Latest Institutional Transactions on Saratoga Investment Corp. (SAR)
This table provides information on the latest institutional transactions involving Saratoga Investment Corp. (SAR) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 22, 2025
Q4 2024
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
26+ 0.44% |
$599 - $678
|
5.89K
$148K
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
8.88KNew |
$205K - $232K
|
8.88K
$224K
|
|
|
Jan 15, 2025
Q4 2024
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
911+ 2.85% |
$21K - $23.7K
|
32.8K
$827K
|
|
|
Jan 14, 2025
Q4 2024
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
6.63K+ 4.8% |
$153K - $173K
|
145K
$3.65M
|
|
|
Jan 08, 2025
Q4 2024
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-32.7K- 29.11% |
$752K - $852K
|
79.6K
$2M
|
|
| Q3 2024 | |||||||
|
Nov 25, 2024
Q3 2024
|
Pvg Asset Management Corp
Golden, CO |
BUY
|
- |
10.2KNew |
$223K - $246K
|
10.2K
$256K
|
|
|
Nov 14, 2024
Q3 2024
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-7.34K- 17.53% |
$161K - $178K
|
34.5K
$869K
|
|
|
Nov 14, 2024
Q3 2024
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
1.28K+ 1.81% |
$27.9K - $30.9K
|
71.9K
$1.81M
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.9K- 7.91% |
$41.7K - $46.1K
|
22.2K
$558K
|
|
|
Nov 14, 2024
Q3 2024
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.7K- 42.76% |
$37.1K - $41K
|
2.27K
$57.1K
|
|
|
Nov 14, 2024
Q3 2024
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-9.25K- 8.29% |
$203K - $224K
|
102K
$2.57M
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-2- 0.22% |
$43.8 - $48.4
|
921
$23.2K
|
|
|
Nov 14, 2024
Q3 2024
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
253+ 0.55% |
$5.54K - $6.13K
|
46.4K
$1.17M
|
|
|
Nov 14, 2024
Q3 2024
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-9.5K- 7.29% |
$208K - $230K
|
121K
$3.04M
|
|
|
Nov 14, 2024
Q3 2024
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-13.6K- 8.47% |
$298K - $329K
|
147K
$3.7M
|
|
|
Nov 14, 2024
Q3 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
2.66K+ 4.28% |
$58.3K - $64.4K
|
64.7K
$1.63M
|
|
|
Nov 14, 2024
Q3 2024
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
12K+ 10.77% |
$263K - $291K
|
124K
$3.11M
|
|
|
Nov 14, 2024
Q3 2024
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
62.5KNew |
$1.37M - $1.51M
|
62.5K
$1.57M
|
|
|
Nov 14, 2024
Q3 2024
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
10.5KNew |
$230K - $254K
|
10.5K
$264K
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
PUT |
-4.3K- 18.22% |
$94.2K - $104K
|
19.3K
$486K
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
PUT |
-5.6K- 31.64% |
$123K - $136K
|
12.1K
$305K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-12.8K- 13.11% |
$281K - $310K
|
84.9K
$2.14M
|
|
|
Nov 13, 2024
Q3 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-736- 2.65% |
$16.1K - $17.8K
|
27K
$680K
|
|
|
Nov 13, 2024
Q3 2024
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
BUY
|
- |
7.67K+ 15.75% |
$168K - $186K
|
56.4K
$1.42M
|
|
|
Nov 13, 2024
Q3 2024
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-100- 20.0% |
$2.19K - $2.42K
|
400
$10.1K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
219+ 3.32% |
$4.8K - $5.3K
|
6.82K
$172K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
7.2K+ 7.25% |
$158K - $174K
|
106K
$2.68M
|
|
|
Nov 13, 2024
Q3 2024
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-1.04K- 9.08% |
$22.9K - $25.3K
|
10.4K
$263K
|
|
|
Nov 13, 2024
Q3 2024
|
Palogic Value Management, L.P.
Dallas, TX |
SELL
|
- |
-1K- 2.1% |
$21.9K - $24.2K
|
46.7K
$1.18M
|
|
|
Nov 12, 2024
Q3 2024
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
15.7K+ 132.76% |
$343K - $379K
|
27.5K
$692K
|
|
|
Nov 12, 2024
Q3 2024
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
SELL
|
- |
-13.7K- 49.87% |
$301K - $332K
|
13.8K
$347K
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-2.66K- 2.31% |
$58.2K - $64.3K
|
112K
$2.83M
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.66K+ 4.11% |
$80.3K - $88.7K
|
92.8K
$2.34M
|
|
|
Nov 08, 2024
Q3 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-1.2K- 12.12% |
$26.3K - $29.1K
|
8.7K
$219K
|
|
|
Nov 04, 2024
Q3 2024
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 04, 2024
Q3 2024
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
93New |
$2.04K - $2.25K
|
93
$2.34K
|
|
|
Oct 23, 2024
Q3 2024
|
Strategic Investment Solutions, Inc. /Il
Orland Park, IL |
BUY
|
- |
100New |
$2.19K - $2.42K
|
100
$2.52K
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
71+ 0.05% |
$1.56K - $1.72K
|
130K
$3.26M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
3.14K+ 10.52% |
$68.8K - $76.1K
|
33K
$831K
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-5.54K- 24.91% |
$121K - $134K
|
16.7K
$420K
|
|
|
Oct 15, 2024
Q3 2024
|
Mcdonald Partners LLC
|
SELL
|
- |
-11- 0.05% |
$241 - $266
|
20.3K
$510K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 10, 2024
Q3 2024
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
6.62K+ 20.34% |
$145K - $160K
|
39.2K
$986K
|
|
| Q2 2024 | |||||||
|
Aug 19, 2024
Q2 2024
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
770+ 8.45% |
$17.4K - $18.8K
|
9.89K
$249K
|
|
|
Aug 14, 2024
Q2 2024
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-19.8K- 63.24% |
$447K - $483K
|
11.5K
$290K
|
|
|
Aug 14, 2024
Q2 2024
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
2.4K+ 88.89% |
$54.2K - $58.6K
|
5.1K
$128K
|
|
|
Aug 14, 2024
Q2 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-58.8K- 89.51% |
$1.33M - $1.44M
|
6.9K
$174K
|
|
|
Aug 13, 2024
Q2 2024
|
Rmb Capital Management, LLC
|
BUY
|
- |
5K+ 20.0% |
$113K - $122K
|
30K
$755K
|
|
|
Aug 09, 2024
Q2 2024
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
2+ 0.07% |
$45.2 - $48.8
|
2.79K
$70.3K
|
|
|
Aug 08, 2024
Q2 2024
|
Tmd Wealth Management, LLC
|
SELL
|
- |
-497- 0.73% |
$11.2K - $12.1K
|
67.7K
$1.71M
|
|