Purchases and Sales Made in Q3 2023 in Sumitomo Mitsui Financial Group, Inc. (SMFG)
This table provides information about the institutional ownership of Sumitomo Mitsui Financial Group, Inc. (SMFG) during Q3 2023. The information is specifically focused on institutions that hold shares of SUMITOMO MITSUI FINANCIAL GROUP, INC..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.04K+ 5.8% |
$8.93K - $10.8K
|
19K
$295K
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.03K+ 31.75% |
$8.81K - $10.7K
|
4.27K
$66.2K
|
|
Nov 02, 2023
Q3 2023
|
West Family Investments, Inc.
Carlsbad, CA |
BUY
|
- |
910+ 5.48% |
$7.79K - $9.42K
|
17.5K
$272K
|
|
Oct 25, 2023
Q3 2023
|
Verdence Capital Advisors LLC
Hunt Valley, MD |
BUY
|
- |
901+ 1.38% |
$7.71K - $9.33K
|
66K
$1.02M
|
|
Oct 27, 2023
Q3 2023
|
Veriti Management LLC
|
BUY
|
- |
706+ 0.26% |
$6.04K - $7.31K
|
274K
$4.25M
|
|
Nov 13, 2023
Q3 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
664+ 288.7% |
$5.68K - $6.87K
|
894
$13.9K
|
|
Oct 23, 2023
Q3 2023
|
Chevy Chase Trust Holdings, Inc.
Bethesda, MD |
BUY
|
- |
623+ 1.37% |
$5.33K - $6.45K
|
46K
$713K
|
|
Nov 09, 2023
Q3 2023
|
Citigroup Inc
|
BUY
|
- |
622+ 4.79% |
$5.32K - $6.44K
|
13.6K
$211K
|
|
Nov 13, 2023
Q3 2023
|
Glassman Wealth Services
|
BUY
|
- |
600+ 11.16% |
$5.14K - $6.21K
|
5.98K
$92.7K
|
|
Nov 03, 2023
Q3 2023
|
Column Capital Advisors, LLC
|
BUY
|
- |
598+ 37.52% |
$5.12K - $6.19K
|
2.19K
$34K
|
|
Nov 14, 2023
Q3 2023
|
Lake Street Advisors Group, LLC
|
BUY
|
- |
541+ 0.96% |
$4.63K - $5.6K
|
57.1K
$886K
|
|
Nov 14, 2023
Q3 2023
|
Ewa, LLC
Pittsbugh, PA |
BUY
|
- |
524+ 2.4% |
$4.49K - $5.42K
|
22.3K
$346K
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
512+ 2.69% |
$4.38K - $5.3K
|
19.5K
$303K
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
505+ 4.98% |
$4.32K - $5.23K
|
10.7K
$165K
|
|
Jul 09, 2024
Q3 2023
|
Pitcairn CO
Jenkintown, PA |
BUY
|
- |
501+ 3.11% |
$4.29K - $5.19K
|
16.6K
$258K
|
|
Nov 03, 2023
Q3 2023
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
490+ 0.49% |
$4.19K - $5.07K
|
100K
$1.56M
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
450+ 321.43% |
$3.85K - $4.66K
|
590
$9.15K
|
|
Nov 01, 2023
Q3 2023
|
Nilsine Partners, LLC
Greenwood Village, CO |
BUY
|
- |
429+ 2.94% |
$3.67K - $4.44K
|
15K
$233K
|
|
Oct 26, 2023
Q3 2023
|
Inspire Advisors, LLC
Meridian, ID |
BUY
|
- |
364+ 0.82% |
$3.12K - $3.77K
|
45K
$698K
|
|
Nov 14, 2023
Q3 2023
|
Jones Financial Companies Lllp
|
BUY
|
- |
317New |
$2.71K - $3.28K
|
317
$4.92K
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
275+ 0.92% |
$2.35K - $2.85K
|
30.2K
$468K
|
|
Apr 30, 2024
Q3 2023
|
Concord Wealth Partners
|
BUY
|
- |
206New |
$1.76K - $2.13K
|
206
$3.2K
|
|
Nov 13, 2023
Q3 2023
|
Prudential Financial Inc
Newark, NJ |
BUY
|
- |
190+ 0.99% |
$1.63K - $1.97K
|
19.4K
$300K
|
|
Nov 13, 2023
Q3 2023
