Latest Institutional Transactions on Saratoga Investment Corp. (SAR)
This table provides information on the latest institutional transactions involving Saratoga Investment Corp. (SAR) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 07, 2024
Q2 2024
|
Pfg Advisors
|
SELL
|
- |
-746- 3.22% |
$16.9K - $18.2K
|
22.4K
$569K
|
|
|
Aug 06, 2024
Q2 2024
|
Arlington Trust CO LLC
Birmingham, AL |
BUY
|
- |
1KNew |
$22.6K - $24.4K
|
1K
$25.3K
|
|
|
Jul 22, 2024
Q2 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.2K- 10.76% |
$27.1K - $29.3K
|
9.96K
$252K
|
|
| Q1 2024 | |||||||
|
Jul 30, 2024
Q1 2024
|
Ifp Advisors, Inc
|
SELL
|
- |
-500- 25.0% |
$11.3K - $13.2K
|
1.5K
$38K
|
|
|
May 15, 2024
Q1 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
526New |
$11.8K - $13.9K
|
526
$13.3K
|
|
|
May 15, 2024
Q1 2024
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-3.1K- 25.34% |
$69.7K - $81.6K
|
9.12K
$231K
|
|
|
May 15, 2024
Q1 2024
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-787- 84.53% |
$17.7K - $20.7K
|
144
$3.65K
|
|
|
May 15, 2024
Q1 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.3K- 65.0% |
$29.3K - $34.3K
|
700
$17.7K
|
|
|
May 14, 2024
Q1 2024
|
Entry Point Capital, LLC
New York, NY |
SELL
|
- |
-5.71K- 93.49% |
$129K - $151K
|
398
$10.1K
|
|
|
May 14, 2024
Q1 2024
|
Old Point Trust & Financial Services N A
|
BUY
|
- |
200New |
$4.5K - $5.27K
|
200
$5.07K
|
|
|
May 14, 2024
Q1 2024
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
57KNew |
$1.28M - $1.5M
|
57K
$1.44M
|
|
|
May 14, 2024
Q1 2024
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
29.6KNew |
$668K - $781K
|
29.6K
$751K
|
|
|
May 13, 2024
Q1 2024
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
36KNew |
$811K - $949K
|
36K
$913K
|
|
|
May 03, 2024
Q1 2024
|
Larson Financial Group LLC
|
BUY
|
- |
305+ 3.16% |
$6.87K - $8.04K
|
9.97K
$253K
|
|
|
May 03, 2024
Q1 2024
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-34- 13.28% |
$766 - $896
|
222
$5.63K
|
|
| Q4 2023 | |||||||
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.44K+ 28.7% |
$33.1K - $38.4K
|
6.44K
$163K
|
|
|
Oct 21, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
16.3K+ 129.01% |
$375K - $435K
|
28.9K
$731K
|
|
|
Feb 14, 2024
Q4 2023
|
Putnam Investments LLC
Boston, MA |
SELL
|
- |
-8.01K- 20.9% |
$185K - $214K
|
30.3K
$768K
|
|
|
Feb 14, 2024
Q4 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
14KNew |
$323K - $374K
|
14K
$355K
|
|
|
Feb 14, 2024
Q4 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
6.81K+ 42.29% |
$157K - $182K
|
22.9K
$581K
|
|
|
Feb 14, 2024
Q4 2023
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-44.3K- 75.15% |
$1.02M - $1.18M
|
14.7K
$371K
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
6.42K+ 431.61% |
$148K - $172K
|
7.91K
$200K
|
|
|
Feb 13, 2024
Q4 2023
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-540- 3.28% |
$12.4K - $14.4K
|
15.9K
$404K
|
|
|
Feb 12, 2024
Q4 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
644New |
$14.8K - $17.2K
|
644
$16.3K
|
|
|
Feb 12, 2024
Q4 2023
|
Simplify Asset Management Inc.
