Purchases and Sales Made in Q2 2025 in Saratoga Investment Corp. (SAR)
This table provides information about the institutional ownership of Saratoga Investment Corp. (SAR) during Q2 2025. The information is specifically focused on institutions that hold shares of SARATOGA INVESTMENT CORP..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 13, 2025
Q2 2025
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
56.1K+ 43.13% |
$1.2M - $1.42M
|
186K
$4.11M
|
|
|
Jul 10, 2025
Q2 2025
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
BUY
|
- |
34.1KNew |
$732K - $864K
|
34.1K
$752K
|
|
|
Aug 11, 2025
Q2 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
25.5K+ 20.26% |
$547K - $646K
|
151K
$3.34M
|
|
|
Aug 07, 2025
Q2 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
15.4K+ 7.99% |
$331K - $391K
|
209K
$4.6M
|
|
|
Aug 14, 2025
Q2 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
14.3KNew |
$307K - $363K
|
14.3K
$316K
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
BUY
|
- |
13.2K+ 1353.69% |
$284K - $335K
|
14.2K
$313K
|
|
|
Jul 25, 2025
Q2 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
9.77KNew |
$210K - $248K
|
9.77K
$215K
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
8.02K+ 9.04% |
$172K - $203K
|
96.7K
$2.13M
|
|
|
Aug 06, 2025
Q2 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7.43K+ 44.1% |
$160K - $188K
|
24.3K
$536K
|
|
|
Jul 22, 2025
Q2 2025
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
7.04K+ 21.41% |
$151K - $178K
|
39.9K
$880K
|
|
|
Aug 14, 2025
Q2 2025
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
5.75K+ 47.55% |
$123K - $146K
|
17.8K
$393K
|
|
|
Aug 12, 2025
Q2 2025
|
Laurel Wealth Advisors LLC
Charlotte, NC |
BUY
|
- |
5.74K+ 2380.08% |
$123K - $145K
|
5.98K
$132K
|
|
|
Aug 06, 2025
Q2 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
BUY
|
- |
3.09K+ 6.79% |
$66.3K - $78.3K
|
48.6K
$1.07M
|
|
|
Jul 30, 2025
Q2 2025
|
D.A. Davidson & Co.
|
BUY
|
- |
1.09K+ 3.64% |
$23.5K - $27.7K
|
31.1K
$686K
|
|
|
Aug 12, 2025
Q2 2025
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
1.02K+ 1.09% |
$21.9K - $25.9K
|
95K
$2.09M
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.02K+ 20.12% |
$21.8K - $25.7K
|
6.06K
$134K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
655+ 0.65% |
$14.1K - $16.6K
|
101K
$2.23M
|
|
|
Aug 29, 2025
Q2 2025
|
Evolution Wealth Management Inc.
Fort Myers, FL |
BUY
|
- |
645New |
$13.8K - $16.4K
|
645
$14.2K
|
|
|
Jul 31, 2025
Q2 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
624+ 3.97% |
$13.4K - $15.8K
|
16.3K
$360K
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
358New |
$7.68K - $9.08K
|
358
$7.89K
|
|
|
Jul 29, 2025
Q2 2025
|
Harbor Asset Planning, Inc.
Belmont, MA |
BUY
|
- |
261New |
$5.6K - $6.62K
|
261
$5.76K
|
|
|
Aug 14, 2025
Q2 2025
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
259New |
$5.56K - $6.57K
|
259
$5.71K
|
|
|
Sep 04, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
196+ 3.23% |
$4.21K - $4.97K
|
6.26K
$138K
|
|
|
Aug 11, 2025
Q2 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
108+ 1.01% |
$2.32K - $2.74K
|
10.8K
$239K
|
|
|
Jul 16, 2025
Q2 2025
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
100+ 29.5% |
$2.15K - $2.54K
|
439
$9.68K
|
|
|
Jul 21, 2025
Q2 2025
|
West Financial Advisors, LLC
|
BUY
|
- |
51New |
$1.09K - $1.29K
|
51
$1.12K
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
43+ 0.43% |
$923 - $1.09K
|
10.1K
$223K
|
|
|
Jul 16, 2025
Q2 2025
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
20+ 0.34% |
$429 - $507
|
5.93K
$131K
|
|
|
Aug 07, 2025
Q2 2025
|
Pfg Advisors
|
BUY
|
- |
6+ 0.03% |
$129 - $152
|
21.9K
$483K
|
|
|
Aug 13, 2025
Q2 2025
|
Hurley Capital, LLC
New York, NY |
BUY
|
- |
1+ 7.69% |
$21.5 - $25.4
|
14
$309
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Dec 18, 2025
Q2 2025
|
Danske Bank A/S
Copenhagen K, G7 |
SELL
|
- |
-1Closed |
$21.5 - $25.4
|
0
$0
|
|
|
Aug 08, 2025
Q2 2025
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-54- 0.52% |
$1.16K - $1.37K
|
10.3K
$228K
|
|
|
Aug 05, 2025
Q2 2025
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-100- 0.63% |
$2.15K - $2.54K
|
15.8K
$349K
|
|
|
Aug 05, 2025
Q2 2025
|
Simplex Trading, LLC
|
SELL
|
- |
-567- 99.82% |
$12.2K - $14.4K
|
1
$22.1
|
|
|
Jul 17, 2025
Q2 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.15K- 12.48% |
$24.7K - $29.2K
|
8.08K
$178K
|
|
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.18K- 5.02% |
$25.3K - $29.9K
|
22.3K
$492K
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.18K- 5.02% |
$25.3K - $29.9K
|
22.3K
$492K
|
|
|
Aug 12, 2025
Q2 2025
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.54K- 67.65% |
$32.9K - $38.9K
|
734
$16.2K
|
|
|
Aug 14, 2025
Q2 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-1.64K- 2.39% |
$35.2K - $41.6K
|
66.9K
$1.48M
|
|
|
Aug 14, 2025
Q2 2025
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-1.85K- 26.69% |
$39.7K - $46.9K
|
5.08K
$112K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-2.16K- 6.55% |
$46.4K - $54.9K
|
30.9K
$681K
|
|
|
Jul 29, 2025
Q2 2025
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-2.28K- 4.15% |
$48.8K - $57.7K
|
52.6K
$1.16M
|
|
|
Aug 13, 2025
Q2 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-6.89K- 15.95% |
$148K - $175K
|
36.3K
$800K
|
|
|
Aug 12, 2025
Q2 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-9.23K- 8.06% |
$198K - $234K
|
105K
$2.32M
|
|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-14.7K- 15.91% |
$316K - $374K
|
77.9K
$1.72M
|
|
|
Aug 12, 2025
Q2 2025
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-23.7K- 35.42% |
$509K - $601K
|
43.3K
$954K
|
|
|
Aug 14, 2025
Q2 2025
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-50.2K- 17.8% |
$1.08M - $1.27M
|
232K
$5.11M
|
|
|
Aug 14, 2025
Q2 2025
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-60K- 25.45% |
$1.29M - $1.52M
|
176K
$3.88M
|
|