Latest Institutional Transactions on Sumitomo Mitsui Financial Group, Inc. (SMFG)
This table provides information on the latest institutional transactions involving Sumitomo Mitsui Financial Group, Inc. (SMFG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 09, 2024
Q4 2023
|
Dfpg Investments, LLC
|
BUY
|
- |
48.2KNew |
$436K - $489K
|
48.2K
$738K
|
|
| Q3 2023 | |||||||
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
CALL |
1.27MNew |
$10.9M - $13.2M
|
1.27M
$19.5M
|
|
|
Apr 30, 2024
Q3 2023
|
Concord Wealth Partners
|
BUY
|
- |
206New |
$1.76K - $2.13K
|
206
$3.15K
|
|
|
Nov 21, 2023
Q3 2023
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
- |
143KNew |
$1.22M - $1.48M
|
143K
$2.19M
|
|
|
Nov 14, 2023
Q3 2023
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-134- 50.38% |
$1.15K - $1.39K
|
132
$2.02K
|
|
|
Nov 14, 2023
Q3 2023
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
CALL |
28.7KNew |
$246K - $297K
|
28.7K
$439K
|
|
|
Nov 14, 2023
Q3 2023
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
37.3KNew |
$320K - $386K
|
37.3K
$572K
|
|
|
Nov 14, 2023
Q3 2023
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
1.47KNew |
$12.6K - $15.2K
|
1.47K
$22.5K
|
|
|
Nov 14, 2023
Q3 2023
|
Icon Wealth Partners, LLC
|
SELL
|
- |
-75- 0.6% |
$642 - $776
|
12.4K
$190K
|
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
SELL
|
- |
-1.07K- 6.13% |
$9.18K - $11.1K
|
16.4K
$252K
|
|
|
Nov 14, 2023
Q3 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-936- 8.1% |
$8.01K - $9.69K
|
10.6K
$163K
|
|
|
Nov 13, 2023
Q3 2023
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-200Closed |
$1.71K - $2.07K
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Stokes Family Office, LLC
|
BUY
|
- |
22.2KNew |
$190K - $230K
|
22.2K
$340K
|
|
|
Nov 09, 2023
Q3 2023
|
Hap Trading, LLC
New York, NY |
BUY
|
- |
178KNew |
$1.52M - $1.84M
|
178K
$2.72M
|
|
|
Nov 08, 2023
Q3 2023
|
Milestone Investment Advisors LLC
Middleton, WI |
BUY
|
- |
1.4KNew |
$12K - $14.5K
|
1.4K
$21.4K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-34- 0.07% |
$291 - $352
|
49.2K
$754K
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-33.5K- 38.25% |
$286K - $346K
|
54K
$827K
|
|
|
Nov 07, 2023
Q3 2023
|
Motco
|
SELL
|
- |
-102- 35.29% |
$873 - $1.06K
|
187
$2.86K
|
|
|
Nov 03, 2023
Q3 2023
|
Column Capital Advisors, LLC
|
BUY
|
- |
598+ 37.52% |
$5.12K - $6.19K
|
2.19K
$33.6K
|
|
|
Nov 02, 2023
Q3 2023
|
F Dx Advisors, Inc.
