Institutional Ownership Saratoga Investment Corp. (SAR)
This table provides information about the institutional ownership of Saratoga Investment Corp. (SAR). We have compiled data on the 81 institutions that hold shares in the stock, with a total of 2.27 Million shares, which have been reported (via 13F filing form) to have a value of $50.1 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Lido Advisors, LLC
Los Angeles, CA |
Nov 14, 2025 Q3 2025 |
197,873
shares
|
$4.36 Million
0.02% of portfolio
|
Q3 2025
Added 6.24%
|
|
|
Private Advisor Group, LLC
|
Nov 12, 2025 Q3 2025 |
158,286
shares
|
$3.49 Million
0.02% of portfolio
|
Q3 2025
Added 4.63%
|
|
|
Hennion & Walsh Asset Management, Inc.
|
Jan 14, 2026 Q4 2025 |
141,470
shares
|
$3.12 Million
0.12% of portfolio
|
Q4 2025
Reduced 21.43%
|
|
|
Advisors Asset Management, Inc.
Monument, CO |
Nov 06, 2025 Q3 2025 |
115,641
shares
|
$2.55 Million
0.05% of portfolio
|
Q3 2025
Added 9.84%
|
|
|
Two Sigma Investments, LP
New York, NY |
Nov 14, 2025 Q3 2025 |
115,035
shares
|
$2.54 Million
0.0% of portfolio
|
Q3 2025
Reduced 34.58%
|
|
|
Lpl Financial LLC
Fort Mill, SC |
Nov 12, 2025 Q3 2025 |
108,729
shares
|
$2.4 Million
0.0% of portfolio
|
Q3 2025
Added 12.46%
|
|
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
Nov 14, 2025 Q3 2025 |
100,647
shares
|
$2.22 Million
0.01% of portfolio
|
Q3 2025
Reduced 56.58%
|
|
|
Legal & General Group PLC
London, X0 |
Nov 13, 2025 Q3 2025 |
93,529
shares
|
$2.06 Million
0.0% of portfolio
|
Q3 2025
Reduced 1.5%
|
|
|
Wells Fargo & Company
San Francisco, CA |
Nov 13, 2025 Q3 2025 |
84,099
shares
|
$1.85 Million
0.0% of portfolio
|
Q3 2025
Reduced 16.67%
|
|
|
Morgan Stanley
New York, NY |
Nov 14, 2025 Q3 2025 |
77,033
shares
|
$1.7 Million
0.0% of portfolio
|
Q3 2025
Reduced 1.13%
|
|
|
Ameriprise Financial Inc
Minneapolis, MN |
Nov 14, 2025 Q3 2025 |
71,549
shares
|
$1.58 Million
0.0% of portfolio
|
Q3 2025
Added 6.95%
|
|
|
Tmd Wealth Management, LLC
|
Aug 08, 2024 Q2 2024 |
67,730
shares
|
$1.49 Million
0.4% of portfolio
|
Q2 2024
Reduced 0.73%
|
|
|
Ethos Financial Group, LLC
King Of Prussia, PA |
Oct 23, 2025 Q3 2025 |
53,833
shares
|
$1.19 Million
0.12% of portfolio
|
Q3 2025
Added 10.78%
|
|
|
International Assets Investment Management, LLC
Orlando, FL |
Oct 31, 2025 Q3 2025 |
52,610
shares
|
$1.16 Million
0.11% of portfolio
|
Q2 2025
Reduced 4.15%
|
|
|
Trexquant Investment LP
Stamford, CT |
Nov 14, 2025 Q3 2025 |
51,762
shares
|
$1.14 Million
0.01% of portfolio
|
Q3 2025
Added 19.67%
|
|
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
Nov 05, 2025 Q3 2025 |
50,232
shares
|
$1.11 Million
0.01% of portfolio
|
Q1 2025
Reduced 14.95%
|
|
|
Wealthcare Advisory Partners LLC
West Chester, PA |
Jan 14, 2026 Q4 2025 |
49,471
shares
|
$1.09 Million
0.02% of portfolio
|
Q4 2025
Added 10.72%
|
|
|
Palogic Value Management, L.P.
Dallas, TX |
Nov 14, 2025 Q3 2025 |
46,680
shares
|
$1.03 Million
0.46% of portfolio
|
Q3 2024
Reduced 2.1%
|
|
|
Next Level Private LLC
Harrison, NY |
Jan 07, 2026 Q4 2025 |
43,527
shares
|
$959,770
0.28% of portfolio
|
Q3 2025
Added 11.17%
|
|
|
Claybrook Capital, LLC
|
Oct 24, 2023 Q3 2023 |
41,817
shares
|
$922,064
0.62% of portfolio
|
Q2 2023
Added 25.03%
|
|
|
Virtus Investment Advisers, Inc.
Hartford, CT |
Nov 13, 2025 Q3 2025 |
36,285
shares
|
$800,084
0.27% of portfolio
|
Q3 2025
Reduced 0.04%
|
|
|
Jb Capital Partners LP
Armonk, NY |
Nov 13, 2025 Q3 2025 |
33,847
shares
|
$746,326
0.16% of portfolio
|
Q1 2021
New holding
|
|
|
Raymond James & Associates
St Petersburg, FL |
Oct 18, 2024 Q3 2024 |
33,000
shares
|
$727,650
0.0% of portfolio
|
Q3 2024
Added 10.52%
|
|
|
D.A. Davidson & Co.
|
Oct 22, 2025 Q3 2025 |
31,452
shares
|
$693,516
0.01% of portfolio
|
Q3 2025
Added 1.1%
|
|
|
Putnam Investments LLC
Boston, MA |
Feb 14, 2024 Q4 2023 |
30,289
shares
|
$667,872
0.0% of portfolio
|
Q4 2023
Reduced 20.9%
|
|