Latest Institutional Transactions on Alps Sector Dividend Dogs ETF (SDOG)
This table provides information on the latest institutional transactions involving Alps Sector Dividend Dogs ETF (SDOG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2019
Q1 2019
|
Sfmg, LLC
|
SELL
|
- |
-63.2KClosed |
$2.45M - $2.76M
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-4Closed |
$155 - $175
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Zions Bancorporation, N.A.
|
SELL
|
- |
-800Closed |
$31K - $35K
|
0
$0
|
|
|
May 09, 2019
Q1 2019
|
Hallmark Capital Management Inc
|
SELL
|
- |
-6.29KClosed |
$243K - $275K
|
0
$0
|
|
|
May 08, 2019
Q1 2019
|
Ifg Advisory, LLC
|
SELL
|
- |
-7.18KClosed |
$278K - $314K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Meridian Wealth Advisors, LLC
|
SELL
|
- |
-2.22KClosed |
$85.7K - $96.9K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
River Wealth Advisors LLC
Camp Hill, PA |
SELL
|
- |
-700Closed |
$27.1K - $30.6K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Gryphon Financial Partners LLC
|
SELL
|
- |
-14.4KClosed |
$556K - $629K
|
0
$0
|
|
|
May 06, 2019
Q1 2019
|
Essex Savings Bank
|
SELL
|
- |
-600Closed |
$23.2K - $26.2K
|
0
$0
|
|
|
May 02, 2019
Q1 2019
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-160KClosed |
$6.18M - $6.99M
|
0
$0
|
|
|
Apr 30, 2019
Q1 2019
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
700New |
$27.1K - $30.6K
|
700
$40.7K
|
|
|
Apr 16, 2019
Q1 2019
|
Allred Capital Management, LLC
Dallas, TX |
SELL
|
- |
-6.23KClosed |
$241K - $273K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 19, 2019
Q4 2018
|
Executive Wealth Management, LLC
|
BUY
|
- |
24New |
$894 - $1.11K
|
24
$1.4K
|
|
|
Feb 15, 2019
Q4 2018
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-8.59KClosed |
$320K - $397K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-330Closed |
$12.3K - $15.3K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-7.28KClosed |
$271K - $337K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-5.22KClosed |
$195K - $242K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Sage Capital Advisors,Llc
|
BUY
|
- |
129+ 195.45% |
$4.81K - $5.97K
|
195
$11.3K
|
|
|
Jan 15, 2019
Q4 2018
|
Trilogy Capital Inc.
|
SELL
|
- |
-32Closed |
$1.19K - $1.48K
|
0
$0
|
|
|
Jan 08, 2019
Q4 2018
|
Clarus Wealth Advisors
|
BUY
|
- |
225New |
$8.38K - $10.4K
|
225
$13.1K
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-445Closed |
$19.7K - $20.8K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
1.02MNew |
$45.2M - $47.6M
|
1.02M
$59.4M
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-148Closed |
$6.56K - $6.91K
|
0
$0
|
|
|
Nov 02, 2018
Q3 2018
|
Wespac Advisors, LLC
|
SELL
|
- |
-4.5KClosed |
$199K - $210K
|
0
$0
|
|
|
Nov 02, 2018
Q3 2018
|
Smart Money Group LLC
|
SELL
|
- |
-7.43KClosed |
$329K - $347K
|
0
$0
|
|
|
Oct 31, 2018
Q3 2018
|
Camarda Financial Advisors, LLC
Fleming Island, FL |
SELL
|
- |
-600Closed |
$26.6K - $28K
|
0
$0
|
|
|
Oct 29, 2018
Q3 2018
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-15Closed |
$665 - $700
|
0
$0
|
|
|
Oct 22, 2018
Q3 2018
|
Regions Financial Corp
|
SELL
|
- |
-130Closed |
$5.76K - $6.07K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Mar 04, 2019
Q2 2018
|
Whalerock Point Partners, LLC
Providence, RI |
SELL
|
- |
-7.8KClosed |
$334K - $359K
|
0
$0
|
|
|
Aug 16, 2018
Q2 2018
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-2.7KClosed |
$116K - $124K
|
0
$0
|
|
|
Aug 15, 2018
Q2 2018
|
D. Scott Neal, Inc.
|
SELL
|
- |
-10Closed |
$428 - $460
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Hartford Financial Management Inc.
|
BUY
|
- |
1.38KNew |
$58.9K - $63.4K
|
1.38K
$80.1K
|
|
|
Aug 09, 2018
Q2 2018
|
Private Capital Group, LLC
|
SELL
|
- |
-364Closed |
$15.6K - $16.8K
|
0
$0
|
|
|
Aug 09, 2018
Q2 2018
|
Glassman Wealth Services
|
SELL
|
- |
-1.04KClosed |
$44.6K - $48K
|
0
$0
|
|
|
Aug 08, 2018
Q2 2018
|
F Dx Advisors, Inc.
|
SELL
|
- |
-6.6KClosed |
$282K - $304K
|
0
$0
|
|
|
Aug 07, 2018
Q2 2018
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-11.2KClosed |
$481K - $517K
|
0
$0
|
|
|
Aug 07, 2018
Q2 2018
|
Highland Private Wealth Management
|
SELL
|
- |
-11.2KClosed |
$481K - $517K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 14, 2018
Q1 2018
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
14KNew |
$592K - $688K
|
14K
$812K
|
|
|
May 11, 2018
Q1 2018
|
Winch Advisory Services, LLC
Appleton, WI |
SELL
|
- |
-145Closed |
$6.15K - $7.14K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Sep 13, 2021
Q4 2017
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-1.92KClosed |
$84.2K - $89.1K
|
0
$0
|
|
|
Feb 12, 2018
Q4 2017
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-19.7KClosed |
$863K - $913K
|
0
$0
|
|
|
Feb 06, 2018
Q4 2017
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-517Closed |
$22.7K - $24K
|
0
$0
|
|
|
Jan 05, 2018
Q4 2017
|
West Oak Capital, LLC
|
SELL
|
- |
-150Closed |
$6.58K - $6.96K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 15, 2017
Q3 2017
|
Tuttle Capital Management, LLC
|
SELL
|
- |
-13.2KClosed |
$582K - $583K
|
0
$0
|
|
|
Nov 14, 2017
Q3 2017
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
1New |
$44 - $44.1
|
1
$58.2
|
|
|
Nov 14, 2017
Q3 2017
|
Wealthcare Capital Management LLC
Richmond, VA |
SELL
|
- |
-1Closed |
$44 - $44.1
|
0
$0
|
|
| Q1 2017 | |||||||
|
May 07, 2020
Q1 2017
|
Royal Fund Management, LLC
|
SELL
|
- |
-261Closed |
N/A
|
0
$0
|
|