Purchases and Sales Made in Q3 2023 in Sumitomo Mitsui Financial Group, Inc. (SMFG)
This table provides information about the institutional ownership of Sumitomo Mitsui Financial Group, Inc. (SMFG) during Q3 2023. The information is specifically focused on institutions that hold shares of SUMITOMO MITSUI FINANCIAL GROUP, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
9.75KNew |
$83.5K - $101K
|
9.75K
$151K
|
|
|
Nov 07, 2023
Q3 2023
|
Zions Bancorporation, N.A.
|
BUY
|
- |
9.03K+ 24.56% |
$77.3K - $93.5K
|
45.8K
$710K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
8.93K+ 2.08% |
$76.4K - $92.4K
|
438K
$6.8M
|
|
|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
8.5KNew |
$72.8K - $88K
|
8.5K
$132K
|
|
|
Nov 14, 2023
Q3 2023
|
Glenmede Trust CO Na
Philadelphia, PA |
BUY
|
- |
8.36K+ 44.95% |
$71.6K - $86.5K
|
27K
$418K
|
|
|
Nov 14, 2023
Q3 2023
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
7.57K+ 14.49% |
$64.8K - $78.3K
|
59.8K
$928K
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
7.47K+ 36.48% |
$63.9K - $77.3K
|
27.9K
$433K
|
|
|
Nov 14, 2023
Q3 2023
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
6.22K+ 3.76% |
$53.2K - $64.4K
|
172K
$2.66M
|
|
|
Nov 09, 2023
Q3 2023
|
Checchi Capital Advisers, LLC
Beverly Hills, CA |
BUY
|
- |
5.94K+ 15.04% |
$50.8K - $61.5K
|
45.4K
$705K
|
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
5.8K+ 4.28% |
$49.7K - $60.1K
|
142K
$2.2M
|
|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
BUY
|
- |
5.62K+ 23.52% |
$48.1K - $58.1K
|
29.5K
$457K
|
|
|
Nov 08, 2023
Q3 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
5.12K+ 42.3% |
$43.8K - $53K
|
17.2K
$267K
|
|
|
Nov 13, 2023
Q3 2023
|
Parkside Financial Bank & Trust
|
BUY
|
- |
4.9K+ 1392.61% |
$42K - $50.7K
|
5.25K
$81.5K
|
|
|
Nov 02, 2023
Q3 2023
|
Channing Global Advisors, LLC
|
BUY
|
- |
4.77K+ 14.35% |
$40.9K - $49.4K
|
38.1K
$590K
|
|
|
Nov 14, 2023
Q3 2023
|
Naviter Wealth, LLC
|
BUY
|
- |
4.66K+ 5.31% |
$39.9K - $48.2K
|
92.3K
$1.43M
|
|
|
Nov 14, 2023
Q3 2023
|
Morningstar Investment Services LLC
Chicago, IL |
BUY
|
- |
4.36K+ 5.62% |
$37.3K - $45.1K
|
82K
$1.27M
|
|
|
Nov 03, 2023
Q3 2023
|
Ieq Capital, LLC
|
BUY
|
- |
4.36K+ 29.44% |
$37.3K - $45.1K
|
19.2K
$297K
|
|
|
Nov 02, 2023
Q3 2023
|
M&T Bank Corp
|
BUY
|
- |
4.32K+ 3.77% |
$37K - $44.8K
|
119K
$1.85M
|
|
|
Oct 11, 2023
Q3 2023
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
4.13K+ 86.25% |
$35.3K - $42.7K
|
8.92K
$138K
|
|
|
Nov 08, 2023
Q3 2023
|
Sequoia Financial Advisors, LLC
|
BUY
|
- |
3.5K+ 5.19% |
$30K - $36.2K
|
71K
$1.1M
|
|
|
Oct 16, 2023
Q3 2023
|
First Affirmative Financial Network
|
BUY
|
- |
3.37K+ 30.06% |
$28.9K - $34.9K
|
14.6K
$226K
|
|
|
Nov 14, 2023
Q3 2023
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
- |
3.33K+ 13.69% |
$28.5K - $34.5K
|
27.7K
$429K
|
|
|
Oct 25, 2023
Q3 2023
|
Lindbrook Capital, LLC
|
BUY
|
- |
2.82K+ 21.58% |
$24.2K - $29.2K
|
15.9K
$247K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2.72K+ 8.23% |
$23.2K - $28.1K
|
35.7K
$554K
|
|
|
Oct 17, 2023
Q3 2023
|
Btc Capital Management, Inc.