New York, NY |
BUY
|
- |
3.2K+ 6.6% |
$73.8K - $85.5K
|
51.7K
$1.31M
|
|
|
Feb 12, 2024
Q4 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
91+ 5.6% |
$2.1K - $2.43K
|
1.72K
$43.5K
|
|
|
Feb 09, 2024
Q4 2023
|
Hillsdale Investment Management Inc.
Toronto, A6 |
SELL
|
- |
-1.8K- 36.73% |
$41.5K - $48.1K
|
3.1K
$78.6K
|
|
|
Feb 09, 2024
Q4 2023
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
13.5KNew |
$312K - $361K
|
13.5K
$343K
|
|
|
Feb 07, 2024
Q4 2023
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
2KNew |
$46.1K - $53.5K
|
2K
$50.7K
|
|
|
Feb 01, 2024
Q4 2023
|
Significant Wealth Partners LLC
Cary, IL |
BUY
|
- |
39.6KNew |
$912K - $1.06M
|
39.6K
$1M
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 26, 2024
Q4 2023
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
16.7KNew |
$384K - $445K
|
16.7K
$422K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Scoggin Management LP
New York, NY |
BUY
|
- |
114KNew |
$2.89M - $3.12M
|
114K
$2.88M
|
|
|
Nov 13, 2023
Q3 2023
|
C M Bidwell & Associates LTD
Honolulu, HI |
BUY
|
- |
1.39KNew |
$35.3K - $38K
|
1.39K
$35.1K
|
|
|
Nov 07, 2023
Q3 2023
|
Barclays PLC
London, X0 |
BUY
|
- |
1.44KNew |
$36.7K - $39.6K
|
1.44K
$36.5K
|
|
| Q2 2023 | |||||||
|
Feb 14, 2024
Q2 2023
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
500New |
$11.4K - $14.3K
|
500
$12.7K
|
|
|
Aug 14, 2023
Q2 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1KNew |
$22.8K - $28.6K
|
1K
$25.3K
|
|
|
Aug 14, 2023
Q2 2023
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-2.73K- 9.21% |
$62.3K - $78.2K
|
26.9K
$682K
|
|
|
Aug 14, 2023
Q2 2023
|
Black Diamond Capital Management, L.L.C.
Stamford, CT |
SELL
|
- |
-345K- 78.15% |
$7.88M - $9.89M
|
96.5K
$2.45M
|
|
|
Aug 11, 2023
Q2 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
7.64KNew |
$174K - $219K
|
7.64K
$194K
|
|
|
Aug 10, 2023
Q2 2023
|
Citigroup Inc
|
BUY
|
- |
8New |
$183 - $229
|
8
$203
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
8.33KNew |
$190K - $238K
|
8.33K
$211K
|
|
|
Aug 07, 2023
Q2 2023
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-10.7K- 53.23% |
$244K - $307K
|
9.41K
$238K
|
|
|
Aug 03, 2023
Q2 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-7.06K- 22.85% |
$161K - $202K
|
23.8K
$604K
|
|
|
Jul 28, 2023
Q2 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-6.18K- 45.16% |
$141K - $177K
|
7.5K
$190K
|
|
|
Jul 24, 2023
Q2 2023
|
Toth Financial Advisory Corp
|
BUY
|
- |
2.6KNew |
$59.3K - $74.5K
|
2.6K
$65.9K
|
|
|
Jul 17, 2023
Q2 2023
|
Claybrook Capital, LLC
|
BUY
|
- |
8.37K+ 25.03% |
$191K - $240K
|
41.8K
$1.06M
|
|
|
Jul 14, 2023
Q2 2023
|
Bartlett & Co. LLC
|
BUY
|
- |
500New |
$11.4K - $14.3K
|
500
$12.7K
|
|
|
Jul 10, 2023
Q2 2023
|
Sg Americas Securities, LLC
|
BUY
|
- |
8.17KNew |
$186K - $234K
|
8.17K
$207K
|
|
| Q1 2023 | |||||||
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
6+ 0.78% |
$143 - $167
|
772
$19.6K
|
|