Latest Institutional Transactions on Alps Sector Dividend Dogs ETF (SDOG)
This table provides information on the latest institutional transactions involving Alps Sector Dividend Dogs ETF (SDOG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2025
Q3 2025
|
Cibc Bancorp Usa Inc.
Chicago, IL |
BUY
|
- |
3.76KNew |
$213K - $228K
|
3.76K
$224K
|
|
|
Nov 12, 2025
Q3 2025
|
Pfg Advisors
|
SELL
|
- |
-2.23K- 36.3% |
$126K - $135K
|
3.91K
$232K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-318- 2.62% |
$18K - $19.3K
|
11.8K
$704K
|
|
|
Nov 12, 2025
Q3 2025
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
62+ 0.76% |
$3.51K - $3.76K
|
8.19K
$487K
|
|
|
Nov 12, 2025
Q3 2025
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-418- 4.78% |
$23.7K - $25.4K
|
8.32K
$495K
|
|
|
Nov 10, 2025
Q3 2025
|
Citigroup Inc
|
BUY
|
- |
181+ 157.39% |
$10.3K - $11K
|
296
$17.6K
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
SELL
|
- |
-125- 20.0% |
$7.08K - $7.59K
|
500
$29.8K
|
|
|
Nov 10, 2025
Q3 2025
|
Virtus Wealth Solutions LLC
Cranford, NJ |
BUY
|
- |
58+ 0.94% |
$3.28K - $3.52K
|
6.25K
$372K
|
|
|
Nov 07, 2025
Q3 2025
|
Kovack Advisors, Inc.
|
BUY
|
- |
3.44KNew |
$195K - $209K
|
3.44K
$205K
|
|
|
Nov 07, 2025
Q3 2025
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-413- 4.97% |
$23.4K - $25.1K
|
7.89K
$470K
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-2.02K- 71.14% |
$114K - $123K
|
820
$48.8K
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-800- 26.92% |
$45.3K - $48.6K
|
2.17K
$129K
|
|
|
Nov 06, 2025
Q3 2025
|
Prospera Financial Services Inc
|
SELL
|
- |
-4- 0.02% |
$227 - $243
|
18K
$1.07M
|
|
|
Nov 06, 2025
Q3 2025
|
Capital Investment Counsel, LLC
Denver, CO |
BUY
|
- |
3.61K+ 4.37% |
$205K - $219K
|
86.2K
$5.13M
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-97- 0.59% |
$5.49K - $5.89K
|
16.4K
$978K
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
17+ 0.48% |
$963 - $1.03K
|
3.59K
$214K
|
|
|
Nov 04, 2025
Q3 2025
|
Tyche Wealth Partners LLC
Plano, TX |
SELL
|
- |
-1.54K- 26.76% |
$87.4K - $93.8K
|
4.23K
$251K
|
|
|
Nov 04, 2025
Q3 2025
|
Meridian Wealth Management, LLC
|
SELL
|
- |
-501- 1.04% |
$28.4K - $30.4K
|
47.5K
$2.83M
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
8.16K+ 65.9% |
$462K - $495K
|
20.5K
$1.22M
|
|
|
Nov 04, 2025
Q3 2025
|
Money Concepts Capital Corp
|
BUY
|
- |
597+ 1.69% |
$33.8K - $36.2K
|
35.9K
$2.14M
|
|
|
Nov 04, 2025
Q3 2025
|
Simmons Bank
|
SELL
|
- |
-279- 7.58% |
$15.8K - $16.9K
|
3.4K
$203K
|
|
|
Nov 04, 2025
Q3 2025
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-78- 0.96% |
$4.42K - $4.74K
|
8.06K
$480K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.21K+ 16.46% |
$68.4K - $73.3K
|
8.54K
$508K
|
|
|
Nov 03, 2025
Q3 2025
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-2.04K- 11.29% |
$116K - $124K
|
16.1K
$956K
|
|
|
Nov 03, 2025
Q3 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
