Purchases and Sales Made in Q4 2021 in Saratoga Investment Corp. (SAR)
This table provides information about the institutional ownership of Saratoga Investment Corp. (SAR) during Q4 2021. The information is specifically focused on institutions that hold shares of SARATOGA INVESTMENT CORP..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.4KClosed |
$39.9K - $41.7K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.73KClosed |
$49.2K - $51.4K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-2.44K- 14.69% |
$69.4K - $72.6K
|
14.1K
$351K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-3.86K- 12.28% |
$110K - $115K
|
27.6K
$683K
|
|
|
Feb 01, 2022
Q4 2021
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-7.08KClosed |
$202K - $211K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-7.49KClosed |
$213K - $223K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-7.52K- 5.87% |
$214K - $224K
|
121K
$2.99M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-9.8K- 11.61% |
$279K - $292K
|
74.6K
$1.85M
|
|
|
Feb 14, 2022
Q4 2021
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-17.7K- 38.87% |
$504K - $527K
|
27.8K
$689K
|
|
|
Feb 14, 2022
Q4 2021
|
Putnam Investments LLC
Boston, MA |
SELL
|
- |
-62.8K- 72.41% |
$1.79M - $1.87M
|
23.9K
$593K
|