Purchases and Sales Made in Q4 2021 in First Tr ETF Vi Smid Cap Risin (SDVY)
This table provides information about the institutional ownership of First Tr ETF Vi Smid Cap Risin (SDVY) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TR ETF VI SMID CAP RISIN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 20, 2022
Q4 2021
|
Objective Capital Management, LLC
|
BUY
|
- |
6.85KNew |
$196K - $211K
|
6.85K
$258K
|
|
|
Feb 14, 2022
Q4 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
6.77K+ 9.79% |
$194K - $209K
|
76K
$2.86M
|
|
|
Mar 10, 2022
Q4 2021
|
Comprehensive Financial Consultants Institutional, Inc.
Bloomington, IN |
BUY
|
- |
6.4KNew |
$183K - $197K
|
6.4K
$240K
|
|
|
Feb 11, 2022
Q4 2021
|
Independent Advisor Alliance
|
BUY
|
- |
6.33K+ 11.48% |
$181K - $195K
|
61.5K
$2.31M
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
4.96K+ 238.41% |
$142K - $153K
|
7.04K
$265K
|
|
|
Jan 21, 2022
Q4 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
4.33K+ 23.27% |
$124K - $133K
|
22.9K
$861K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
3.76K+ 26.01% |
$108K - $116K
|
18.2K
$685K
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
3.31KNew |
$94.7K - $102K
|
3.31K
$125K
|
|
|
Jan 19, 2022
Q4 2021
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
3.19KNew |
$91.1K - $98.2K
|
3.19K
$120K
|
|
|
Feb 14, 2022
Q4 2021
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
2.82K+ 36.99% |
$80.7K - $87K
|
10.5K
$393K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.61KNew |
$74.7K - $80.5K
|
2.61K
$98.3K
|
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
2.26K+ 19.55% |
$64.7K - $69.8K
|
13.8K
$520K
|
|
|
Jan 18, 2022
Q4 2021
|
Accel Wealth Management
|
BUY
|
- |
1.97K+ 98.01% |
$56.4K - $60.8K
|
3.99K
$150K
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.9KNew |
$54.3K - $58.5K
|
1.9K
$71.4K
|
|
|
Feb 11, 2022
Q4 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
1.81K+ 11.68% |
$51.6K - $55.6K
|
17.3K
$649K
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
1.46K+ 11.28% |
$41.6K - $44.8K
|
14.4K
$540K
|
|
|
Feb 15, 2022
Q4 2021
|
Wellington Shields & Co., LLC
New York, NY |
BUY
|
- |
1.14K+ 8.38% |
$32.5K - $35.1K
|
14.7K
$553K
|
|
|
Jan 18, 2022
Q4 2021
|
River Tree Advisors, LLC
Winter Park, FL |
BUY
|
- |
801+ 0.31% |
$22.9K - $24.7K
|
260K
$9.76M
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
BUY
|
- |
793New |
$22.7K - $24.4K
|
793
$29.8K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
563New |
$16.1K - $17.3K
|
563
$21.2K
|
|
|
Feb 11, 2022
Q4 2021
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
225New |
$6.43K - $6.93K
|
225
$8.46K
|
|
|
Feb 09, 2022
Q4 2021
|
Insight Advisors, LLC
Newtown, PA |
BUY
|
- |
218+ 1.52% |
$6.23K - $6.72K
|
14.6K
$548K
|
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
106+ 0.98% |
$3.03K - $3.27K
|
10.9K
$411K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1Closed |
$28.6 - $30.8
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Altus Wealth Group LLC
Colorado Springs, CO |
SELL
|
- |
-67- 0.24% |
$1.91K - $2.06K
|
28K
$1.05M
|
|
|
Jan 12, 2022
Q4 2021
|
Old Port Advisors
|
SELL
|
- |
-211- 1.26% |
$6.03K - $6.5K
|
16.5K
$619K
|
|
|
Feb 02, 2022
Q4 2021
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-350- 23.33% |
$10K - $10.8K
|
1.15K
$43.2K
|
|
|
Jan 19, 2022
Q4 2021
|
Elite Wealth Management, Inc.
|
SELL
|
- |
-626- 2.68% |
$17.9K - $19.3K
|
22.7K
$855K
|
|
|
Jan 26, 2022
Q4 2021
|
Lincoln National Corp
|
SELL
|
- |
-982- 11.72% |
$28.1K - $30.3K
|
7.39K
$278K
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.08K- 12.32% |
$30.9K - $33.3K
|
7.7K
$290K
|
|
|
Feb 15, 2022
Q4 2021
|
Cypress Capital Group
|
SELL
|
- |
-7.78KClosed |
$222K - $240K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-24.1K- 73.09% |
$690K - $744K
|
8.89K
$334K
|
|
|
Jan 27, 2023
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-42.1K- 46.74% |
$1.2M - $1.3M
|
48K
$1.8M
|