Latest Institutional Transactions on Saratoga Investment Corp. (SAR)
This table provides information on the latest institutional transactions involving Saratoga Investment Corp. (SAR) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 05, 2022
Q2 2022
|
Motco
|
SELL
|
- |
-249Closed |
$5.65K - $7.04K
|
0
$0
|
|
|
Aug 05, 2022
Q2 2022
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-457- 33.68% |
$10.4K - $12.9K
|
900
$19.8K
|
|
|
Jul 27, 2022
Q2 2022
|
Modera Wealth Management, LLC
|
SELL
|
- |
-8KClosed |
$182K - $226K
|
0
$0
|
|
|
Jul 26, 2022
Q2 2022
|
Tap Consulting, LLC
|
SELL
|
- |
-8.32KClosed |
$189K - $235K
|
0
$0
|
|
|
Jul 22, 2022
Q2 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.38K- 78.3% |
$31.2K - $38.9K
|
381
$8.4K
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-300Closed |
$7.56K - $8.75K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Chilton Capital Management LLC
Houston, TX |
SELL
|
- |
-840Closed |
$21.2K - $24.5K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Credit Agricole S A
|
BUY
|
- |
650+ 185.71% |
$16.4K - $18.9K
|
1K
$22.1K
|
|
|
May 12, 2022
Q1 2022
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-700Closed |
$17.6K - $20.4K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Fairfield, Bush & Co.
Darien, CT |
BUY
|
- |
1KNew |
$25.2K - $29.2K
|
1K
$22.1K
|
|
|
May 05, 2022
Q1 2022
|
Chemistry Wealth Management LLC
New York, NY |
SELL
|
- |
-22KClosed |
$553K - $640K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
All Season Financial Advisors, Inc.
|
SELL
|
- |
-11.3KClosed |
$285K - $329K
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
SELL
|
- |
-3KClosed |
$75.6K - $87.5K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Nov 30, 2023
Q4 2021
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
503New |
$14.3K - $15K
|
503
$11.1K
|
|
|
Feb 11, 2022
Q4 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-12Closed |
$342 - $358
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Sandy Spring Bank
|
SELL
|
- |
-360Closed |
$10.3K - $10.7K
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-7.08KClosed |
$202K - $211K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
100+ 46.51% |
$2.85K - $2.98K
|
315
$6.95K
|
|
|
Jan 24, 2022
Q4 2021
|
National Bank Of Canada
|
BUY
|
- |
500New |
$14.3K - $14.9K
|
500
$11K
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.4KClosed |
$39.9K - $41.7K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 10, 2021
Q3 2021
|
Tfo Tdc, LLC
|
SELL
|
- |
-17Closed |
$444 - $498
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Financial Management Professionals, Inc.
|
BUY
|
- |
181New |
$4.73K - $5.3K
|
181
$3.99K
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Truist Financial Corp
|
SELL
|
- |
-65.2KClosed |
$1.59M - $1.76M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Callodine Capital Management, LP
Boston, MA |
SELL
|
- |
-106KClosed |
$2.59M - $2.87M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-18.7KClosed |
$455K - $504K
|
0
$0
|
|
|
Jul 29, 2021
Q2 2021
|
Center For Financial Planning, Inc.
Southfied, MI |
BUY
|
- |
2New |
$48.7 - $53.9
|
2
$44.1
|
|
|
Jul 14, 2021
Q2 2021
|
Wny Asset Management, LLC
Williamsville, NY |
SELL
|
- |
-9.35KClosed |
$228K - $252K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 19, 2021
Q1 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-16.1KClosed |
$328K - $407K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Jb Capital Partners LP
Armonk, NY |
BUY
|
- |
33.8KNew |
$691K - $857K
|
33.8K
$746K
|
|
|
May 11, 2021
Q1 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-90Closed |
$1.84K - $2.28K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Oder Investment Management, LLC
Woodland Hills, CA |
SELL
|
- |
-3Closed |
$61.3 - $76
|
0
$0
|
|
|
May 05, 2021
Q1 2021
|
Interchange Capital Partners, LLC
|
SELL
|
- |
-250Closed |
$5.11K - $6.33K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Mar 05, 2021
Q4 2020
|
Chiron Capital Management, LLC
|
SELL
|
- |
-225Closed |
$3.83K - $5.1K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Radcliffe Capital Management, L.P.
Bala Cynwyd, PA |
SELL
|
- |
-65KClosed |
$1.11M - $1.47M
|
0
$0
|
|
|
Jan 21, 2021
Q4 2020
|
Optimum Investment Advisors
|
SELL
|
- |
-200Closed |
$3.4K - $4.53K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 19, 2020
Q3 2020
|
Tru Independence LLC
|
SELL
|
- |
-225Closed |
$3.39K - $4.12K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-24.3KClosed |
$367K - $446K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-2.04KClosed |
$30.8K - $37.4K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-1.5KClosed |
$22.5K - $27.4K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Private Capital Group, LLC
|
SELL
|
- |
-150Closed |
$2.26K - $2.75K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-3.03KClosed |
$45.7K - $55.6K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-18.1KClosed |
$272K - $331K
|
0
$0
|
|
|
Oct 30, 2020
Q3 2020
|
Winton Group LTD
London, X0 |
SELL
|
- |
-74.1KClosed |
$1.12M - $1.36M
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Capital Bank & Trust CO
Irvine, CA |
SELL
|
- |
-1KClosed |
$9.51K - $18.7K
|
0
$0
|
|
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-1.62KClosed |
$15.4K - $30.4K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Mckinley Capital Management LLC
|
SELL
|
- |
-30.3KClosed |
$289K - $568K
|
0
$0
|
|
|
Jul 20, 2020
Q2 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-1KClosed |
$9.51K - $18.7K
|
0
$0
|
|
|
Jul 16, 2020
Q2 2020
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-1.1KClosed |
$10.5K - $20.6K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-16.3KClosed |
$137K - $463K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-400Closed |
$3.36K - $11.3K
|
0
$0
|
|