1+ 0.7% |
$56.6 - $60.7
|
144
$8.57K
|
|
|
Nov 03, 2025
Q3 2025
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
42New |
$2.38K - $2.55K
|
42
$2.5K
|
|
|
Nov 03, 2025
Q3 2025
|
Ae Wealth Management LLC
|
SELL
|
- |
-19- 36.54% |
$1.08K - $1.15K
|
33
$1.96K
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
SELL
|
- |
-1.76K- 17.06% |
$99.4K - $107K
|
8.53K
$508K
|
|
|
Oct 31, 2025
Q3 2025
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
16+ 0.2% |
$906 - $972
|
8.01K
$477K
|
|
|
Oct 31, 2025
Q3 2025
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
944New |
$53.5K - $57.3K
|
944
$56.2K
|
|
|
Oct 30, 2025
Q3 2025
|
Register Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-125- 11.9% |
$7.08K - $7.59K
|
925
$55K
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-2.43K- 3.25% |
$138K - $148K
|
72.4K
$4.31M
|
|
|
Oct 28, 2025
Q3 2025
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
5+ 0.07% |
$283 - $304
|
7.17K
$427K
|
|
|
Oct 28, 2025
Q3 2025
|
Sage Capital Management, LLC
Stockton, NJ |
BUY
|
- |
103+ 0.36% |
$5.83K - $6.25K
|
28.7K
$1.71M
|
|
|
Oct 27, 2025
Q3 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-24- 0.17% |
$1.36K - $1.46K
|
14.5K
$862K
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2.89K- 2.67% |
$164K - $175K
|
105K
$6.28M
|
|
|
Oct 24, 2025
Q3 2025
|
Avion Wealth
The Woodlands, TX |
SELL
|
- |
-76- 30.65% |
$4.3K - $4.61K
|
172
$10.2K
|
|
|
Oct 24, 2025
Q3 2025
|
Madden Advisory Services, Inc.
|
SELL
|
- |
-122- 0.81% |
$6.91K - $7.41K
|
14.9K
$884K
|
|
|
Oct 23, 2025
Q3 2025
|
Bkm Wealth Management, LLC
Brookfield, WI |
BUY
|
- |
1.13K+ 10.59% |
$63.7K - $68.3K
|
11.8K
$699K
|
|
|
Oct 23, 2025
Q3 2025
|
Cathy Pareto & Associates, Inc
Coral Gables, FL |
SELL
|
- |
-116- 1.64% |
$6.57K - $7.04K
|
6.95K
$414K
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1+ 0.09% |
$56.6 - $60.7
|
1.11K
$65.9K
|
|
|
Oct 22, 2025
Q3 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-111- 3.89% |
$6.29K - $6.74K
|
2.74K
$163K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-14.7K- 6.61% |
$834K - $894K
|
208K
$12.4M
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
BUY
|
- |
2+ 1.74% |
$113 - $121
|
117
$6.96K
|
|
|
Oct 21, 2025
Q3 2025
|
Silver Oak Securities, Inc
Jackson, TN |
SELL
|
- |
-434- 10.57% |
$24.6K - $26.4K
|
3.67K
$218K
|
|
|
Oct 20, 2025
Q3 2025
|
Albion Financial Group
|
BUY
|
- |
8+ 0.9% |
$453 - $486
|
892
$53.1K
|
|
|
Oct 20, 2025
Q3 2025
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-97- 0.25% |
$5.49K - $5.89K
|
38.7K
$2.3M
|
|
|
Oct 17, 2025
Q3 2025
|
Mkt Advisors LLC
Escondido, CA |
SELL
|
- |
-493- 11.16% |
$27.9K - $29.9K
|
3.93K
$234K
|
|
|
Oct 16, 2025
Q3 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-27- 0.12% |
$1.53K - $1.64K
|
21.9K
$1.3M
|
|
|
Oct 15, 2025
Q3 2025
|
Stephens Consulting, LLC
Flint, MI |
SELL
|
- |
-34- 19.54% |
$1.93K - $2.06K
|
140
$8.33K
|
|