Insider Transactions in Q1 2020 at Stifel Financial Corp (SF)
Insider Transaction List (Q1 2020)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Mar 25
2020
|
David A Peacock |
BUY
Open market or private purchase
|
Indirect |
1,000
+6.49%
|
$40,000
$40.99 P/Share
|
|
Mar 23
2020
|
David A Peacock |
BUY
Open market or private purchase
|
Indirect |
1,000
+6.94%
|
$32,000
$32.47 P/Share
|
|
Mar 19
2020
|
Ronald J Kruszewski Chief Executive Officer |
BUY
Open market or private purchase
|
Direct |
10,000
+1.14%
|
$310,000
$31.85 P/Share
|
|
Mar 09
2020
|
Robert Edward Grady Director |
SELL
Open market or private sale
|
Direct |
5,000
-43.93%
|
$215,000
$43.39 P/Share
|
|
Mar 03
2020
|
James M Marischen Chief Financial Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
9,116
-29.64%
|
$574,308
$63.23 P/Share
|
|
Mar 03
2020
|
James M Marischen Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
8,671
-21.99%
|
$546,273
$63.23 P/Share
|
|
Mar 03
2020
|
James M Marischen Chief Financial Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
17,787
+31.09%
|
$1,120,581
$63.23 P/Share
|
|
Mar 03
2020
|
Ronald J Kruszewski Chief Executive Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
71,332
-7.7%
|
$4,493,916
$63.23 P/Share
|
|
Mar 03
2020
|
Ronald J Kruszewski Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
80,910
-8.03%
|
$5,097,330
$63.23 P/Share
|
|
Mar 03
2020
|
Ronald J Kruszewski Chief Executive Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
177,867
+15.01%
|
$11,205,621
$63.23 P/Share
|
|
Mar 03
2020
|
David D Sliney Chief Operating Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
37,056
+19.6%
|
$2,334,528
$63.23 P/Share
|
|
Mar 03
2020
|
David D Sliney Chief Operating Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
20,019
-14.83%
|
$1,261,197
$63.23 P/Share
|
|
Mar 03
2020
|
David D Sliney Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
17,037
-11.21%
|
$1,073,331
$63.23 P/Share
|
|
Mar 03
2020
|
Allen Brautigam |
SELL
Sale (or disposition) back to the issuer
|
Direct |
7,037
-17.9%
|
$443,331
$63.23 P/Share
|
|
Mar 03
2020
|
Allen Brautigam |
SELL
Payment of exercise price or tax liability
|
Direct |
4,821
-10.92%
|
$303,723
$63.23 P/Share
|
|
Mar 03
2020
|
Allen Brautigam |
BUY
Exercise of conversion of derivative security
|
Direct |
11,858
+21.18%
|
$747,054
$63.23 P/Share
|
|
Mar 03
2020
|
Mark P Fisher Senior VP & General Counsel |
SELL
Sale (or disposition) back to the issuer
|
Direct |
16,008
-38.33%
|
$1,008,504
$63.23 P/Share
|
|
Mar 03
2020
|
Mark P Fisher Senior VP & General Counsel |
SELL
Payment of exercise price or tax liability
|
Direct |
13,636
-24.61%
|
$859,068
$63.23 P/Share
|
|
Mar 03
2020
|
Mark P Fisher Senior VP & General Counsel |
BUY
Exercise of conversion of derivative security
|
Direct |
29,644
+34.86%
|
$1,867,572
$63.23 P/Share
|
|
Mar 03
2020
|
Thomas B. Michaud Senior Vice President |
SELL
Sale (or disposition) back to the issuer
|
Direct |
37,964
-29.55%
|
$2,391,732
$63.23 P/Share
|
|
Mar 03
2020
|
Thomas B. Michaud Senior Vice President |
SELL
Payment of exercise price or tax liability
|
Direct |
36,740
-22.24%
|
$2,314,620
$63.23 P/Share
|
|
Mar 03
2020
|
Thomas B. Michaud Senior Vice President |
BUY
Exercise of conversion of derivative security
|
Direct |
74,704
+31.14%
|
$4,706,352
$63.23 P/Share
|
|
Mar 03
2020
|
James M Zemlyak Co-President |
SELL
Sale (or disposition) back to the issuer
|
Direct |
42,465
-4.81%
|
$2,675,295
$63.23 P/Share
|
|
Mar 03
2020
|
James M Zemlyak Co-President |
SELL
Payment of exercise price or tax liability
|
Direct |
35,796
-3.9%
|
$2,255,148
$63.23 P/Share
|
|
Mar 03
2020
|
