Purchases and Sales Made in Q3 2025 in Alps Sector Dividend Dogs ETF (SDOG)
This table provides information about the institutional ownership of Alps Sector Dividend Dogs ETF (SDOG) during Q3 2025. The information is specifically focused on institutions that hold shares of ALPS SECTOR DIVIDEND DOGS ETF .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
12.7K+ 5.02% |
$717K - $769K
|
265K
$15.8M
|
|
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
BUY
|
- |
10.7K+ 2135.4% |
$605K - $648K
|
11.2K
$665K
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
8.16K+ 65.9% |
$462K - $495K
|
20.5K
$1.22M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
6.44K+ 45.81% |
$365K - $391K
|
20.5K
$1.22M
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
5.91K+ 70.15% |
$335K - $359K
|
14.3K
$853K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
5.06K+ 10.46% |
$287K - $307K
|
53.5K
$3.18M
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
4.37K+ 21.86% |
$247K - $265K
|
24.4K
$1.45M
|
|
|
Nov 12, 2025
Q3 2025
|
Cibc Bancorp Usa Inc.
Chicago, IL |
BUY
|
- |
3.76KNew |
$213K - $228K
|
3.76K
$224K
|
|
|
Nov 06, 2025
Q3 2025
|
Capital Investment Counsel, LLC
Denver, CO |
BUY
|
- |
3.61K+ 4.37% |
$205K - $219K
|
86.2K
$5.13M
|
|
|
Nov 07, 2025
Q3 2025
|
Kovack Advisors, Inc.
|
BUY
|
- |
3.44KNew |
$195K - $209K
|
3.44K
$205K
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
2.01K+ 15.29% |
$114K - $122K
|
15.2K
$904K
|
|
|
Nov 14, 2025
Q3 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.61K+ 97.87% |
$91.2K - $97.8K
|
3.26K
$194K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.33K+ 4.42% |
$75.5K - $80.9K
|
31.5K
$1.87M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.3K+ 0.12% |
$73.4K - $78.7K
|
1.05M
$62.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
1.25K+ 6.22% |
$70.6K - $75.7K
|
21.3K
$1.27M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.21K+ 16.46% |
$68.4K - $73.3K
|
8.54K
$508K
|
|
|
Oct 23, 2025
Q3 2025
|
Bkm Wealth Management, LLC
Brookfield, WI |
BUY
|
- |
1.13K+ 10.59% |
$63.7K - $68.3K
|
11.8K
$699K
|
|
|
Oct 06, 2025
Q3 2025
|
Heartwood Wealth Advisors LLC
|
BUY
|
- |
989New |
$56K - $60.1K
|
989
$58.9K
|
|
|
Oct 31, 2025
Q3 2025
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
944New |
$53.5K - $57.3K
|
944
$56.2K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
822+ 3.08% |
$46.5K - $49.9K
|
27.5K
$1.64M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
699+ 1.15% |
$39.6K - $42.4K
|
61.3K
$3.65M
|
|
|
Oct 09, 2025
Q3 2025
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
611+ 0.88% |
$34.6K - $37.1K
|
70.4K
$4.19M
|
|
|
Nov 04, 2025
Q3 2025
|
Money Concepts Capital Corp
|
BUY
|
- |
597+ 1.69% |
$33.8K - $36.2K
|
35.9K
$2.14M
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
592+ 3.0% |
$33.5K - $35.9K
|
20.3K
$1.21M
|
|
|
Nov 14, 2025
Q3 2025
|
Creative Planning
Overland Park, KS |
BUY
|
- |
467+ 5.57% |
$26.4K - $28.4K
|
8.85K
$527K
|
|
|
Nov 14, 2025
Q3 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
214+ 4.65% |
$12.1K - $13K
|
4.82K
$287K
|
|
|
Nov 10, 2025
Q3 2025
|
Citigroup Inc
|
BUY
|
- |
181+ 157.39% |
$10.3K - $11K
|
296
$17.6K
|
|
|
Nov 14, 2025
Q3 2025
|
Triumph Capital Management
|
BUY
|
- |
173New |
$9.8K - $10.5K
|
173
$10.3K
|
|
|
Nov 14, 2025
Q3 2025
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
161+ 2.35% |
$9.12K - $9.78K
|
7.02K
$417K
|
|
|
Oct 03, 2025
Q3 2025
|
Summit Financial Wealth Advisors, LLC
|
BUY
|
- |
150+ 0.96% |
$8.49K - $9.11K
|
15.8K
$941K
|
|
|
Oct 15, 2025
Q3 2025
|
Cypress Wealth Services, LLC
|
BUY
|
- |
115+ 0.64% |
$6.51K - $6.98K
|
18.1K
$1.08M
|
|
|
Oct 28, 2025
Q3 2025
|
Sage Capital Management, LLC
Stockton, NJ |
BUY
|
- |
103+ 0.36% |
$5.83K - $6.25K
|
28.7K
$1.71M
|
|
|
Nov 13, 2025
Q3 2025
|
Sweeney & Michel, LLC
Chico, CA |
BUY
|
- |
66+ 0.84% |
$3.74K - $4.01K
|
7.89K
$469K
|
|
|
Nov 12, 2025
Q3 2025
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
62+ 0.76% |
$3.51K - $3.76K
|
8.19K
$487K
|
|
|
Nov 10, 2025
Q3 2025
|
Virtus Wealth Solutions LLC
Cranford, NJ |
BUY
|
- |
58+ 0.94% |
$3.28K - $3.52K
|
6.25K
$372K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
57+ 0.23% |
$3.23K - $3.46K
|
25.3K
$1.51M
|
|
|
Nov 03, 2025
Q3 2025
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
42New |
$2.38K - $2.55K
|
42
$2.5K
|
|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
BUY
|
- |
28+ 0.48% |
$1.59K - $1.7K
|
5.88K
$350K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
28+ 0.33% |
$1.59K - $1.7K
|
8.56K
$509K
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
17+ 0.48% |
$963 - $1.03K
|
3.59K
$214K
|
|
|
Oct 31, 2025
Q3 2025
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
16+ 0.2% |
$906 - $972
|
8.01K
$477K
|
|
|
Oct 20, 2025
Q3 2025
|
Albion Financial Group
|
BUY
|
- |
8+ 0.9% |
$453 - $486
|
892
$53.1K
|
|
|
Oct 28, 2025
Q3 2025
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
5+ 0.07% |
$283 - $304
|
7.17K
$427K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
5+ 0.13% |
$283 - $304
|
3.94K
$234K
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
BUY
|
- |
2+ 1.74% |
$113 - $121
|
117
$6.96K
|
|
|
Nov 03, 2025
Q3 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
1+ 0.7% |
$56.6 - $60.7
|
144
$8.57K
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1+ 0.09% |
$56.6 - $60.7
|
1.11K
$65.9K
|
|
|
Nov 13, 2025
Q3 2025
|
Tradition Wealth Management, LLC
|
BUY
|
- |
1+ 0.01% |
$56.6 - $60.7
|
7.78K
$463K
|
|
|
Nov 06, 2025
Q3 2025
|
Prospera Financial Services Inc
|
SELL
|
- |
-4- 0.02% |
$227 - $243
|
18K
$1.07M
|
|
|
Nov 03, 2025
Q3 2025
|
Ae Wealth Management LLC
|
SELL
|
- |
-19- 36.54% |
$1.08K - $1.15K
|
33
$1.96K
|
|