Purchases and Sales Made in Q1 2022 in Saratoga Investment Corp. (SAR)

SAR Quotes by TradingView

This table provides information about the institutional ownership of Saratoga Investment Corp. (SAR) during Q1 2022. The information is specifically focused on institutions that hold shares of SARATOGA INVESTMENT CORP..

Report Date Institution (Fund) Operation Option Shares change Value Range Shares Held Trade History
May 16, 2022 Q1 2022
Thomas J. Herzfeld Advisors, Inc.

Miami Beach, FL
BUY
 -
63.4K
+ 62.8%
$1.6M - $1.85M
164K $4.07M
May 16, 2022 Q1 2022
Black Diamond Capital Management, L.L.C.

Stamford, CT
BUY
 -
38.5K
+ 3.94%
$971K - $1.12M
1.02M $25.2M
May 12, 2022 Q1 2022
Private Advisor Group, LLC

BUY
 -
17K
+ 118.19%
$429K - $496K
31.4K $779K
May 12, 2022 Q1 2022
Cambridge Investment Research Advisors, Inc.

BUY
 -
8.77K
New
$221K - $256K
8.77K $217K
Apr 27, 2022 Q1 2022
Avantax Advisory Services, Inc.

BUY
 -
8.38K
New
$211K - $244K
8.38K $208K
May 17, 2022 Q1 2022
Advisors Asset Management, Inc.

Monument, CO
BUY
 -
8.35K
+ 6.04%
$210K - $243K
147K $3.63M
May 03, 2022 Q1 2022
Modera Wealth Management, LLC

BUY
 -
8K
New
$202K - $233K
8K $198K
May 11, 2022 Q1 2022
Raymond James & Associates

St Petersburg, FL
BUY
 -
7.04K
+ 9.44%
$177K - $205K
81.7K $2.02M
Sep 06, 2022 Q1 2022
Ifp Advisors, Inc

BUY
 -
6.65K
New
$168K - $194K
6.65K $165K
May 16, 2022 Q1 2022
Wells Fargo & Company

San Francisco, CA
BUY
 -
6.22K
+ 8.48%
$157K - $181K
79.5K $1.97M
May 16, 2022 Q1 2022
First Republic Investment Management, Inc.

San Francisco, CA
BUY
 -
4.01K
+ 44.64%
$101K - $117K
13K $322K
May 13, 2022 Q1 2022
Rockefeller Capital Management L.P.

New York, NY
BUY
 -
3.99K
+ 23.81%
$100K - $116K
20.7K $514K
May 16, 2022 Q1 2022
Virtus ETF Advisers LLC

New York, NY
BUY
 -
3.44K
+ 24.28%
$86.6K - $100K
17.6K $436K
May 16, 2022 Q1 2022
Legal & General Group PLC

London, X0
BUY
 -
2.77K
+ 4.06%
$69.8K - $80.8K
71K $1.76M
May 11, 2022 Q1 2022
Bard Associates Inc

Chicago, IL
BUY
 -
2.39K
+ 15.22%
$60.2K - $69.7K
18.1K $448K
Apr 28, 2022 Q1 2022
Ahrens Investment Partners LLC

BUY
 -
2.22K
+ 22.86%
$55.9K - $64.7K
11.9K $296K
May 20, 2022 Q1 2022
Chicago Partners Investment Group LLC

BUY
 -
2.01K
+ 9.53%
$50.7K - $58.6K
23.1K $572K
May 16, 2022 Q1 2022
Ubs Group Ag

BUY
 -
1.78K
+ 44.28%
$44.9K - $52K
5.81K $144K
May 11, 2022 Q1 2022
Financial Advocates Investment Management

Olympia, WA
BUY
 -
1.6K
+ 22.23%
$40.4K - $46.7K
8.81K $218K
May 02, 2022 Q1 2022
National Asset Management, Inc.

Boca Raton, FL
BUY
 -
1.43K
+ 11.8%
$36K - $41.7K
13.5K $336K
May 13, 2022 Q1 2022
Lazard Asset Management LLC

New York, NY
BUY
 -
1.42K
New
$35.8K - $41.4K
1.42K $35.2K
May 13, 2022 Q1 2022
Northern Trust Corp

Chicago, IL
BUY
 -
1.38K
+ 11.03%
$34.7K - $40.2K
13.9K $344K
May 06, 2022 Q1 2022
Fairfield, Bush & Co.

