Purchases and Sales Made in Q1 2021 in Smith Micro Software, Inc. (SMSI)
This table provides information about the institutional ownership of Smith Micro Software, Inc. (SMSI) during Q1 2021. The information is specifically focused on institutions that hold shares of SMITH MICRO SOFTWARE, INC..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 04, 2021
Q1 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
2.7K+ 5.61% |
$13.6K - $21.2K
|
50.9K
$69.7K
|
|
May 17, 2021
Q1 2021
|
Voya Investment Management LLC
Atlanta, GA |
BUY
|
- |
1.91K+ 12.68% |
$9.66K - $15K
|
17K
$23.3K
|
|
May 18, 2021
Q1 2021
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
800New |
$4.04K - $6.29K
|
800
$1.1K
|
|
Apr 14, 2021
Q1 2021
|
Mesirow Financial Investment Management, Inc.
|
BUY
|
- |
733+ 74.8% |
$3.7K - $5.76K
|
1.71K
$2.35K
|
|
May 17, 2021
Q1 2021
|
Point72 Hong Kong LTD
Hong Kong, K3 |
BUY
|
- |
424New |
$2.14K - $3.33K
|
424
$581
|
|
May 17, 2021
Q1 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
124New |
$626 - $975
|
124
$170
|
|
Aug 17, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
94+ 2350.0% |
$475 - $739
|
98
$134
|
|
May 07, 2021
Q1 2021
|
American International Group, Inc.
New York, NY |
BUY
|
- |
53+ 0.27% |
$268 - $417
|
20K
$27.3K
|
|
May 12, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
4New |
$20.2 - $31.4
|
4
$5.48
|
|
Apr 30, 2021
Q1 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-262Closed |
$1.32K - $2.06K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-283- 6.75% |
$1.43K - $2.22K
|
3.91K
$5.36K
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
SELL
|
- |
-346- 0.25% |
$1.75K - $2.72K
|
138K
$188K
|
|
May 17, 2021
Q1 2021
|
Charles Schwab Investment Management Inc
San Francisco, CA |
SELL
|
- |
-564- 0.66% |
$2.85K - $4.43K
|
85.4K
$117K
|
|
May 03, 2021
Q1 2021
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-1.54K- 6.41% |
$7.75K - $12.1K
|
22.4K
$30.7K
|
|
May 18, 2021
Q1 2021
|
California State Teachers Retirement System
West Sacramento, CA |
SELL
|
- |
-1.64K- 3.08% |
$8.3K - $12.9K
|
51.6K
$70.7K
|
|
May 06, 2021
Q1 2021
|
Rhumbline Advisers
Boston, MA |
SELL
|
- |
-2.39K- 9.14% |
$12.1K - $18.8K
|
23.8K
$32.6K
|
|
May 13, 2021
Q1 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-2.43K- 7.82% |
$12.3K - $19.1K
|
28.6K
$39.2K
|
|
Apr 26, 2021
Q1 2021
|
Cutler Group LP
|
SELL
|
- |
-3.38K- 50.83% |
$17.1K - $26.6K
|
3.27K
$4.48K
|
|
May 14, 2021
Q1 2021
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-3.87K- 6.86% |
$19.5K - $30.4K
|
52.5K
$71.9K
|
|
May 13, 2021
Q1 2021
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-6.73K- 2.63% |
$34K - $52.9K
|
249K
$342K
|
|
May 17, 2021
Q1 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-7.34K- 72.2% |
$37.1K - $57.7K
|
2.83K
$3.87K
|
|
May 14, 2021
Q1 2021
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-11.3KClosed |
$56.8K - $88.5K
|
0
$0
|
|
May 11, 2021
Q1 2021
|
New York State Common Retirement Fund
|
SELL
|
- |
-15.4K- 50.16% |
$77.8K - $121K
|
15.3K
$21K
|
|
May 12, 2021
Q1 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-22.3K- 5.87% |
$112K - $175K
|
357K
$489K
|
|
May 12, 2021
Q1 2021
|
Cm Management, LLC
|
SELL
|
- |
-40K- 20.0% |
$202K - $314K
|
160K
$219K
|
|
May 13, 2021
Q1 2021
|
Ars Investment Partners, LLC
|
SELL
|
- |
-41.2KClosed |
$208K - $324K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Aqr Capital Management LLC
Greenwich, CT |
SELL
|
- |
-68.6K- 20.91% |
$346K - $539K
|
259K
$355K
|
|
May 17, 2021
Q1 2021
|
Zebra Capital Management LLC
Stamford, CT |
SELL
|
- |
-80KClosed |
$404K - $629K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-135K- 27.85% |
$682K - $1.06M
|
350K
$480K
|
|
May 17, 2021
Q1 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-375K- 94.51% |
$1.89M - $2.95M
|
21.8K
$29.8K
|