Purchases and Sales Made in Q2 2023 in Saratoga Investment Corp. (SAR)
This table provides information about the institutional ownership of Saratoga Investment Corp. (SAR) during Q2 2023. The information is specifically focused on institutions that hold shares of SARATOGA INVESTMENT CORP..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
68.5K+ 274.96% |
$1.56M - $1.96M
|
93.4K
$2.31M
|
|
|
Aug 14, 2023
Q2 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
50.1K+ 66.18% |
$1.14M - $1.44M
|
126K
$3.12M
|
|
|
Aug 14, 2023
Q2 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
37K+ 57.99% |
$844K - $1.06M
|
101K
$2.5M
|
|
|
Aug 14, 2023
Q2 2023
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
33.5KNew |
$765K - $960K
|
33.5K
$831K
|
|
|
Aug 14, 2023
Q2 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
20.4KNew |
$466K - $585K
|
20.4K
$506K
|
|
|
Aug 14, 2023
Q2 2023
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
16.4KNew |
$373K - $469K
|
16.4K
$406K
|
|
|
Aug 03, 2023
Q2 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
10.9KNew |
$249K - $312K
|
10.9K
$270K
|
|
|
Aug 07, 2023
Q2 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
10.2KNew |
$233K - $292K
|
10.2K
$253K
|
|
|
Oct 21, 2024
Q2 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
10.2KNew |
$233K - $292K
|
10.2K
$253K
|
|
|
Aug 14, 2023
Q2 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
9.54KNew |
$218K - $273K
|
9.54K
$236K
|
|
|
Aug 14, 2023
Q2 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
8.99KNew |
$205K - $258K
|
8.99K
$223K
|
|
|
Jul 26, 2023
Q2 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
8.82KNew |
$201K - $253K
|
8.82K
$219K
|
|
|
Jul 17, 2023
Q2 2023
|
Claybrook Capital, LLC
|
BUY
|
- |
8.37K+ 25.03% |
$191K - $240K
|
41.8K
$1.04M
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
8.33KNew |
$190K - $238K
|
8.33K
$206K
|
|
|
Jul 10, 2023
Q2 2023
|
Sg Americas Securities, LLC
|
BUY
|
- |
8.17KNew |
$186K - $234K
|
8.17K
$202K
|
|
|
Aug 11, 2023
Q2 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
7.64KNew |
$174K - $219K
|
7.64K
$189K
|
|
|
Aug 14, 2023
Q2 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
7.19K+ 8.78% |
$164K - $206K
|
89K
$2.21M
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
6.94K+ 10.69% |
$158K - $199K
|
71.8K
$1.78M
|
|
|
Aug 14, 2023
Q2 2023
|
Putnam Investments LLC
Boston, MA |
BUY
|
- |
6.08K+ 22.1% |
$139K - $174K
|
33.6K
$832K
|
|
|
Aug 14, 2023
Q2 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
3.72K+ 86.69% |
$84.9K - $107K
|
8.01K
$199K
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.43K+ 10.69% |
$78.2K - $98.2K
|
35.5K
$879K
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.23K+ 36.22% |
$73.7K - $92.5K
|
12.1K
$301K
|
|
|
Aug 09, 2023
Q2 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
2.8K+ 4.95% |
$63.9K - $80.2K
|
59.4K
$1.47M
|
|
|
Jul 24, 2023
Q2 2023
|
Toth Financial Advisory Corp
|
BUY
|
- |
2.6KNew |
$59.3K - $74.5K
|
2.6K
$64.4K
|
|
|
Aug 08, 2023
Q2 2023
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
2.43KNew |
$55.4K - $69.5K
|
2.43K
$60.1K
|
|
|
Aug 11, 2023
Q2 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.2K+ 2200.0% |
$50.2K - $63K
|
2.3K
$57K
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
BUY
|
- |
1.51K+ 133.75% |
$34.5K - $43.2K
|
2.64K
$65.4K
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.48K+ 1.74% |
$33.7K - $42.2K
|
86.1K
$2.13M
|
|
|
Aug 14, 2023
Q2 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1KNew |
$22.8K - $28.6K
|
1K
$24.8K
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
722+ 2.61% |
$16.5K - $20.7K
|
28.3K
$702K
|
|
|
Feb 14, 2024
Q2 2023
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
500New |
$11.4K - $14.3K
|
500
$12.4K
|
|
|
Jul 14, 2023
Q2 2023
|
Bartlett & Co. LLC
|
BUY
|
- |
500New |
$11.4K - $14.3K
|
500
$12.4K
|
|
|
Aug 03, 2023
Q2 2023
|
Larson Financial Group LLC
|
BUY
|
- |
229+ 2.57% |
$5.23K - $6.56K
|
9.15K
$227K
|
|
|
Aug 11, 2023
Q2 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
91+ 1.04% |
$2.08K - $2.61K
|
8.87K
$220K
|
|
|
Aug 10, 2023
Q2 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
85+ 0.37% |
$1.94K - $2.43K
|
22.8K
$566K
|
|
|
Aug 11, 2023
Q2 2023
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
75+ 0.46% |
$1.71K - $2.15K
|
16.5K
$408K
|
|
|
Aug 14, 2023
Q2 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
60+ 0.1% |
$1.37K - $1.72K
|
58.3K
$1.45M
|
|
|
Aug 14, 2023
Q2 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
41+ 2.59% |
$936 - $1.17K
|
1.62K
$40.2K
|
|
|
Aug 04, 2023
Q2 2023
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
12+ 0.21% |
$274 - $344
|
5.79K
$143K
|
|
|
Aug 10, 2023
Q2 2023
|
Citigroup Inc
|
BUY
|
- |
8New |
$183 - $229
|
8
$198
|
|
|
Sep 21, 2023
Q2 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-7- 0.34% |
$160 - $200
|
2.05K
$50.7K
|
|
|
Aug 11, 2023
Q2 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-381- 3.84% |
$8.69K - $10.9K
|
9.55K
$237K
|
|
|
Aug 14, 2023
Q2 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-500- 5.13% |
$11.4K - $14.3K
|
9.25K
$229K
|
|
|
Aug 04, 2023
Q2 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-516- 5.85% |
$11.8K - $14.8K
|
8.31K
$206K
|
|
|
Aug 11, 2023
Q2 2023
|
Palogic Value Management, L.P.
Dallas, TX |
SELL
|
- |
-1.1K- 2.26% |
$25.1K - $31.5K
|
47.7K
$1.18M
|
|
|
Aug 14, 2023
Q2 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-1.19K- 14.29% |
$27.2K - $34.1K
|
7.14K
$177K
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.47K- 4.08% |
$33.5K - $42K
|
34.5K
$855K
|
|
|
Aug 14, 2023
Q2 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.7K- 23.6% |
$38.8K - $48.7K
|
5.5K
$136K
|