Latest Institutional Transactions on Special Opportunities Fund, Inc. (SPE)
This table provides information on the latest institutional transactions involving Special Opportunities Fund, Inc. (SPE) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 02, 2024
Q1 2024
|
Patron Partners, LLC
|
BUY
|
- |
13.8KNew |
$164K - $175K
|
13.8K
$208K
|
|
|
Apr 10, 2024
Q1 2024
|
Cva Family Office, LLC
|
BUY
|
- |
9+ 30.0% |
$107 - $114
|
39
$586
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
558+ 2.42% |
$5.73K - $6.62K
|
23.6K
$355K
|
|
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
41.3KNew |
$424K - $490K
|
41.3K
$620K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
3.84KNew |
$39.4K - $45.5K
|
3.84K
$57.7K
|
|
|
Feb 08, 2024
Q4 2023
|
Matisse Capital
|
BUY
|
- |
22.8KNew |
$234K - $270K
|
22.8K
$342K
|
|
| Q3 2023 | |||||||
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-17.8K- 90.2% |
$194K - $206K
|
1.94K
$29.1K
|
|
|
Nov 06, 2023
Q3 2023
|
Rpo LLC
Stamford, CT |
BUY
|
- |
17.2KNew |
$187K - $199K
|
17.2K
$258K
|
|
|
Oct 13, 2023
Q3 2023
|
Triad Investment Management
|
BUY
|
- |
500+ 2.06% |
$5.44K - $5.79K
|
24.8K
$373K
|
|
| Q2 2023 | |||||||
|
Aug 02, 2023
Q2 2023
|
Meixler Investment Management, Ltd.
Show Low, AZ |
SELL
|
- |
-600- 5.17% |
$6.42K - $6.73K
|
11K
$165K
|
|
|
Jul 20, 2023
Q2 2023
|
Csenge Advisory Group
|
SELL
|
- |
-1.3K- 8.94% |
$14K - $14.6K
|
13.3K
$200K
|
|
| Q1 2023 | |||||||
|
May 08, 2023
Q1 2023
|
Live Oak Private Wealth LLC
|
BUY
|
- |
14.9KNew |
$157K - $177K
|
14.9K
$223K
|
|
|
Apr 26, 2023
Q1 2023
|
Lindbrook Capital, LLC
|
SELL
|
- |
-229- 18.62% |
$2.41K - $2.73K
|
1K
$15K
|
|
| Q4 2022 | |||||||
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-5.55K- 34.14% |
$60.8K - $68.2K
|
10.7K
$161K
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-180- 1.03% |
$1.97K - $2.21K
|
17.3K
$260K
|
|
|
Feb 14, 2023
Q4 2022
|
Robinson Capital Management, LLC
|
BUY
|
- |
42.3KNew |
$464K - $520K
|
42.3K
$636K
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
4.25KNew |
$46.6K - $52.2K
|
4.25K
$63.8K
|
|
|
Jan 18, 2023
Q4 2022
|
Calton & Associates, Inc.
|
BUY
|
- |
355+ 1.7% |
$3.89K - $4.36K
|
21.2K
$318K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-106K- 55.87% |
$1.17M - $2.55M
|
83.9K
$1.26M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.67K- 96.91% |
$40.4K - $88.1K
|
117
$1.76K
|
|
| Q2 2022 | |||||||
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1KNew |
$12.1K - $15.1K
|
1K
$15K
|
|
|
Aug 15, 2022
Q2 2022
|
Sarissa Consulting LLC
Santa Monica, CA |
SELL
|
- |
-11.8K- 16.56% |
$142K - $178K
|
59.5K
$894K
|
|
|
Aug 11, 2022
Q2 2022
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-13.4KClosed |
$162K - $202K
|
0
$0
|
|
|
Jul 28, 2022
Q2 2022
|
Cwm, LLC
|
BUY
|
- |
100+ 133.33% |
$1.21K - $1.51K
|
175
$2.63K
|
|
|
Jul 22, 2022
Q2 2022
|
Gemmer Asset Management LLC
|
SELL
|
- |
-1.48KClosed |
$17.8K - $22.2K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-2.31KClosed |
$32.4K - $36.1K
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Wealth Dimensions Group, Ltd.
|
SELL
|
- |
-10.7KClosed |
$151K - $167K
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Tfc Financial Management
|
SELL
|
- |
-164Closed |
$2.3K - $2.56K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Jnba Financial Advisors
|
SELL
|
- |
-1.11KClosed |
$15.5K - $17.3K
|
0
$0
|
|
|
Apr 27, 2022
Q1 2022
|
Winning Points Advisors, LLC
Boca Raton, FL |
SELL
|
- |
-27.3KClosed |
$384K - $426K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 14, 2022
Q4 2021
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-205KClosed |
$2.99M - $3.34M
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Ahrens Investment Partners LLC
|
BUY
|
- |
500New |
$7.28K - $8.12K
|
500
$7.51K
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-5KClosed |
$72.8K - $81.2K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 13, 2021
Q2 2021
|
Winmill & Co. Inc
Millbrook, NY |
BUY
|
- |
1.72K+ 614.29% |
$25.2K - $26.7K
|
2K
$30K
|
|
|
Aug 13, 2021
Q2 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-267KClosed |
$3.92M - $4.14M
|
0
$0
|
|
|
Jul 26, 2021
Q2 2021
|
Spire Wealth Management
|
SELL
|
- |
-306Closed |
$4.49K - $4.75K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 05, 2021
Q1 2021
|
Interchange Capital Partners, LLC
|
SELL
|
- |
-2Closed |
$27.7 - $29.9
|
0
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Us Bancorp \De\
|
SELL
|
- |
-231Closed |
$3.2K - $3.46K
|
0
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Firestone Capital Management
|
SELL
|
- |
-32Closed |
$444 - $479
|
0
$0
|
|
|
Apr 23, 2021
Q1 2021
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-17.4KClosed |
$241K - $260K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Jan 27, 2021
Q4 2020
|
Crewe Advisors LLC
|
BUY
|
- |
6.97KNew |
$79.6K - $98.3K
|
6.97K
$105K
|
|
| Q3 2020 | |||||||
|
Oct 30, 2020
Q3 2020
|
Hc Financial Advisors Inc
|
SELL
|
- |
-600Closed |
$6.82K - $7.84K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-800Closed |
$6.95K - $9.22K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 14, 2020
Q1 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-15.9KClosed |
$126K - $238K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Sep 07, 2021
Q1 2019
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-553- 16.92% |
$6.65K - $7.43K
|
2.72K
$40.8K
|
|
|
May 15, 2019
Q1 2019
|
Segall Bryant & Hamill, LLC
Chicago, IL |
SELL
|
- |
-13.5KClosed |
$162K - $181K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Ifp Advisors, Inc
|
SELL
|
- |
-66Closed |
$793 - $887
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-27.2KClosed |
$327K - $366K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-755Closed |
$9.08K - $10.1K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Fifth Third Bancorp
|
SELL
|
- |
-499Closed |
$6K - $6.71K
|
0
$0
|
|