Latest Institutional Transactions on Saratoga Investment Corp. (SAR)
This table provides information on the latest institutional transactions involving Saratoga Investment Corp. (SAR) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 14, 2025
Q1 2025
|
New Square Capital LLC
|
BUY
|
- |
500New |
$11.7K - $13K
|
500
$12.6K
|
|
|
Apr 10, 2025
Q1 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
48.4K+ 33.39% |
$1.13M - $1.26M
|
193K
$4.87M
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
CALL |
11.4KNew |
$263K - $297K
|
11.4K
$287K
|
|
|
Feb 14, 2025
Q4 2024
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
7.56K+ 6.25% |
$174K - $197K
|
128K
$3.24M
|
|
|
Feb 14, 2025
Q4 2024
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
23.1K+ 32.12% |
$532K - $602K
|
95K
$2.39M
|
|
|
Feb 14, 2025
Q4 2024
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-757- 2.19% |
$17.4K - $19.7K
|
33.8K
$851K
|
|
|
Feb 14, 2025
Q4 2024
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
11.3KNew |
$261K - $295K
|
11.3K
$285K
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
BUY
|
- |
33+ 3.58% |
$760 - $860
|
954
$24K
|
|
|
Feb 14, 2025
Q4 2024
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-3.5K- 5.59% |
$80.5K - $91.1K
|
59.1K
$1.49M
|
|
|
Feb 14, 2025
Q4 2024
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-2.51K- 5.41% |
$57.8K - $65.4K
|
43.9K
$1.11M
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
285+ 1.29% |
$6.56K - $7.43K
|
22.5K
$566K
|
|
|
Feb 14, 2025
Q4 2024
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-1.9K- 1.29% |
$43.8K - $49.5K
|
145K
$3.66M
|
|
|
Feb 14, 2025
Q4 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
10.5KNew |
$242K - $274K
|
10.5K
$265K
|
|
|
Feb 14, 2025
Q4 2024
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-18.5K- 14.96% |
$426K - $482K
|
105K
$2.65M
|
|
|
Feb 14, 2025
Q4 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
PUT |
8.4K+ 43.52% |
$193K - $219K
|
27.7K
$698K
|
|
|
Feb 14, 2025
Q4 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
17.9KNew |
$412K - $466K
|
17.9K
$451K
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
9.26K+ 10.9% |
$213K - $241K
|
94.2K
$2.37M
|
|
|
Feb 14, 2025
Q4 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-4.78K- 7.38% |
$110K - $125K
|
60K
$1.51M
|
|
|
Feb 13, 2025
Q4 2024
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
BUY
|
- |
2.69K+ 4.78% |
$62K - $70.2K
|
59.1K
$1.49M
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
188New |
$4.33K - $4.9K
|
188
$4.74K
|
|
|
Feb 13, 2025
Q4 2024
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
36KNew |
$828K - $938K
|
36K
$906K
|
|
|
Feb 13, 2025
Q4 2024
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
13.2KNew |
$305K - $345K
|
13.2K
$334K
|
|
|
Feb 13, 2025
Q4 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
2New |
$46.1 - $52.1
|
2
$50.4
|
|
|
Feb 12, 2025
Q4 2024
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-200- 50.0% |
$4.61K - $5.21K
|
200
$5.04K
|
|
|
Feb 12, 2025
Q4 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.79K+ 35.78% |
$41.2K - $46.6K
|
6.79K
$171K
|
|
|
Feb 12, 2025
Q4 2024
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
36.5K+ 133.02% |
$842K - $953K
|
64K
$1.61M
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.29K+ 3.09% |
$75.8K - $85.8K
|
110K
$2.77M
|
|
|
Feb 12, 2025
Q4 2024
|
Hurley Capital, LLC
New York, NY |
BUY
|
- |
13New |
$299 - $339
|
13
$328
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-5.46K- 5.89% |
$126K - $142K
|
87.3K
$2.2M
|
|
|
Feb 11, 2025
Q4 2024
|
Simplex Trading, LLC
|
BUY
|
- |
247New |
$5.69K - $6.44K
|
247
$6.22K
|
|
|
Feb 10, 2025
Q4 2024
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
BUY
|
- |
6.71K+ 48.68% |
$155K - $175K
|
20.5K
$517K
|
|
|
Feb 10, 2025
Q4 2024
|
Connor, Clark & Lunn Investment Management Ltd.
|
BUY
|
- |
11.9KNew |
$274K - $311K
|
11.9K
$300K
|
|
|
Feb 10, 2025
Q4 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.28K- 7.65% |
$29.4K - $33.3K
|
15.4K
$388K
|
|
|
Feb 10, 2025
Q4 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-4.97K- 4.42% |
$115K - $130K
|
107K
$2.71M
|
|
|
Feb 07, 2025
Q4 2024
|
Pfg Advisors
|
SELL
|
- |
-375- 1.67% |
$8.64K - $9.78K
|
22.1K
$556K
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-880- 12.9% |
$20.3K - $22.9K
|
5.94K
$150K
|
|
|
Feb 07, 2025
Q4 2024
|
Hexagon Capital Partners LLC
|
BUY
|
- |
78New |
$1.8K - $2.03K
|
78
$1.97K
|
|
|
Feb 07, 2025
Q4 2024
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-66- 0.63% |
$1.52K - $1.72K
|
10.4K
$262K
|
|
|
Feb 07, 2025
Q4 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
11.1KNew |
$256K - $290K
|
11.1K
$280K
|
|
|
Feb 06, 2025
Q4 2024
|
Promus Capital, LLC
Chicago, IL |
BUY
|
- |
1.27KNew |
$29.3K - $33.2K
|
1.27K
$32.1K
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
34KNew |
$784K - $887K
|
34K
$858K
|
|
|
Jan 31, 2025
Q4 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-7.33K- 5.65% |
$169K - $191K
|
122K
$3.08M
|
|
|
Jan 31, 2025
Q4 2024
|
D.A. Davidson & Co.
|
BUY
|
- |
2.93K+ 10.85% |
$67.5K - $76.4K
|
29.9K
$754K
|
|
|
Jan 22, 2025
Q4 2024
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
26+ 0.44% |
$599 - $678
|
5.89K
$149K
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
8.88KNew |
$205K - $232K
|
8.88K
$224K
|
|
|
Jan 15, 2025
Q4 2024
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
911+ 2.85% |
$21K - $23.7K
|
32.8K
$828K
|
|
|
Jan 08, 2025
Q4 2024
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-32.7K- 29.11% |
$752K - $852K
|
79.6K
$2.01M
|
|
| Q3 2024 | |||||||
|
Mar 12, 2025
Q3 2024
|
Palogic Value Management, L.P.
Dallas, TX |
SELL
|
- |
-1K- 2.1% |
$21.9K - $24.2K
|
46.7K
$1.18M
|
|
|
Feb 28, 2025
Q3 2024
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
11.2K+ 12.34% |
$246K - $272K
|
102K
$2.58M
|
|
|
Feb 04, 2025
Q3 2024
|
Ifp Advisors, Inc
|
SELL
|
- |
-500- 33.33% |
$11K - $12.1K
|
1K
$25.2K
|
|