.88KClosed |
$493K - $599K
|
0
$0
|
|
|
Apr 16, 2018
Q1 2018
|
Santori & Peters, Inc.
|
SELL
|
- |
-107Closed |
$18.3K - $22.2K
|
0
$0
|
|
|
Apr 16, 2018
Q1 2018
|
Highland Capital Management, LLC
|
SELL
|
- |
-1.69KClosed |
$289K - $352K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Mar 28, 2018
Q4 2017
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-40Closed |
$7.23K - $8.03K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Caxton Associates LP
New York, NY |
BUY
|
PUT |
50KNew |
$9.04M - $10M
|
50K
$13.7M
|
|
|
Feb 14, 2018
Q4 2017
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
PUT |
81.2KNew |
$14.7M - $16.3M
|
81.2K
$22.2M
|
|
|
Feb 14, 2018
Q4 2017
|
Empyrean Capital Partners, LP
Los Angeles, CA |
SELL
|
PUT |
-25KClosed |
$4.52M - $5.02M
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Nippon Life Insurance CO
|
SELL
|
- |
-9.66KClosed |
$1.75M - $1.94M
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Hap Trading, LLC
New York, NY |
SELL
|
PUT |
-131KClosed |
$23.7M - $26.3M
|
0
$0
|
|
|
Feb 05, 2018
Q4 2017
|
Thompson Davis & Co., Inc.
|
SELL
|
- |
-12Closed |
$2.17K - $2.41K
|
0
$0
|
|
|
Feb 01, 2018
Q4 2017
|
Nationwide Fund Advisors
|
SELL
|
- |
-127KClosed |
$23M - $25.6M
|
0
$0
|
|
|
Jan 30, 2018
Q4 2017
|
Bedrijfstakpensioenfonds Voor De Media Pno
|
SELL
|
- |
-10.2KClosed |
$1.84M - $2.05M
|
0
$0
|
|
|
Jan 29, 2018
Q4 2017
|
Btc Capital Management, Inc.
|
SELL
|
- |
-1.45KClosed |
$262K - $292K
|
0
$0
|
|
|
Jan 11, 2018
Q4 2017
|
Country Trust Bank
|
SELL
|
- |
-19Closed |
$3.43K - $3.82K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 13, 2017
Q3 2017
|
Cito Capital Group, LLC
Miami, FL |
BUY
|
- |
1.5KNew |
$239K - $267K
|
1.5K
$410K
|
|
|
Nov 09, 2017
Q3 2017
|
Estabrook Capital Management
New York, NY |
BUY
|
- |
1KNew |
$160K - $178K
|
1K
$273K
|
|
|
Nov 03, 2017
Q3 2017
|
Essex Financial Services, Inc.
|
SELL
|
- |
-1.43KClosed |
$228K - $255K
|
0
$0
|
|
|
Oct 30, 2017
Q3 2017
|
Nj State Employees Deferred Compensation Plan
|
BUY
|
- |
10KNew |
$1.6M - $1.78M
|
10K
$2.73M
|
|
| Q1 2014 | |||||||
|
Nov 16, 2018
Q1 2014
|
Spx Equities Gestao De Recursos Ltda
Rio De Janeiro, D5 |
SELL
|
- |
-11.9KClosed |
N/A
|
0
$0
|
|