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
178+ 0.93% |
$1.52K - $1.84K
|
19.4K
$301K
|
|
Nov 13, 2023
Q3 2023
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
BUY
|
- |
152+ 1.49% |
$1.3K - $1.57K
|
10.4K
$161K
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
152+ 2.72% |
$1.3K - $1.57K
|
5.75K
$89.1K
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
144+ 1.25% |
$1.23K - $1.49K
|
11.6K
$181K
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
BUY
|
- |
134+ 17.87% |
$1.15K - $1.39K
|
884
$13.7K
|
|
Nov 01, 2023
Q3 2023
|
Bourgeon Capital Management LLC
|
BUY
|
- |
134New |
$1.15K - $1.39K
|
134
$2.08K
|
|
Nov 13, 2023
Q3 2023
|
Johnson Investment Counsel Inc
Cincinnati, OH |
BUY
|
- |
121+ 0.13% |
$1.04K - $1.25K
|
96.1K
$1.49M
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
115+ 0.83% |
$984 - $1.19K
|
14.1K
$218K
|
|
Nov 13, 2023
Q3 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
100+ 10000.0% |
$856 - $1.04K
|
101
$1.57K
|
|
Nov 13, 2023
Q3 2023
|
Seven Mile Advisory
Ewing, NJ |
BUY
|
- |
58+ 0.58% |
$496 - $600
|
10.1K
$156K
|
|
Nov 08, 2023
Q3 2023
|
Bell Investment Advisors, Inc
Oakland, CA |
BUY
|
- |
56+ 88.89% |
$479 - $580
|
119
$1.85K
|
|
Nov 08, 2023
Q3 2023
|
Cornerstone Planning Group LLC
Fairfield, NJ |
BUY
|
- |
32New |
$274 - $331
|
32
$496
|
|
Nov 03, 2023
Q3 2023
|
Financial Connections Group, Inc.
|
BUY
|
- |
10+ 1.81% |
$85.6 - $104
|
561
$8.7K
|
|
Oct 18, 2023
Q3 2023
|
Washington Trust CO
|
BUY
|
- |
8+ 1.46% |
$68.5 - $82.8
|
555
$8.61K
|
|
Nov 09, 2023
Q3 2023
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 09, 2023
Q3 2023
|
Gw&K Investment Management, LLC
Boston, MA |
SELL
|
- |
-6- 0.69% |
$51.4 - $62.1
|
867
$13.4K
|
|
Nov 13, 2023
Q3 2023
|
Mather Group, Llc.
Chicago, IL |
SELL
|
- |
-16- 0.05% |
$137 - $166
|
32.7K
$507K
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-31- 7.26% |
$265 - $321
|
396
$6.14K
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-34- 0.07% |
$291 - $352
|
49.2K
$763K
|
|
Nov 14, 2023
Q3 2023
|
Icon Wealth Partners, LLC
|
SELL
|
- |
-75- 0.6% |
$642 - $776
|
12.4K
$192K
|
|
Nov 03, 2023
Q3 2023
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-78- 4.39% |
$668 - $807
|
1.7K
$26.3K
|
|
Nov 09, 2023
Q3 2023
|
Greenleaf Trust
Kalamazoo, MI |
SELL
|
- |
-82- 0.03% |
$702 - $849
|
295K
$4.57M
|
|
Nov 07, 2023
Q3 2023
|
Motco
|
SELL
|
- |
-102- 35.29% |
$873 - $1.06K
|
187
$2.9K
|
|
Nov 14, 2023
Q3 2023
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-134- 50.38% |
$1.15K - $1.39K
|
132
$2.05K
|
|
Nov 03, 2023
Q3 2023
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
SELL
|
- |
-185- 9.46% |
$1.58K - $1.91K
|
1.77K
$27.5K
|
|
Nov 14, 2023
Q3 2023
|
Axa S.A.
Paris, I0 |
SELL
|
- |
-190- 3.97% |
$1.63K - $1.97K
|
4.6K
$71.3K
|
|
Nov 13, 2023
Q3 2023
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-200Closed |
$1.71K - $2.07K
|
0
$0
|