Purchases and Sales Made in Q3 2023 in S&W Seed CO (SANW)
This table provides information about the institutional ownership of S&W Seed CO (SANW) during Q3 2023. The information is specifically focused on institutions that hold shares of S&W Seed Co.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Wynnefield Capital Inc
New York, NY |
BUY
|
- |
140K+ 3.55% |
$105K - $180K
|
4.07M
$38.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Geode Capital Management, LLC
Boston, MA |
BUY
|
- |
22.3K+ 12.73% |
$16.8K - $28.8K
|
198K
$1.86M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
3.88K+ 676.31% |
$2.91K - $5.01K
|
4.46K
$41.8K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
792+ 1.95% |
$594 - $1.02K
|
41.5K
$389K
|
|
|
Nov 01, 2023
Q3 2023
|
Simplex Trading, LLC
|
BUY
|
- |
140New |
$105 - $181
|
140
$1.31K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
48+ 38.71% |
$36 - $61.9
|
172
$1.62K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
28New |
$21 - $36.1
|
28
$263
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-169- 59.51% |
$127 - $218
|
115
$1.08K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-177- 29.11% |
$133 - $228
|
431
$4.05K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-843- 9.5% |
$632 - $1.09K
|
8.04K
$75.4K
|
|
|
Nov 13, 2023
Q3 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-2.46K- 3.02% |
$1.84K - $3.17K
|
79K
$742K
|
|
|
Nov 14, 2023
Q3 2023
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-3.4K- 6.25% |
$2.55K - $4.39K
|
51K
$479K
|
|
|
Oct 20, 2023
Q3 2023
|
Oak Family Advisors, LLC
|
SELL
|
- |
-4.53K- 3.25% |
$3.4K - $5.84K
|
135K
$1.27M
|
|
|
Oct 31, 2023
Q3 2023
|
Cutter & CO Brokerage, Inc.
|
SELL
|
- |
-14.7K- 0.71% |
$11K - $19K
|
2.06M
$19.3M
|
|
|
Oct 12, 2023
Q3 2023
|
Legato Capital Management LLC
|
SELL
|
- |
-14.8K- 36.16% |
$11.1K - $19.1K
|
26.2K
$246K
|
|
|
Nov 09, 2023
Q3 2023
|
Essex Investment Management CO LLC
Boston, MA |
SELL
|
- |
-27K- 5.46% |
$20.3K - $34.9K
|
468K
$4.4M
|
|
|
Nov 08, 2023
Q3 2023
|
Teton Advisors, Inc.
Rye, NY |
SELL
|
- |
-60K- 16.22% |
$45K - $77.4K
|
310K
$2.91M
|
|
|
Nov 09, 2023
Q3 2023
|
Thompson Davis & Co., Inc.
|
SELL
|
- |
-93.2K- 48.77% |
$69.9K - $120K
|
97.9K
$919K
|
|
|
May 16, 2024
Q3 2023
|
Connective Capital Management, LLC
Palo Alto, CA |
SELL
|
- |
-104KClosed |
$78K - $134K
|
0
$0
|