Latest Institutional Transactions on Stellus Capital Investment Corp (SCM)
This table provides information on the latest institutional transactions involving Stellus Capital Investment Corp (SCM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 07, 2026
Q4 2025
|
Aventura Private Wealth, LLC
Aventura, FL |
BUY
|
- |
472New |
$5.49K - $6.18K
|
472
$5.69K
|
|
| Q3 2025 | |||||||
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
116K+ 390.69% |
$1.52M - $1.78M
|
146K
$1.76M
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
663New |
$8.65K - $10.1K
|
663
$7.99K
|
|
|
Nov 17, 2025
Q3 2025
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
9.29K+ 34.69% |
$121K - $142K
|
36.1K
$434K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-123K- 82.67% |
$1.6M - $1.88M
|
25.8K
$310K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
CALL |
-11.8K- 37.22% |
$154K - $180K
|
19.9K
$240K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
25.4KNew |
$331K - $388K
|
25.4K
$306K
|
|
|
Nov 14, 2025
Q3 2025
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-81.6K- 22.22% |
$1.06M - $1.25M
|
286K
$3.44M
|
|
|
Nov 14, 2025
Q3 2025
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
7.13K+ 3.27% |
$93K - $109K
|
225K
$2.71M
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.03KNew |
$39.5K - $46.3K
|
3.03K
$36.5K
|
|
|
Nov 14, 2025
Q3 2025
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
52.4KNew |
$684K - $802K
|
52.4K
$632K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
739+ 2.22% |
$9.64K - $11.3K
|
34.1K
$411K
|
|
|
Nov 14, 2025
Q3 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
10.9KNew |
$142K - $167K
|
10.9K
$131K
|
|
|
Nov 14, 2025
Q3 2025
|
Icon Wealth Advisors, LLC
Houston, TX |
BUY
|
- |
114+ 0.08% |
$1.49K - $1.74K
|
135K
$1.63M
|
|
|
Nov 14, 2025
Q3 2025
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
20.3K+ 8.01% |
$265K - $311K
|
274K
$3.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.1K+ 440.0% |
$14.3K - $16.8K
|
1.35K
$16.3K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-4.49K- 1.91% |
$58.6K - $68.7K
|
231K
$2.79M
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
CALL |
-7.8K- 43.82% |
$102K - $119K
|
10K
$121K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
32.2K+ 180.59% |
$419K - $492K
|
50K
$602K
|
|
|
Nov 14, 2025
Q3 2025
|
Brevan Howard Capital Management LP
St. Helier, Y9 |
BUY
|
- |
1.62K+ 14.69% |
$21.2K - $24.8K
|
12.7K
$153K
|
|
|
Nov 14, 2025
Q3 2025
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
14.5K+ 398.71% |
$189K - $222K
|
18.2K
$219K
|
|
|
Nov 14, 2025
Q3 2025
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
479+ 2.08% |
$6.25K - $7.32K
|
23.5K
$283K
|
|
|
Nov 13, 2025
Q3 2025
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-12.4K- 6.72% |
$161K - $189K
|
172K
$2.07M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
671+ 5.24% |
$8.75K - $10.3K
|
13.5K
$162K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-3.2K- 17.75% |
$41.7K - $48.9K
|
14.8K
$179K
|
|
|
Nov 13, 2025
Q3 2025
|
Crewe Advisors LLC
|
BUY
|
- |
19+ 2.53% |
$248 - $291
|
770
$9.28K
|
|
|
Nov 13, 2025
Q3 2025
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
11.4KNew |
$148K - $174K
|
11.4K
$137K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
25KNew |
$326K - $383K
|
25K
$302K
|
|
|
Nov 13, 2025
Q3 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-6.36K- 9.84% |
$82.9K - $97.2K
|
58.3K
$702K
|
|
|
Nov 12, 2025
Q3 2025
|
Simplex Trading, LLC
|
BUY
|
- |
4.32K+ 61.49% |
$56.3K - $66K
|
11.3K
$137K
|
|
|
Nov 12, 2025
Q3 2025
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-7.21K- 63.2% |
$94K - $110K
|
4.2K
$50.5K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-9.25K- 19.23% |
$121K - $141K
|
38.8K
$468K
|
|
|
Nov 07, 2025
Q3 2025
|
Condor Capital Management
Martinsville, NJ |
BUY
|
- |
5.29K+ 2.68% |
$69K - $80.9K
|
203K
$2.44M
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-8.19K- 79.17% |
$107K - $125K
|
2.16K
$26K
|
|
|
Nov 06, 2025
Q3 2025
|
Gallagher Capital Advisors, LLC
Argyle, TX |
BUY
|
- |
34KNew |
$443K - $520K
|
34K
$410K
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
19.3K+ 15.47% |
$252K - $296K
|
144K
$1.74M
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
439+ 3.35% |
$5.72K - $6.71K
|
13.5K
$163K
|
|
|
Nov 06, 2025
Q3 2025
|
Assetmark, Inc
|
BUY
|
- |
1.2KNew |
$15.6K - $18.3K
|
1.2K
$14.5K
|
|
|
Nov 06, 2025
Q3 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
18+ 0.74% |
$235 - $275
|
2.44K
$29.4K
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
207+ 1.21% |
$2.7K - $3.17K
|
17.3K
$208K
|
|
|
Oct 31, 2025
Q3 2025
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
4.59K+ 7.09% |
$59.8K - $70.1K
|
69.2K
$834K
|
|
|
Oct 29, 2025
Q3 2025
|
Inspire Advisors, LLC
Meridian, ID |
BUY
|
- |
43.7K+ 69.94% |
$570K - $669K
|
106K
$1.28M
|
|
|
Oct 27, 2025
Q3 2025
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
62K+ 65.93% |
$809K - $948K
|
156K
$1.88M
|
|
|
Oct 27, 2025
Q3 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-3.79K- 22.58% |
$49.4K - $57.9K
|
13K
$157K
|
|
|
Oct 23, 2025
Q3 2025
|
State Of Alaska, Department Of Revenue
|
BUY
|
- |
1.17KNew |
$15.2K - $17.8K
|
1.17K
$14.1K
|
|
|
Oct 23, 2025
Q3 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
BUY
|
- |
8.07K+ 4.09% |
$105K - $123K
|
205K
$2.47M
|
|
|
Oct 20, 2025
Q3 2025
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
62.9K+ 43.67% |
$820K - $962K
|
207K
$2.49M
|
|
|
Oct 16, 2025
Q3 2025
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
125New |
$1.63K - $1.91K
|
125
$1.51K
|
|
| Q2 2025 | |||||||
|
Dec 18, 2025
Q2 2025
|
Danske Bank A/S
Copenhagen K, G7 |
SELL
|
- |
-1- 50.0% |
$11.7 - $14
|
1
$12.1
|
|
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
7.5K+ 26.88% |
$87.6K - $105K
|
35.4K
$426K
|
|