Darien, CT
BUY
 -
1K
New
$25.2K - $29.2K
1K $24.8K
May 05, 2022 Q1 2022
Next Level Private LLC

Harrison, NY
BUY
 -
891
+ 4.06%
$22.5K - $26K
22.8K $566K
May 13, 2022 Q1 2022
Morgan Stanley

New York, NY
BUY
 -
699
+ 2.54%
$17.6K - $20.4K
28.3K $701K
May 16, 2022 Q1 2022
Credit Agricole S A

BUY
 -
650
+ 185.71%
$16.4K - $18.9K
1K $24.8K
Apr 26, 2022 Q1 2022
Tap Consulting, LLC

BUY
 -
310
+ 3.87%
$7.81K - $9.04K
8.32K $206K
May 06, 2022 Q1 2022
Motco

BUY
 -
249
New
$6.27K - $7.26K
249 $6.17K
May 16, 2022 Q1 2022
Samalin Investment Counsel, LLC

Chappaqua, NY
BUY
 -
170
+ 4.07%
$4.28K - $4.96K
4.35K $108K
May 12, 2022 Q1 2022
D.A. Davidson & Co.

BUY
 -
108
+ 0.51%
$2.72K - $3.15K
21.2K $525K
May 11, 2022 Q1 2022
Tradition Wealth Management, LLC

BUY
 -
53
+ 3.84%
$1.34K - $1.54K
1.43K $35.5K
May 16, 2022 Q1 2022
Bank Of America Corp

Charlotte, NC
BUY
 -
13
New
$328 - $379
13 $322
May 09, 2022 Q1 2022
Concourse Financial Group Securities, Inc.

Birmingham, AL
BUY
 -
0
New
$0 - $0
0 $0
May 16, 2022 Q1 2022
Royal Bank Of Canada

Toronto, A6
SELL
 -
-11
- 0.06%
$277 - $321
19.6K $485K
May 16, 2022 Q1 2022
Aquatic Capital Management LLC

Chicago, IL
SELL
 -
-200
Closed
$5.04K - $5.83K
0 $0
May 16, 2022 Q1 2022
Vectors Research Management, LLC

New York, NY
SELL
 -
-300
Closed
$7.56K - $8.75K
0 $0
May 12, 2022 Q1 2022
Mark Sheptoff Financial Planning, LLC

Glastonbury, CT
SELL
 -
-700
Closed
$17.6K - $20.4K
0 $0
May 16, 2022 Q1 2022
Chilton Capital Management LLC

Houston, TX
SELL
 -
-840
Closed
$21.2K - $24.5K
0 $0
May 16, 2022 Q1 2022
Ameriprise Financial Inc

Minneapolis, MN
SELL
 -
-1K
- 3.8%
$25.3K - $29.2K
25.4K $629K
May 04, 2022 Q1 2022
Advisor Group Holdings, Inc.

Phoenix, AZ
SELL
 -
-1.39K
- 3.32%
$35K - $40.5K
40.5K $1M
Apr 25, 2022 Q1 2022
Cerity Partners LLC

New York, NY
SELL
 -
-1.75K
- 3.36%
$44K - $50.9K
50.3K $1.25M
May 13, 2022 Q1 2022
Mackenzie Financial Corp

Toronto Ontario, A6
SELL
 -
-2.88K
- 5.61%
$72.5K - $83.9K
48.4K $1.2M
Apr 26, 2022 Q1 2022
Confluence Wealth Services, Inc.

Mcmurray, PA
SELL
 -
-3K
Closed
$75.6K - $87.5K
0 $0
Oct 27, 2022 Q1 2022
Morgan Stanley

New York, NY
SELL
 -
-5.94K
- 17.37%
$150K - $173K
28.3K $701K
May 16, 2022 Q1 2022
David A. Siegel Two Sigma Advisers, LP | New York, Ny
SELL
 -
-7.7K
- 10.97%
$194K - $224K
62.5K $1.55M
May 12, 2022 Q1 2022
Jump Financial, LLC

Chicago, IL
SELL
 -
-8.8K
Closed
$222K - $257K
0 $0
May 04, 2022 Q1 2022
Commonwealth Equity Services, LLC

SELL
 -
-9.88K
Closed
$249K - $288K
0 $0
May 16, 2022 Q1 2022
Lpl Financial LLC

Fort Mill, SC
SELL
 -
-10.1K
- 12.69%
$255K - $295K
69.7K $1.73M
Apr 29, 2022 Q1 2022
All Season Financial Advisors, Inc.

SELL
 -
-11.3K
Closed
$285K - $329K
0 $0

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