Insider Transactions in Q4 2020 at Stone X Group Inc. (SNEX)
Insider Transaction List (Q4 2020)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price | 
|---|---|---|---|---|---|
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price | 
| 
           
            Dec 24                          
            2020                          
           
         |           
        Sean Michael Oconnor Executive Vice-Chairman-Board | 
           
              SELL
             
            
                Bona fide gift
             
           | 
        Direct | 
           
              10,000
              -3.12%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 23                          
            2020                          
           
         |           
        Sean Michael Oconnor Executive Vice-Chairman-Board | 
           
              SELL
             
            
                Bona fide gift
             
           | 
        Direct | 
           
              500
              -0.16%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 17                          
            2020                          
           
         |           
        Sean Michael Oconnor Executive Vice-Chairman-Board | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              30,000
              +8.3%
              
         |   
        
           
              $750,000              
              $25.91 P/Share              
                     
         | 
      
| 
           
            Dec 16                          
            2020                          
           
         |           
        Glenn Henry Stevens | 
           
              BUY
             
            
                Open market or private purchase
             
           | 
        Direct | 
           
              3,000
              +16.67%
              
         |   
        
           
              $159,000              
              $53.19 P/Share              
                     
         | 
      
| 
           
            Dec 15                          
            2020                          
           
         |           
        Scott J Branch | 
           
              SELL
             
            
                Bona fide gift
             
           | 
        Indirect | 
           
              7,600
              -1.62%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 15                          
            2020                          
           
         |           
        Glenn Henry Stevens | 
           
              BUY
             
            
                Open market or private purchase
             
           | 
        Direct | 
           
              6,000
              +33.33%
              
         |   
        
           
              $312,000              
              $52.44 P/Share              
                     
         | 
      
| 
           
            Dec 14                          
            2020                          
           
         |           
        Mark Lowry Maurer | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              11,013
              +27.05%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 14                          
            2020                          
           
         |           
        Philip Andrew Smith Chief Executive Officer | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              13,510
              +9.32%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 14                          
            2020                          
           
         |           
        Aaron Schroeder Chief Accounting Officer | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              2,047
              +11.15%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 14                          
            2020                          
           
         |           
        Charles M Lyon President | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              13,510
              +22.56%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 14                          
            2020                          
           
         |           
        Patricia Marie Harrod | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              8,515
              +30.23%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 14                          
            2020                          
           
         |           
        Diego Rotsztain Chief Governance/Legal Officer | 
           
              BUY
             
            
                Open market or private purchase
             
           | 
        Direct | 
           
              981
              +50.0%
              
         |   
        
           
              $49,050              
              $50.92 P/Share              
                     
         | 
      
| 
           
            Dec 14                          
            2020                          
           
         |           
        Xuong Nguyen | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              12,262
              +19.36%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 14                          
            2020                          
           
         |           
        William J Dunaway Chief Financial Officer | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              11,013
              +15.88%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 14                          
            2020                          
           
         |           
        Sean Michael Oconnor Executive Vice-Chairman-Board | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              23,500
              +7.24%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Dec 14                          
            2020                          
           
         |           
        Glenn Henry Stevens | 
           
              BUY
             
            
                Open market or private purchase
             
           | 
        Direct | 
           
              6,000
              +50.0%
              
         |   
        
           
              $300,000              
              $50.79 P/Share              
                     
         | 
      
| 
           
            Dec 09                          
            2020                          
           
         |           
        Sean Michael Oconnor Executive Vice-Chairman-Board | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Direct | 
           
              5,234
              -1.85%
              
         |   
        
           
              $340,210              
              $65.0 P/Share              
                     
         | 
      
| 
           
            Dec 08                          
            2020                          
           
         |           
        Scott J Branch | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              4,390
              -1.11%
              
         |   
        
           
              $280,960              
              $64.2 P/Share              
                     
         | 
      
| 
           
            Dec 07                          
            2020                          
           
         |           
        Scott J Branch | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              13,223
              -3.23%
              
         |   
        
           
              $846,272              
              $64.26 P/Share              
                     
         | 
      
| 
           
            Dec 04                          
            2020                          
           
         |           
        Scott J Branch | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              7,387
              -1.77%
              
         |   
        
           
              $472,768              
              $64.2 P/Share              
                     
         | 
      
| 
           
            Nov 24                          
            2020                          
           
         |           
        Eric Parthemore Director | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Direct | 
           
              265
              -1.44%
              
         |   
        
           
              $16,430              
              $62.1 P/Share              
                     
         | 
      
| 
           
            Nov 24                          
            2020                          
           
         |           
        Scott J Branch | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              25,000
              -5.66%
              
         |   
        
           
              $1,550,000              
              $62.2 P/Share              
                     
         | 
      
| 
           
            Nov 18                          
            2020                          
           
         |           
        Eric Parthemore Director | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Direct | 
           
