Purchases and Sales Made in Q3 2020 in Highland Fds I Highland/Iboxx (SNLN)
This table provides information about the institutional ownership of Highland Fds I Highland/Iboxx (SNLN) during Q3 2020. The information is specifically focused on institutions that hold shares of HIGHLAND FDS I HIGHLAND/IBOXX .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 17, 2020
Q3 2020
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
73.1KNew |
$1.15M - $1.18M
|
73.1K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Old Mission Capital LLC
|
BUY
|
- |
61.7KNew |
$970K - $996K
|
61.7K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
21.2KNew |
$333K - $342K
|
21.2K
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5.32K+ 48.13% |
$83.6K - $85.8K
|
16.4K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Advisory Services Network, LLC
|
BUY
|
- |
860New |
$13.5K - $13.9K
|
860
$0
|
|
|
Nov 16, 2021
Q3 2020
|
Retirement Group, LLC
|
BUY
|
- |
423+ 201.43% |
$6.65K - $6.83K
|
633
$0
|
|
|
Nov 13, 2020
Q3 2020
|
F3 Logic, LLC
|
BUY
|
- |
21New |
$330 - $339
|
21
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Ifp Advisors, Inc
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-2- 0.06% |
$31.4 - $32.3
|
3.43K
$0
|
|
|
Nov 06, 2020
Q3 2020
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-106Closed |
$1.67K - $1.71K
|
0
$0
|
|
|
Sep 08, 2021
Q3 2020
|
Retirement Group, LLC
|
SELL
|
- |
-423- 66.82% |
$6.65K - $6.83K
|
210
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-473Closed |
$7.44K - $7.63K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Ubs Group Ag
|
SELL
|
- |
-643- 55.43% |
$10.1K - $10.4K
|
517
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-650- 2.56% |
$10.2K - $10.5K
|
24.7K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.07K- 15.15% |
$16.9K - $17.3K
|
6.02K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.15K- 5.82% |
$18K - $18.5K
|
18.5K
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Fifth Third Bancorp
|
SELL
|
- |
-1.36KClosed |
$21.4K - $22K
|
0
$0
|
|
|
Nov 17, 2020
Q3 2020
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-2.04K- 13.94% |
$32K - $32.9K
|
12.6K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Citizens Financial Group Inc
|
SELL
|
- |
-3.8KClosed |
$59.8K - $61.4K
|
0
$0
|
|
|
Oct 16, 2020
Q3 2020
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-4K- 14.05% |
$62.9K - $64.6K
|
24.5K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-4.88K- 29.85% |
$76.7K - $78.7K
|
11.5K
$0
|
|
|
Oct 30, 2020
Q3 2020
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-5.2K- 4.31% |
$81.7K - $83.9K
|
115K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-8.4K- 38.9% |
$132K - $136K
|
13.2K
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-8.53K- 8.94% |
$134K - $138K
|
87K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-11.2KClosed |
$176K - $181K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-34.7K- 45.89% |
$546K - $560K
|
40.9K
$0
|