Purchases and Sales Made in Q1 2023 in Stellus Capital Investment Corp (SCM)
This table provides information about the institutional ownership of Stellus Capital Investment Corp (SCM) during Q1 2023. The information is specifically focused on institutions that hold shares of Stellus Capital Investment Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
107KNew |
$1.41M - $1.71M
|
107K
$1.58M
|
|
|
May 15, 2023
Q1 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
76.2K+ 117.8% |
$1M - $1.22M
|
141K
$2.08M
|
|
|
May 15, 2023
Q1 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
70K+ 97.22% |
$920K - $1.12M
|
142K
$2.1M
|
|
|
May 11, 2023
Q1 2023
|
Acadian Asset Management LLC
Boston, MA |
BUY
|
- |
34.3K+ 63.46% |
$450K - $547K
|
88.2K
$1.31M
|
|
|
May 15, 2023
Q1 2023
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
25.5KNew |
$335K - $407K
|
25.5K
$377K
|
|
|
May 05, 2023
Q1 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
24.4KNew |
$321K - $390K
|
24.4K
$361K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
16.8K+ 223.92% |
$221K - $268K
|
24.3K
$359K
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
16.4KNew |
$216K - $262K
|
16.4K
$243K
|
|
|
May 10, 2023
Q1 2023
|
Condor Capital Management
Martinsville, NJ |
BUY
|
- |
12.9K+ 12.69% |
$169K - $206K
|
114K
$1.69M
|
|
|
May 15, 2023
Q1 2023
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
12.7KNew |
$167K - $203K
|
12.7K
$188K
|
|
|
Oct 21, 2024
Q1 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
12KNew |
$158K - $192K
|
12K
$178K
|
|
|
May 03, 2023
Q1 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
12KNew |
$158K - $192K
|
12K
$178K
|
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
11.1K+ 33.98% |
$146K - $177K
|
43.7K
$646K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
10.7K+ 67.85% |
$141K - $171K
|
26.5K
$393K
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
10.6K+ 7.14% |
$140K - $170K
|
159K
$2.36M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
7.29K+ 34.43% |
$95.8K - $116K
|
28.5K
$421K
|
|
|
May 15, 2023
Q1 2023
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
6.6KNew |
$86.7K - $105K
|
6.6K
$97.6K
|
|
|
May 12, 2023
Q1 2023
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
5.5KNew |
$72.3K - $87.9K
|
5.5K
$81.4K
|
|
|
May 12, 2023
Q1 2023
|
Cliffwater LLC
Marina Del Rey, CA |
BUY
|
- |
5.2K+ 1.98% |
$68.3K - $83K
|
267K
$3.95M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
4.99K+ 2.73% |
$65.6K - $79.7K
|
188K
$2.78M
|
|
|
May 15, 2023
Q1 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
3.14K+ 2.42% |
$41.2K - $50.1K
|
133K
$1.96M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.1K+ 27.51% |
$40.8K - $49.6K
|
14.4K
$213K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
2.01KNew |
$26.4K - $32.1K
|
2.01K
$29.8K
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.5K+ 5.59% |
$19.7K - $24K
|
28.4K
$420K
|
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
1.46K+ 9.3% |
$19.2K - $23.4K
|
17.2K
$255K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.3KNew |
$17.1K - $20.8K
|
1.3K
$19.2K
|
|
|
May 09, 2023
Q1 2023
|
25 LLC
St. Louis, MO |
BUY
|
- |
858New |
$11.3K - $13.7K
|
858
$12.7K
|
|
|
Apr 26, 2023
Q1 2023
|
Lindbrook Capital, LLC
|
BUY
|
- |
330New |
$4.34K - $5.27K
|
330
$4.88K
|
|
|
Oct 12, 2023
Q1 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
300New |
$3.94K - $4.79K
|
300
$4.44K
|
|
|
May 03, 2023
Q1 2023
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
200New |
$2.63K - $3.19K
|
200
$2.96K
|
|
|
Apr 27, 2023
Q1 2023
|
Simplex Trading, LLC
|
BUY
|
- |
43+ 3.59% |
$565 - $687
|
1.24K
$18.3K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
29+ 2900.0% |
$381 - $463
|
30
$444
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-378- 7.87% |
$4.97K - $6.04K
|
4.43K
$65.5K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-401- 3.47% |
$5.27K - $6.4K
|
11.2K
$165K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-465- 2.52% |
$6.11K - $7.43K
|
18K
$266K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.76K- 14.18% |
$23.1K - $28K
|
10.6K
$157K
|
|
|
May 15, 2023
Q1 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-3.11K- 12.87% |
$40.9K - $49.7K
|
21K
$311K
|
|
|
May 12, 2023
Q1 2023
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-3.12K- 6.65% |
$41K - $49.8K
|
43.8K
$648K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-3.64K- 27.67% |
$47.9K - $58.2K
|
9.52K
$141K
|
|
|
May 12, 2023
Q1 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-3.78K- 18.67% |
$49.7K - $60.4K
|
16.5K
$244K
|
|
|
May 03, 2023
Q1 2023
|
Gables Capital Management Inc.
|
SELL
|
- |
-8K- 7.13% |
$105K - $128K
|
104K
$1.54M
|
|
|
May 12, 2023
Q1 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-32.7K- 25.56% |
$430K - $522K
|
95.2K
$1.41M
|