|
SELL
|
- |
-3.4K- 23.77% |
$29.1K - $35.2K
|
10.9K
$167K
|
|
|
Nov 01, 2023
Q3 2023
|
Nilsine Partners, LLC
Greenwood Village, CO |
BUY
|
- |
429+ 2.94% |
$3.67K - $4.44K
|
15K
$230K
|
|
|
Oct 27, 2023
Q3 2023
|
Alpha Q Advisors LLC
Orlando, FL |
SELL
|
- |
-1.8K- 8.31% |
$15.4K - $18.6K
|
19.9K
$304K
|
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
47.3K+ 20.13% |
$405K - $490K
|
283K
$4.33M
|
|
|
Oct 25, 2023
Q3 2023
|
Verdence Capital Advisors LLC
Hunt Valley, MD |
BUY
|
- |
901+ 1.38% |
$7.71K - $9.33K
|
66K
$1.01M
|
|
|
Oct 24, 2023
Q3 2023
|
Independent Advisor Alliance
|
BUY
|
- |
1.74K+ 2.35% |
$14.9K - $18K
|
75.8K
$1.16M
|
|
|
Oct 18, 2023
Q3 2023
|
Washington Trust CO
|
BUY
|
- |
8+ 1.46% |
$68.5 - $82.8
|
555
$8.5K
|
|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
BUY
|
- |
5.62K+ 23.52% |
$48.1K - $58.1K
|
29.5K
$452K
|
|
|
Oct 11, 2023
Q3 2023
|
Capricorn Fund Managers LTD
London, X0 |
BUY
|
- |
920KNew |
$7.88M - $9.53M
|
920K
$14.1M
|
|
| Q2 2023 | |||||||
|
Feb 14, 2024
Q2 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
BUY
|
- |
1KNew |
$7.84K - $8.63K
|
1K
$15.3K
|
|
|
Jan 12, 2024
Q2 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-5.12K- 29.73% |
$40.1K - $44.2K
|
12.1K
$185K
|
|
|
Aug 14, 2023
Q2 2023
|
Ergoteles LLC
New York, NY |
BUY
|
- |
39.5K+ 30.12% |
$310K - $341K
|
171K
$2.61M
|
|
|
Aug 14, 2023
Q2 2023
|
Thomas White International LTD
Chicago, IL |
SELL
|
- |
-1.13K- 0.41% |
$8.83K - $9.72K
|
275K
$4.22M
|
|
|
Aug 14, 2023
Q2 2023
|
State Street Corp
Boston, MA |
SELL
|
- |
-8.96K- 39.11% |
$70.3K - $77.4K
|
14K
$214K
|
|
|
Aug 14, 2023
Q2 2023
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-358- 2.94% |
$2.81K - $3.09K
|
11.8K
$181K
|
|
|
Aug 14, 2023
Q2 2023
|
Bollard Group LLC
Boston, MA |
BUY
|
- |
595New |
$4.66K - $5.13K
|
595
$9.11K
|
|
|
Aug 14, 2023
Q2 2023
|
Voloridge Investment Management, LLC
Jupiter, FL |
SELL
|
- |
-259K- 30.54% |
$2.03M - $2.24M
|
590K
$9.03M
|
|
|
Aug 14, 2023
Q2 2023
|
Connectus Wealth, LLC
Cincinnati, OH |
BUY
|
- |
91.1KNew |
$714K - $786K
|
91.1K
$1.39M
|
|
|
Aug 11, 2023
Q2 2023
|
Vident Investment Advisory, LLC
Alpharetta, GA |
BUY
|
- |
12.4K+ 39.65% |
$97K - $107K
|
43.6K
$667K
|
|
|
Aug 10, 2023
Q2 2023
|
Legacy Capital Group California, Inc.
Los Gatos, CA |
BUY
|
- |
27.4KNew |
$215K - $236K
|
27.4K
$419K
|
|
|
Aug 07, 2023
Q2 2023
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-633- 4.09% |
$4.96K - $5.46K
|
14.8K
$227K
|
|
|
Aug 04, 2023
Q2 2023
|
Sandy Spring Bank
|
BUY
|
- |
2New |
$15.7 - $17.3
|
2
$30.6
|
|
|
Aug 02, 2023
Q2 2023
|
Nemes Rush Group LLC
Novi, MI |
BUY
|
- |
285New |
$2.23K - $2.46K
|
285
$4.36K
|
|
|
Jul 25, 2023
Q2 2023
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
BUY
|
- |
51New |
$400 - $440
|
51
$781
|
|
|
Jul 19, 2023
Q2 2023
|
Ninety One Uk LTD
London, X0 |
BUY
|
- |
65.9K+ 23.37% |
$517K - $569K
|
348K
$5.33M
|
|
|
Jul 17, 2023
Q2 2023
|
Impact Partnership Wealth, LLC
Kennesaw, GA |
BUY
|
- |
224New |
$1.76K - $1.93K
|
224
$3.43K
|
|
|
Jul 10, 2023
Q2 2023
|
Tsfg, LLC
|
BUY
|
- |
173New |
$1.36K - $1.49K
|
173
$2.65K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Fortis Capital Advisors, LLC
Reno, NV |
SELL
|
- |
-229- 5.0% |
$1.75K - $2.07K
|
4.35K
$66.7K
|
|
|
May 15, 2023
Q1 2023
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-109K- 53.86% |
$835K - $984K
|
93.4K
$1.43M
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-1.22K- 11.04% |
$9.35K - $11K
|
9.84K
$151K
|
|
|
May 15, 2023
Q1 2023
|
Orbis Allan Gray LTD
Hamilton, D0 |
SELL
|
- |
-426K- 77.28% |
$3.26M - $3.85M
|
125K
$1.92M
|
|