Purchases and Sales Made in Q3 2025 in Saratoga Investment Corp. (SAR)
This table provides information about the institutional ownership of Saratoga Investment Corp. (SAR) during Q3 2025. The information is specifically focused on institutions that hold shares of SARATOGA INVESTMENT CORP..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Brevan Howard Capital Management LP
St. Helier, Y9 |
BUY
|
- |
17.7KNew |
$427K - $452K
|
17.7K
$390K
|
|
|
Nov 13, 2025
Q3 2025
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
16.6KNew |
$402K - $425K
|
16.6K
$367K
|
|
|
Oct 09, 2025
Q3 2025
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
15.7KNew |
$378K - $400K
|
15.7K
$345K
|
|
|
Nov 14, 2025
Q3 2025
|
Vest Gen Advisors, LLC
Inverness, IL |
BUY
|
- |
12.8KNew |
$308K - $326K
|
12.8K
$281K
|
|
|
Nov 14, 2025
Q3 2025
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
12.5K+ 4814.67% |
$301K - $319K
|
12.7K
$281K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
12K+ 12.46% |
$291K - $308K
|
109K
$2.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
11.6K+ 6.24% |
$281K - $297K
|
198K
$4.36M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
10.8K+ 66.1% |
$261K - $276K
|
27.1K
$598K
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
10.4K+ 9.84% |
$250K - $265K
|
116K
$2.55M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
10.3KNew |
$250K - $264K
|
10.3K
$228K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
9.93K+ 98.36% |
$240K - $254K
|
20K
$441K
|
|
|
Nov 14, 2025
Q3 2025
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
8.51K+ 19.67% |
$205K - $217K
|
51.8K
$1.14M
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
8.3K+ 163.32% |
$200K - $212K
|
13.4K
$295K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
7.01K+ 4.63% |
$169K - $179K
|
158K
$3.49M
|
|
|
Oct 09, 2025
Q3 2025
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
BUY
|
- |
6.26K+ 18.37% |
$151K - $160K
|
40.4K
$890K
|
|
|
Oct 23, 2025
Q3 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
BUY
|
- |
5.24K+ 10.78% |
$126K - $134K
|
53.8K
$1.19M
|
|
|
Nov 07, 2025
Q3 2025
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
4.75K+ 11.91% |
$115K - $121K
|
44.7K
$985K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
4.65K+ 6.95% |
$112K - $119K
|
71.5K
$1.58M
|
|
|
Oct 23, 2025
Q3 2025
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
4.37K+ 11.17% |
$106K - $112K
|
43.5K
$960K
|
|
|
Nov 12, 2025
Q3 2025
|
Simplex Trading, LLC
|
BUY
|
- |
2.83K+ 282800.0% |
$68.3K - $72.3K
|
2.83K
$62.4K
|
|
|
Nov 12, 2025
Q3 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.97K+ 197.3% |
$47.6K - $50.4K
|
2.97K
$65.6K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
1.84KNew |
$44.5K - $47K
|
1.84K
$40.6K
|
|
|
Nov 12, 2025
Q3 2025
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
1.46KNew |
$35.4K - $37.4K
|
1.46K
$32.3K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
911+ 3.75% |
$22K - $23.3K
|
25.2K
$556K
|
|
|
Oct 23, 2025
Q3 2025
|
State Of Alaska, Department Of Revenue
|
BUY
|
- |
630New |
$15.2K - $16.1K
|
630
$13.9K
|
|
|
Oct 27, 2025
Q3 2025
|
Eastern Bank
|
BUY
|
- |
400New |
$9.66K - $10.2K
|
400
$8.82K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
360+ 5.75% |
$8.69K - $9.2K
|
6.62K
$146K
|
|
|
Oct 22, 2025
Q3 2025
|
D.A. Davidson & Co.
|
BUY
|
- |
343+ 1.1% |
$8.28K - $8.76K
|
31.5K
$694K
|
|
|
Nov 21, 2025
Q3 2025
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
300+ 150.0% |
$7.25K - $7.67K
|
500
$11K
|
|
|
Nov 14, 2025
Q3 2025
|
Triumph Capital Management
|
BUY
|
- |
225New |
$5.43K - $5.75K
|
225
$4.96K
|
|
|
Nov 13, 2025
Q3 2025
|
Russell Investments Group, Ltd.
|
BUY
|
- |
160New |
$3.86K - $4.09K
|
160
$3.53K
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
BUY
|
- |
125New |
$3.02K - $3.19K
|
125
$2.76K
|
|
|
Nov 04, 2025
Q3 2025
|
Hantz Financial Services, Inc.
|
BUY
|
- |
75New |
$1.81K - $1.92K
|
75
$1.65K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
21+ 0.19% |
$507 - $537
|
10.9K
$239K
|
|
|
Oct 16, 2025
Q3 2025
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
20New |
$483 - $511
|
20
$441
|
|
|
Oct 30, 2025
Q3 2025
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
19+ 0.32% |
$459 - $485
|
5.95K
$131K
|
|
|
Nov 12, 2025
Q3 2025
|
Pfg Advisors
|
BUY
|
- |
6+ 0.03% |
$145 - $153
|
21.9K
$483K
|
|
|
Oct 23, 2025
Q3 2025
|
Evolution Wealth Management Inc.
Fort Myers, FL |
BUY
|
- |
6+ 0.93% |
$145 - $153
|
651
$14.4K
|
|
|
Oct 14, 2025
Q3 2025
|
West Financial Advisors, LLC
|
BUY
|
- |
1+ 1.96% |
$24.2 - $25.6
|
52
$1.15K
|
|
|
Nov 13, 2025
Q3 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-15- 0.04% |
$362 - $383
|
36.3K
$800K
|
|
|
Nov 10, 2025
Q3 2025
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-32- 0.18% |
$773 - $818
|
17.8K
$393K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-880- 1.13% |
$21.3K - $22.5K
|
77K
$1.7M
|
|
|
Nov 13, 2025
Q3 2025
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-1.42K- 1.5% |
$34.3K - $36.3K
|
93.5K
$2.06M
|
|
|
Nov 14, 2025
Q3 2025
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-1.59K- 10.03% |
$38.4K - $40.6K
|
14.3K
$314K
|
|
|
Nov 14, 2025
Q3 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.33K- 14.94% |
$80.4K - $85.1K
|
19K
$418K
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-3.8K- 34.77% |
$91.7K - $97K
|
7.13K
$157K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-7.8K- 25.26% |
$188K - $199K
|
23.1K
$509K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-13.2K- 93.23% |
$319K - $338K
|
960
$21.2K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-16.8K- 16.67% |
$406K - $430K
|
84.1K
$1.85M
|
|
|
Oct 22, 2025
Q3 2025
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-28.5K- 13.68% |
$689K - $729K
|
180K
$3.97M
|
|