Institutional Ownership Saratoga Investment Corp. (SAR)
This table provides information about the institutional ownership of Saratoga Investment Corp. (SAR). We have compiled data on the 82 institutions that hold shares in the stock, with a total of 2.34 Million shares, which have been reported (via 13F filing form) to have a value of $51.7 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Putnam Investments LLC
Boston, MA |
Feb 14, 2024 Q4 2023 |
30,289
shares
|
$667,872
0.0% of portfolio
|
Q4 2023
Reduced 20.9%
|
|
|
Rmb Capital Management, LLC
|
Nov 13, 2025 Q3 2025 |
30,000
shares
|
$661,500
0.01% of portfolio
|
Q2 2024
Added 20.0%
|
|
|
Cambridge Investment Research Advisors, Inc.
|
Nov 12, 2025 Q3 2025 |
27,114
shares
|
$597,863
0.0% of portfolio
|
Q3 2025
Added 66.1%
|
|
|
Commonwealth Equity Services, LLC
|
Oct 22, 2025 Q3 2025 |
25,198
shares
|
$555,615
0.0% of portfolio
|
Q3 2025
Added 3.75%
|
|
|
Raymond James Financial Inc
St. Petersburg, FL |
Nov 14, 2025 Q3 2025 |
23,072
shares
|
$508,737
0.0% of portfolio
|
Q3 2025
Reduced 25.26%
|
|
|
Pfg Advisors
|
Nov 12, 2025 Q3 2025 |
21,917
shares
|
$483,269
0.02% of portfolio
|
Q3 2025
Added 0.03%
|
|
|
Cetera Investment Advisers
Schaumburg, IL |
Nov 14, 2025 Q3 2025 |
20,018
shares
|
$441,396
0.0% of portfolio
|
Q3 2025
Added 98.36%
|
|
|
Royal Bank Of Canada
Toronto, A6 |
Nov 14, 2025 Q3 2025 |
18,966
shares
|
$418,200
0.0% of portfolio
|
Q2 2025
Reduced 5.02%
|
|
|
Kovitz Investment Group Partners, LLC
|
Nov 10, 2025 Q3 2025 |
17,813
shares
|
$392,776
0.0% of portfolio
|
Q3 2025
Reduced 0.18%
|
|
|
Brevan Howard Capital Management LP
St. Helier, Y9 |
Nov 14, 2025 Q3 2025 |
17,675
shares
|
$389,733
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
Marshall Wace, LLP
London, X0 |
Nov 13, 2025 Q3 2025 |
16,631
shares
|
$366,713
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
Focus Financial Network, Inc.
Minneapolis, MN |
Oct 09, 2025 Q3 2025 |
15,655
shares
|
$345,192
0.01% of portfolio
|
Q3 2025
New holding
|
|
|
Bard Associates Inc
Chicago, IL |
Nov 14, 2025 Q3 2025 |
14,256
shares
|
$314,344
0.11% of portfolio
|
Q3 2025
Reduced 10.03%
|
|
|
Sunbelt Securities, Inc.
Houston, TX |
Nov 19, 2025 Q3 2025 |
13,382
shares
|
$295,073
0.03% of portfolio
|
Q3 2025
Added 163.32%
|
|
|
Vest Gen Advisors, LLC
Inverness, IL |
Nov 14, 2025 Q3 2025 |
12,759
shares
|
$281,335
0.01% of portfolio
|
Q3 2025
New holding
|
|
|
Aquatic Capital Management LLC
Chicago, IL |
Nov 14, 2025 Q3 2025 |
12,729
shares
|
$280,674
0.01% of portfolio
|
Q3 2025
Added 4814.67%
|
|
|
Davidson Trust CO
|
Oct 20, 2025 Q3 2025 |
11,000
shares
|
$242,550
0.11% of portfolio
|
Q3 2022
Reduced 15.38%
|
|
|
High Tower Advisors, LLC
Chicago, IL |
Nov 06, 2025 Q3 2025 |
10,860
shares
|
$239,463
0.0% of portfolio
|
Q3 2025
Added 0.19%
|
|
|
Wedbush Securities Inc
|
Nov 06, 2025 Q3 2025 |
10,700
shares
|
$235,935
0.01% of portfolio
|
Q1 2025
Added 22.99%
|
|
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
Nov 14, 2025 Q3 2025 |
10,346
shares
|
$228,129
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
Avantax Advisory Services, Inc.
|
Aug 08, 2025 Q2 2025 |
10,328
shares
|
$227,732
0.0% of portfolio
|
Q2 2025
Reduced 0.52%
|
|
|
Jpmorgan Chase & CO
New York, NY |
Nov 26, 2025 Q3 2025 |
7,125
shares
|
$157,106
0.0% of portfolio
|
Q3 2025
Reduced 34.77%
|
|
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
Nov 14, 2025 Q3 2025 |
6,616
shares
|
$145,882
0.0% of portfolio
|
Q3 2025
Added 5.75%
|
|
|
Register Financial Advisors LLC
Atlanta, GA |
Oct 30, 2025 Q3 2025 |
5,951
shares
|
$131,219
0.06% of portfolio
|
Q3 2025
Added 0.32%
|
|
|
Harbour Investments, Inc.
Madison, WI |
Nov 12, 2025 Q3 2025 |
2,973
shares
|
$65,554
0.0% of portfolio
|
Q3 2025
Added 197.3%
|
|