              1,528
              -7.69%
              
         |   
        
           
              $94,736              
              $62.0 P/Share              
                     
         | 
      
| 
           
            Nov 16                          
            2020                          
           
         |           
        Eric Parthemore Director | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Direct | 
           
              400
              -1.97%
              
         |   
        
           
              $24,800              
              $62.0 P/Share              
                     
         | 
      
| 
           
            Nov 11                          
            2020                          
           
         |           
        Eric Parthemore Director | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Direct | 
           
              307
              -1.49%
              
         |   
        
           
              $19,034              
              $62.0 P/Share              
                     
         | 
      
| 
           
            Nov 10                          
            2020                          
           
         |           
        Scott J Branch | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              5,038
              -1.13%
              
         |   
        
           
              $302,280              
              $60.4 P/Share              
                     
         | 
      
| 
           
            Oct 30                          
            2020                          
           
         |           
        Steven A Kass Director | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              192
              +2.54%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Oct 30                          
            2020                          
           
         |           
        John Radziwill Chairman of the Board | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              229
              +0.69%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Oct 30                          
            2020                          
           
         |           
        Bruce Krehbiel Director | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              165
              +0.59%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Oct 30                          
            2020                          
           
         |           
        Eric Parthemore Director | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              192
              +0.92%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Oct 30                          
            2020                          
           
         |           
        John Moore Fowler Director | 
           
              BUY
             
            
                Grant, award, or other acquisition
             
           | 
        Direct | 
           
              153
              +0.26%
              
         |   
        
           
              -                 
                     
         | 
      
| 
           
            Oct 22                          
            2020                          
           
         |           
        John Moore Fowler Director | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Direct | 
           
              992
              -1.68%
              
         |   
        
           
              $55,552              
              $56.1 P/Share              
                     
         | 
      
| 
           
            Oct 16                          
            2020                          
           
         |           
        John Radziwill Chairman of the Board | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              4,444
              -1.04%
              
         |   
        
           
              $239,976              
              $54.97 P/Share              
                     
         | 
      
| 
           
            Oct 14                          
            2020                          
           
         |           
        Philip Andrew Smith Chief Executive Officer | 
           
              BUY
             
            
                Exercise of conversion of derivative security
             
           | 
        Direct | 
           
              10,000
              +7.81%
              
         |   
        
           
              $250,000              
              $25.91 P/Share              
                     
         | 
      
| 
           
            Oct 14                          
            2020                          
           
         |           
        John Radziwill Chairman of the Board | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              5,326
              -1.23%
              
         |   
        
           
              $287,604              
              $54.6 P/Share              
                     
         | 
      
| 
           
            Oct 13                          
            2020                          
           
         |           
        John Radziwill Chairman of the Board | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              1,194
              -0.27%
              
         |   
        
           
              $64,476              
              $54.79 P/Share              
                     
         | 
      
| 
           
            Oct 12                          
            2020                          
           
         |           
        John Radziwill Chairman of the Board | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              11,891
              -2.66%
              
         |   
        
           
              $642,114              
              $54.32 P/Share              
                     
         | 
      
| 
           
            Oct 09                          
            2020                          
           
         |           
        John Radziwill Chairman of the Board | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              11,207
              -2.44%
              
         |   
        
           
              $605,178              
              $54.11 P/Share              
                     
         | 
      
| 
           
            Oct 08                          
            2020                          
           
         |           
        John Radziwill Chairman of the Board | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              20,000
              -4.18%
              
         |   
        
           
              $1,060,000              
              $53.58 P/Share              
                     
         | 
      
| 
           
            Oct 07                          
            2020                          
           
         |           
        John Radziwill Chairman of the Board | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              10,000
              -2.05%
              
         |   
        
           
              $530,000              
              $53.44 P/Share              
                     
         | 
      
| 
           
            Oct 06                          
            2020                          
           
         |           
        John Radziwill Chairman of the Board | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              10,902
              -2.18%
              
         |   
        
           
              $577,806              
              $53.82 P/Share              
                     
         | 
      
| 
           
            Oct 05                          
            2020                          
           
         |           
        John Radziwill Chairman of the Board | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Indirect | 
           
              19,892
              -3.83%
              
         |   
        
           
              $1,034,384              
              $52.0 P/Share              
                     
         | 
      
| 
           
            Oct 01                          
            2020                          
           
         |           
        John Moore Fowler Director | 
           
              SELL
             
            
                Open market or private sale
             
           | 
        Direct | 
           
              1,042
              -1.74%
              
         |   
        
           
              $53,142              
              $51.0 P/Share              
                     
         |