James M Zemlyak Co-President |
BUY
Exercise of conversion of derivative security
|
Direct |
78,261
+7.85%
|
$4,930,443
$63.23 P/Share
|
|
Mar 03
2020
|
Thomas W Weisel Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
10,013
-22.23%
|
$630,819
$63.23 P/Share
|
|
Mar 03
2020
|
Thomas W Weisel Director |
SELL
Payment of exercise price or tax liability
|
Direct |
7,774
-14.72%
|
$489,762
$63.23 P/Share
|
|
Mar 03
2020
|
Thomas W Weisel Director |
BUY
Exercise of conversion of derivative security
|
Direct |
17,787
+25.19%
|
$1,120,581
$63.23 P/Share
|
|
Mar 03
2020
|
Ben A Plotkin Vice Chairman and SVP |
SELL
Sale (or disposition) back to the issuer
|
Direct |
11,034
-10.03%
|
$695,142
$63.23 P/Share
|
|
Mar 03
2020
|
Ben A Plotkin Vice Chairman and SVP |
SELL
Payment of exercise price or tax liability
|
Direct |
6,753
-5.79%
|
$425,439
$63.23 P/Share
|
|
Mar 03
2020
|
Ben A Plotkin Vice Chairman and SVP |
BUY
Exercise of conversion of derivative security
|
Direct |
17,787
+13.22%
|
$1,120,581
$63.23 P/Share
|
|
Mar 03
2020
|
Richard J Himelfarb Senior Vice President |
SELL
Sale (or disposition) back to the issuer
|
Direct |
9,197
-8.81%
|
$579,411
$63.23 P/Share
|
|
Mar 03
2020
|
Richard J Himelfarb Senior Vice President |
SELL
Payment of exercise price or tax liability
|
Direct |
8,590
-7.6%
|
$541,170
$63.23 P/Share
|
|
Mar 03
2020
|
Richard J Himelfarb Senior Vice President |
BUY
Exercise of conversion of derivative security
|
Direct |
17,787
+13.6%
|
$1,120,581
$63.23 P/Share
|
|
Mar 03
2020
|
Victor Nesi Co-President |
SELL
Sale (or disposition) back to the issuer
|
Direct |
47,993
-21.67%
|
$3,023,559
$63.23 P/Share
|
|
Mar 03
2020
|
Victor Nesi Co-President |
SELL
Payment of exercise price or tax liability
|
Direct |
46,276
-17.28%
|
$2,915,388
$63.23 P/Share
|
|
Mar 03
2020
|
Victor Nesi Co-President |
BUY
Exercise of conversion of derivative security
|
Direct |
94,269
+26.04%
|
$5,938,947
$63.23 P/Share
|
|
Feb 03
2020
|
Thomas W Weisel Director |
SELL
Open market or private sale
|
Direct |
5,792
-12.19%
|
$382,272
$66.09 P/Share
|
|
Jan 31
2020
|
Thomas W Weisel Director |
SELL
Open market or private sale
|
Direct |
21,791
-17.15%
|
$1,416,415
$65.15 P/Share
|
|
Jan 30
2020
|
Ronald J Kruszewski Chief Executive Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
30,000
-3.49%
|
$1,980,000
$66.22 P/Share
|
|
Jan 17
2020
|
Richard J Himelfarb Senior Vice President |
SELL
Open market or private sale
|
Direct |
10,000
-9.51%
|
$650,000
$65.07 P/Share
|
|
Jan 17
2020
|
Victor Nesi Co-President |
SELL
Open market or private sale
|
Direct |
3,750
-2.12%
|
$243,750
$65.06 P/Share
|
|
Jan 02
2020
|
Allen Brautigam |
SELL
Payment of exercise price or tax liability
|
Direct |
600
-1.82%
|
$36,600
$61.44 P/Share
|
|
Jan 02
2020
|
Allen Brautigam |
BUY
Exercise of conversion of derivative security
|
Direct |
1,710
+4.94%
|
-
|
|
Jan 02
2020
|
Richard J Himelfarb Senior Vice President |
SELL
Payment of exercise price or tax liability
|
Direct |
758
-0.72%
|
$46,238
$61.44 P/Share
|
|
Jan 02
2020
|
Richard J Himelfarb Senior Vice President |
BUY
Exercise of conversion of derivative security
|
Direct |
2,161
+2.0%
|
-
|
|
Jan 02
2020
|
Ronald J Kruszewski Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
10,461
-1.2%
|
$638,121
$61.44 P/Share
|
|
Jan 02
2020
|
Ronald J Kruszewski Chief Executive Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
28,587
+3.18%
|
-
|
|
Jan 02
2020
|
James M Marischen Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
550
-2.48%
|
$33,550
$61.44 P/Share
|
|
Jan 02
2020
|
James M Marischen Chief Financial Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
1,098
+4.72%
|
-
|