Purchases and Sales Made in Q3 2022 in Saratoga Investment Corp. (SAR)
This table provides information about the institutional ownership of Saratoga Investment Corp. (SAR) during Q3 2022. The information is specifically focused on institutions that hold shares of SARATOGA INVESTMENT CORP..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 21, 2022
Q3 2022
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
27.7KNew |
$575K - $751K
|
27.7K
$686K
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
14.2KNew |
$294K - $384K
|
14.2K
$351K
|
|
|
Nov 14, 2022
Q3 2022
|
Black Diamond Capital Management, L.L.C.
Stamford, CT |
BUY
|
- |
11.9K+ 1.15% |
$247K - $322K
|
1.05M
$26M
|
|
|
Oct 20, 2022
Q3 2022
|
Claybrook Capital, LLC
|
BUY
|
- |
11.6K+ 104.01% |
$240K - $313K
|
22.7K
$561K
|
|
|
Nov 14, 2022
Q3 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
10.2K+ 9.98% |
$211K - $276K
|
112K
$2.78M
|
|
|
Nov 03, 2022
Q3 2022
|
Larson Financial Group LLC
|
BUY
|
- |
8.47KNew |
$176K - $230K
|
8.47K
$210K
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
6.97K+ 17.05% |
$145K - $189K
|
47.9K
$1.19M
|
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
6.81K+ 4.73% |
$141K - $185K
|
151K
$3.74M
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
5.85K+ 44.78% |
$122K - $159K
|
18.9K
$469K
|
|
|
Nov 14, 2022
Q3 2022
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
4.63K+ 6.51% |
$96.1K - $125K
|
75.6K
$1.87M
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
4.4K+ 10.6% |
$91.4K - $119K
|
45.9K
$1.14M
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.54K+ 3.97% |
$52.8K - $68.9K
|
66.6K
$1.65M
|
|
|
Nov 03, 2022
Q3 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
1.7K+ 14.16% |
$35.2K - $46K
|
13.7K
$339K
|
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
1.23K+ 7.89% |
$25.4K - $33.2K
|
16.8K
$415K
|
|
|
Nov 14, 2022
Q3 2022
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
1.19K+ 8.41% |
$24.8K - $32.4K
|
15.4K
$381K
|
|
|
Nov 14, 2022
Q3 2022
|
Pictet North America Advisors Sa
|
BUY
|
- |
1K+ 2.37% |
$20.8K - $27.2K
|
43.4K
$1.08M
|
|
|
Nov 10, 2022
Q3 2022
|
Banque Pictet & Cie Sa
|
BUY
|
- |
1K+ 2.37% |
$20.8K - $27.2K
|
43.4K
$1.08M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
944+ 2.76% |
$19.6K - $25.6K
|
35.2K
$871K
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
880New |
$18.3K - $23.9K
|
880
$21.8K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
749+ 0.88% |
$15.6K - $20.3K
|
85.6K
$2.12M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisory Research Inc
Chicago, IL |
BUY
|
- |
500+ 1.42% |
$10.4K - $13.6K
|
35.7K
$885K
|
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
301New |
$6.25K - $8.16K
|
301
$7.46K
|
|
|
Nov 14, 2022
Q3 2022
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
229+ 84.5% |
$4.76K - $6.21K
|
500
$12.4K
|
|
|
Nov 09, 2022
Q3 2022
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
77+ 0.39% |
$1.6K - $2.09K
|
19.9K
$492K
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
76+ 1.14% |
$1.58K - $2.06K
|
6.73K
$167K
|
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
74+ 0.35% |
$1.54K - $2.01K
|
21.3K
$528K
|
|
|
Nov 14, 2022
Q3 2022
|
Tradition Wealth Management, LLC
|
BUY
|
- |
37+ 2.53% |
$768 - $1K
|
1.5K
$37.2K
|
|
|
Nov 08, 2022
Q3 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
1New |
$20.8 - $27.1
|
1
$24.8
|
|
|
Nov 14, 2022
Q3 2022
|
Black Rock Inc.
New York, NY |
BUY
|
- |
1New |
$20.8 - $27.1
|
1
$24.8
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-67- 0.08% |
$1.39K - $1.82K
|
82.2K
$2.04M
|
|
|
Nov 09, 2022
Q3 2022
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-160- 0.98% |
$3.32K - $4.34K
|
16.1K
$399K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-777- 15.63% |
$16.1K - $21.1K
|
4.2K
$104K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-826- 4.32% |
$17.2K - $22.4K
|
18.3K
$454K
|
|
|
Nov 14, 2022
Q3 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-1.06K- 6.13% |
$22K - $28.7K
|
16.2K
$402K
|
|
|
Oct 13, 2022
Q3 2022
|
Pfg Advisors
|
SELL
|
- |
-1.16K- 3.88% |
$24.2K - $31.5K
|
28.8K
$714K
|
|
|
Nov 07, 2022
Q3 2022
|
Davidson Trust CO
|
SELL
|
- |
-2K- 15.38% |
$41.5K - $54.2K
|
11K
$273K
|
|
|
Nov 10, 2022
Q3 2022
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-2.08K- 7.24% |
$43.2K - $56.4K
|
26.6K
$659K
|
|
|
Oct 07, 2022
Q3 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-3.93K- 12.99% |
$81.5K - $106K
|
26.3K
$652K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-6.52K- 15.04% |
$135K - $177K
|
36.8K
$912K
|
|
|
Nov 14, 2022
Q3 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-14.4K- 26.47% |
$299K - $391K
|
40K
$991K
|