Purchases and Sales Made in Q4 2021 in Sumitomo Mitsui Financial Group, Inc. (SMFG)
This table provides information about the institutional ownership of Sumitomo Mitsui Financial Group, Inc. (SMFG) during Q4 2021. The information is specifically focused on institutions that hold shares of SUMITOMO MITSUI FINANCIAL GROUP, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Ballentine Partners, LLC
Waltham, MA |
SELL
|
- |
-1.28K- 7.06% |
$8.25K - $8.98K
|
16.8K
$257K
|
|
|
Jan 19, 2022
Q4 2021
|
Advisor Net Financial, Inc
|
SELL
|
- |
-1.35K- 46.83% |
$8.7K - $9.47K
|
1.53K
$23.4K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-1.36K- 11.91% |
$8.79K - $9.57K
|
10.1K
$154K
|
|
|
Jan 24, 2022
Q4 2021
|
Fieldpoint Private Securities, LLC
|
SELL
|
- |
-1.36K- 8.83% |
$8.8K - $9.57K
|
14K
$215K
|
|
|
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-1.41KClosed |
$9.12K - $9.93K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-1.58K- 37.06% |
$10.2K - $11.1K
|
2.68K
$41.1K
|
|
|
Mar 11, 2022
Q4 2021
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-1.68K- 4.41% |
$10.9K - $11.8K
|
36.5K
$558K
|
|
|
Jan 21, 2022
Q4 2021
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-1.71K- 99.94% |
$11.1K - $12.1K
|
1
$15.3
|
|
|
Jan 14, 2022
Q4 2021
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-1.85K- 85.56% |
$12K - $13K
|
312
$4.78K
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-1.9KClosed |
$12.3K - $13.4K
|
0
$0
|
|
|
Jan 19, 2022
Q4 2021
|
Syverson Strege & CO
West Des Moines, IA |
SELL
|
- |
-1.9KClosed |
$12.3K - $13.4K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-1.98K- 8.04% |
$12.8K - $13.9K
|
22.6K
$346K
|
|
|
Jan 18, 2022
Q4 2021
|
Enterprise Trust & Investment CO
|
SELL
|
- |
-2.06KClosed |
$13.3K - $14.5K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Corient Capital Partners, LLC
Newport Beach, CA |
SELL
|
- |
-2.21K- 4.39% |
$14.3K - $15.6K
|
48.2K
$738K
|
|
|
Feb 11, 2022
Q4 2021
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-2.32KClosed |
$15K - $16.3K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Inspire Investing, LLC
Meridian, ID |
SELL
|
- |
-2.38K- 15.5% |
$15.4K - $16.8K
|
13K
$199K
|
|
|
Feb 09, 2022
Q4 2021
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-2.44KClosed |
$15.8K - $17.2K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-2.44K- 4.74% |
$15.8K - $17.2K
|
49.1K
$751K
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-3.73KClosed |
$24.1K - $26.2K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-4.02KClosed |
$26K - $28.3K
|
0
$0
|
|
|
Jan 25, 2022
Q4 2021
|
Pds Planning, Inc
|
SELL
|
- |
-4.12K- 19.16% |
$26.7K - $29K
|
17.4K
$266K
|
|
|
Feb 10, 2022
Q4 2021
|
Prudent Man Advisors, LLC
|
SELL
|
- |
-4.17K- 21.17% |
$26.9K - $29.3K
|
15.5K
$237K
|
|
|
Feb 14, 2022
Q4 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-4.78K- 31.59% |
$30.9K - $33.7K
|
10.4K
$158K
|
|
|
Feb 07, 2022
Q4 2021
|
M&T Bank Corp
|
SELL
|
- |
-5.08K- 4.08% |
$32.9K - $35.8K
|
120K
$1.83M
|
|
|
Jan 18, 2022
Q4 2021
|
Gilman Hill Asset Management, LLC
|
SELL
|
- |
-5.4K- 1.48% |
$34.9K - $38K
|
360K
$5.51M
|
|
|
Feb 09, 2022
Q4 2021
|
Checchi Capital Advisers, LLC
Beverly Hills, CA |
SELL
|
- |
-6.27K- 16.27% |
$40.5K - $44.1K
|
32.3K
$494K
|
|
|
Feb 09, 2022
Q4 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-6.37K- 14.15% |
$41.2K - $44.8K
|
38.6K
$591K
|
|
|
Feb 14, 2022
Q4 2021
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-6.56K- 32.91% |
$42.5K - $46.2K
|
13.4K
$205K
|
|
|
Feb 17, 2022
Q4 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-6.71K- 26.15% |
$43.4K - $47.2K
|
18.9K
$290K
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-6.99K- 25.85% |
$45.2K - $49.2K
|
20.1K
$307K
|
|
|
Feb 14, 2022
Q4 2021
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-7.25K- 2.19% |
$46.9K - $51.1K
|
324K
$4.96M
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-8.31K- 22.12% |
$53.8K - $58.5K
|
29.3K
$448K
|
|
|
Jan 24, 2022
Q4 2021
|
Ellevest, Inc.
|
SELL
|
- |
-8.55K- 84.19% |
$55.3K - $60.2K
|
1.61K
$24.6K
|
|
|
Feb 08, 2022
Q4 2021
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-8.66K- 2.22% |
$56K - $61K
|
381K
$5.83M
|
|
|
Feb 18, 2022
Q4 2021
|
Comerica Bank
|
SELL
|
- |
-8.7K- 6.67% |
$56.3K - $61.3K
|
122K
$1.86M
|
|
|
Aug 16, 2024
Q4 2021
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-10.3K- 52.62% |
$66.8K - $72.7K
|
9.3K
$142K
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-11K- 3.7% |
$70.9K - $77.2K
|
286K
$4.37M
|
|
|
Feb 14, 2022
Q4 2021
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-11KClosed |
$71K - $77.3K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-11KClosed |
$71.2K - $77.4K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Rhumbline Advisers
Boston, MA |
SELL
|
- |
-11.9KClosed |
$77.1K - $83.9K
|
0
$0
|
|
|
Jan 18, 2022
Q4 2021
|
Caprock Group, Inc.
|
SELL
|
- |
-12.2KClosed |
$79.1K - $86.1K
|
0
$0
|
|
|
Dec 27, 2022
Q4 2021
|
Schechter Investment Advisors, LLC
Birmingham, MI |
SELL
|
- |
-13.3K- 14.48% |
$86.2K - $93.7K
|
78.6K
$1.2M
|
|
|
Jan 31, 2022
Q4 2021
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-13.4K- 24.81% |
$86.6K - $94.3K
|
40.6K
$621K
|
|
|
Feb 14, 2022
Q4 2021
|
Wealthspire Advisors, LLC
New York, NY |
SELL
|
- |
-13.5KClosed |
$87.6K - $95.3K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-14.2KClosed |
$91.9K - $100K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Halbert Hargrove Global Advisors, LLC
|
SELL
|
- |
-14.3KClosed |
$92.2K - $100K
|
0
$0
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-14.5K- 27.74% |
$94K - $102K
|
37.9K
$579K
|
|
|
Feb 08, 2022
Q4 2021
|
Keudell
|
SELL
|
- |
-14.8KClosed |
$95.7K - $104K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-17K- 65.4% |
$110K - $120K
|
9.02K
$138K
|
|
|
Feb 14, 2022
Q4 2021
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-17.2KClosed |
$111K - $121K
|
0
$0
|