Latest Institutional Transactions on Saratoga Investment Corp. (SAR)
This table provides information on the latest institutional transactions involving Saratoga Investment Corp. (SAR) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 21, 2025
Q3 2025
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
300+ 150.0% |
$7.25K - $7.67K
|
500
$11K
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
8.3K+ 163.32% |
$200K - $212K
|
13.4K
$295K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
1.84KNew |
$44.5K - $47K
|
1.84K
$40.6K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-880- 1.13% |
$21.3K - $22.5K
|
77K
$1.7M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
PUT |
15.5K+ 96.27% |
$374K - $396K
|
31.6K
$697K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
10.3KNew |
$250K - $264K
|
10.3K
$228K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
4.65K+ 6.95% |
$112K - $119K
|
71.5K
$1.58M
|
|
|
Nov 14, 2025
Q3 2025
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-131K- 56.58% |
$3.17M - $3.35M
|
101K
$2.22M
|
|
|
Nov 14, 2025
Q3 2025
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-60.8K- 34.58% |
$1.47M - $1.55M
|
115K
$2.54M
|
|
|
Nov 14, 2025
Q3 2025
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
11.6K+ 6.24% |
$281K - $297K
|
198K
$4.36M
|
|
|
Nov 14, 2025
Q3 2025
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
8.51K+ 19.67% |
$205K - $217K
|
51.8K
$1.14M
|
|
|
Nov 14, 2025
Q3 2025
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-1.59K- 10.03% |
$38.4K - $40.6K
|
14.3K
$314K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
9.93K+ 98.36% |
$240K - $254K
|
20K
$441K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
360+ 5.75% |
$8.69K - $9.2K
|
6.62K
$146K
|
|
|
Nov 14, 2025
Q3 2025
|
Triumph Capital Management
|
BUY
|
- |
225New |
$5.43K - $5.75K
|
225
$4.96K
|
|
|
Nov 14, 2025
Q3 2025
|
Vest Gen Advisors, LLC
Inverness, IL |
BUY
|
- |
12.8KNew |
$308K - $326K
|
12.8K
$281K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-7.8K- 25.26% |
$188K - $199K
|
23.1K
$509K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
PUT |
-4.2K- 16.22% |
$101K - $107K
|
21.7K
$478K
|
|
|
Nov 14, 2025
Q3 2025
|
Brevan Howard Capital Management LP
St. Helier, Y9 |
BUY
|
- |
17.7KNew |
$427K - $452K
|
17.7K
$390K
|
|
|
Nov 14, 2025
Q3 2025
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
12.5K+ 4814.67% |
$301K - $319K
|
12.7K
$281K
|
|
|
Nov 13, 2025
Q3 2025
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-1.42K- 1.5% |
$34.3K - $36.3K
|
93.5K
$2.06M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-16.8K- 16.67% |
$406K - $430K
|
84.1K
$1.85M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-13.2K- 93.23% |
$319K - $338K
|
960
$21.2K
|
|
|
Nov 13, 2025
Q3 2025
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
16.6KNew |
$402K - $425K
|
16.6K
$367K
|
|
|
Nov 13, 2025
Q3 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-15- 0.04% |
$362 - $383
|
36.3K
$800K
|
|
|
Nov 13, 2025
Q3 2025
|
Russell Investments Group, Ltd.
|
BUY
|
- |
160New |
$3.86K - $4.09K
|
160
$3.53K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
10.8K+ 66.1% |
$261K - $276K
|
27.1K
$598K
|
|
|
Nov 12, 2025
Q3 2025
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
1.46KNew |
$35.4K - $37.4K
|
1.46K
$32.3K
|
|
|
Nov 12, 2025
Q3 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.97K+ 197.3% |
$47.6K - $50.4K
|
2.97K
$65.6K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
12K+ 12.46% |
$291K - $308K
|
109K
$2.4M
|
|
|
Nov 12, 2025
Q3 2025
|
Pfg Advisors
|
BUY
|
- |
6+ 0.03% |
$145 - $153
|
21.9K
$483K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
7.01K+ 4.63% |
$169K - $179K
|
158K
$3.49M
|
|
|
Nov 12, 2025
Q3 2025
|
Simplex Trading, LLC
|
BUY
|
- |
2.83K+ 282800.0% |
$68.3K - $72.3K
|
2.83K
$62.4K
|
|
|
Nov 10, 2025
Q3 2025
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-32- 0.18% |
$773 - $818
|
17.8K
$393K
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
BUY
|
- |
125New |
$3.02K - $3.19K
|
125
$2.76K
|
|
|
Nov 07, 2025
Q3 2025
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
4.75K+ 11.91% |
$115K - $121K
|
44.7K
$985K
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-3.8K- 34.77% |
$91.7K - $97K
|
7.13K
$157K
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
10.4K+ 9.84% |
$250K - $265K
|
116K
$2.55M
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
21+ 0.19% |
$507 - $537
|
10.9K
$239K
|
|
|
Nov 04, 2025
Q3 2025
|
Hantz Financial Services, Inc.
|
BUY
|
- |
75New |
$1.81K - $1.92K
|
75
$1.65K
|
|
|
Oct 30, 2025
Q3 2025
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
19+ 0.32% |
$459 - $485
|
5.95K
$131K
|
|
|
Oct 27, 2025
Q3 2025
|
Eastern Bank
|
BUY
|
- |
400New |
$9.66K - $10.2K
|
400
$8.82K
|
|
|
Oct 23, 2025
Q3 2025
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
4.37K+ 11.17% |
$106K - $112K
|
43.5K
$960K
|
|
|
Oct 23, 2025
Q3 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
BUY
|
- |
5.24K+ 10.78% |
$126K - $134K
|
53.8K
$1.19M
|
|
|
Oct 23, 2025
Q3 2025
|
Evolution Wealth Management Inc.
Fort Myers, FL |
BUY
|
- |
6+ 0.93% |
$145 - $153
|
651
$14.4K
|
|
|
Oct 23, 2025
Q3 2025
|
State Of Alaska, Department Of Revenue
|
BUY
|
- |
630New |
$15.2K - $16.1K
|
630
$13.9K
|
|
|
Oct 22, 2025
Q3 2025
|
D.A. Davidson & Co.
|
BUY
|
- |
343+ 1.1% |
$8.28K - $8.76K
|
31.5K
$694K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
911+ 3.75% |
$22K - $23.3K
|
25.2K
$556K
|
|
|
Oct 22, 2025
Q3 2025
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-28.5K- 13.68% |
$689K - $729K
|
180K
$3.97M
|
|
|
Oct 16, 2025
Q3 2025
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
20New |
$483 - $511
|
20
$441
|
|