|
BUY
|
- |
2.68K+ 1.37% |
$22.9K - $27.7K
|
197K
$3.06M
|
|
|
Nov 09, 2023
Q3 2023
|
Rhumbline Advisers
Boston, MA |
BUY
|
- |
2.65K+ 1.67% |
$22.7K - $27.4K
|
161K
$2.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Georgetown University
Washington, DC |
BUY
|
- |
2.57K+ 1.65% |
$22K - $26.5K
|
158K
$2.45M
|
|
|
Nov 06, 2023
Q3 2023
|
Werba Rubin Papier Wealth Management
San Jose, CA |
BUY
|
- |
2.55K+ 12.89% |
$21.8K - $26.4K
|
22.3K
$346K
|
|
|
Nov 09, 2023
Q3 2023
|
Sanders Capital, LLC
West Palm Beach, FL |
BUY
|
- |
2.4K+ 1.74% |
$20.5K - $24.8K
|
140K
$2.18M
|
|
|
Oct 10, 2023
Q3 2023
|
Drive Wealth Management, LLC
Lehi, UT |
BUY
|
- |
2.34K+ 15.21% |
$20.1K - $24.3K
|
17.7K
$275K
|
|
|
Oct 11, 2023
Q3 2023
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
2.31K+ 3.12% |
$19.8K - $23.9K
|
76.5K
$1.19M
|
|
|
Nov 09, 2023
Q3 2023
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
2.3KNew |
$19.7K - $23.8K
|
2.3K
$35.7K
|
|
|
Nov 08, 2023
Q3 2023
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
BUY
|
- |
2.3K+ 2.91% |
$19.7K - $23.8K
|
81.3K
$1.26M
|
|
|
Nov 06, 2023
Q3 2023
|
Schechter Investment Advisors, LLC
Birmingham, MI |
BUY
|
- |
2.02K+ 2.86% |
$17.3K - $20.9K
|
72.7K
$1.13M
|
|
|
Nov 14, 2023
Q3 2023
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
2.01K+ 4.04% |
$17.2K - $20.8K
|
51.8K
$804K
|
|
|
Oct 31, 2023
Q3 2023
|
Paradigm Asset Management CO LLC
|
BUY
|
- |
2K+ 31.75% |
$17.1K - $20.7K
|
8.3K
$129K
|
|
|
Oct 20, 2023
Q3 2023
|
Pds Planning, Inc
|
BUY
|
- |
1.94K+ 5.16% |
$16.6K - $20.1K
|
39.5K
$613K
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
1.84K+ 0.78% |
$15.7K - $19K
|
237K
$3.68M
|
|
|
Nov 08, 2023
Q3 2023
|
Keybank National Association
|
BUY
|
- |
1.74K+ 12.76% |
$14.9K - $18K
|
15.4K
$239K
|
|
|
Oct 24, 2023
Q3 2023
|
Independent Advisor Alliance
|
BUY
|
- |
1.74K+ 2.35% |
$14.9K - $18K
|
75.8K
$1.18M
|
|
|
Oct 19, 2023
Q3 2023
|
Ballentine Partners, LLC
Waltham, MA |
BUY
|
- |
1.72K+ 4.95% |
$14.7K - $17.8K
|
36.5K
$565K
|
|
|
Nov 14, 2023
Q3 2023
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
1.47KNew |
$12.6K - $15.2K
|
1.47K
$22.8K
|
|
|
Nov 08, 2023
Q3 2023
|
Milestone Investment Advisors LLC
Middleton, WI |
BUY
|
- |
1.4KNew |
$12K - $14.5K
|
1.4K
$21.7K
|
|
|
Nov 13, 2023
Q3 2023
|
Pacer Advisors, Inc.
Malvern, PA |
BUY
|
- |
1.24K+ 2.07% |
$10.6K - $12.8K
|
61.2K
$949K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.24K+ 9.58% |
$10.6K - $12.8K
|
14.1K
$219K
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
1.23K+ 74.83% |
$10.5K - $12.7K
|
2.87K
$44.5K
|
|
|
Oct 26, 2023
Q3 2023
|
Sage Rhino Capital LLC
|
BUY
|
- |
1.17K+ 3.29% |
$10K - $12.1K
|
36.8K
$570K
|
|
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
1.14K+ 2.76% |
$9.76K - $11.8K
|
42.5K
$659K
|
|
|
Nov 13, 2023
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
1.14K+ 2.76% |
$9.76K - $11.8K
|
42.5K
$659K
|
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
BUY
|
- |
1.11K+ 2.0% |
$9.5K - $11.5K
|
56.7K
$879K
|