Purchases and Sales Made in Q3 2025 in Special Opportunities Fund, Inc. (SPE)
This table provides information about the institutional ownership of Special Opportunities Fund, Inc. (SPE) during Q3 2025. The information is specifically focused on institutions that hold shares of SPECIAL OPPORTUNITIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2025
Q3 2025
|
Seven Mile Advisory
Ewing, NJ |
BUY
|
- |
106KNew |
$1.6M - $1.69M
|
106K
$1.62M
|
|
|
Oct 22, 2025
Q3 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
88K+ 32.97% |
$1.33M - $1.4M
|
355K
$5.41M
|
|
|
Oct 29, 2025
Q3 2025
|
Gate Pass Capital, LLC
Independence, OH |
BUY
|
- |
45.4K+ 51.07% |
$685K - $722K
|
134K
$2.05M
|
|
|
Oct 22, 2025
Q3 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
25.7K+ 10.42% |
$388K - $409K
|
272K
$4.15M
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
20.7KNew |
$313K - $329K
|
20.7K
$316K
|
|
|
Oct 30, 2025
Q3 2025
|
True Mark Investments, LLC
Chicago, IL |
BUY
|
- |
14.6KNew |
$220K - $231K
|
14.6K
$222K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
10.6KNew |
$159K - $168K
|
10.6K
$161K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
9.23K+ 12.99% |
$139K - $147K
|
80.3K
$1.22M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
8.49K+ 36.35% |
$128K - $135K
|
31.8K
$485K
|
|
|
Oct 28, 2025
Q3 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
7.25KNew |
$109K - $115K
|
7.25K
$111K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.63K+ 11.75% |
$24.6K - $25.9K
|
15.5K
$236K
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
BUY
|
- |
1.45K+ 38.64% |
$21.9K - $23.1K
|
5.2K
$79.3K
|
|
|
Nov 14, 2025
Q3 2025
|
Scotia Capital Inc.
|
BUY
|
- |
1.27K+ 1.2% |
$19.2K - $20.2K
|
107K
$1.63M
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
890New |
$13.4K - $14.2K
|
890
$13.6K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
882New |
$13.3K - $14K
|
882
$13.4K
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
200New |
$3.02K - $3.18K
|
200
$3.05K
|
|
|
Nov 14, 2025
Q3 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
132+ 0.82% |
$1.99K - $2.1K
|
16.2K
$247K
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
BUY
|
- |
69+ 2.13% |
$1.04K - $1.1K
|
3.31K
$50.4K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
69+ 1.08% |
$1.04K - $1.1K
|
6.43K
$98K
|
|
|
Oct 10, 2025
Q3 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
14+ 2.11% |
$211 - $223
|
677
$10.3K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-47- 0.33% |
$709 - $747
|
14.3K
$217K
|
|
|
Nov 14, 2025
Q3 2025
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-363- 0.35% |
$5.48K - $5.77K
|
103K
$1.57M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-374- 1.83% |
$5.64K - $5.95K
|
20.1K
$306K
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-1.8K- 1.58% |
$27.2K - $28.7K
|
112K
$1.71M
|
|
|
Nov 13, 2025
Q3 2025
|
Css LLC
Chicago, IL |
SELL
|
- |
-2.3K- 1.94% |
$34.7K - $36.6K
|
116K
$1.77M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-2.84K- 9.11% |
$42.9K - $45.2K
|
28.4K
$432K
|
|
|
Nov 14, 2025
Q3 2025
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-3.09K- 14.33% |
$46.6K - $49.1K
|
18.5K
$281K
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-3.5K- 13.58% |
$52.8K - $55.7K
|
22.3K
$339K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.49K- 17.16% |
$67.8K - $71.4K
|
21.7K
$330K
|
|
|
Nov 10, 2025
Q3 2025
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-94K- 6.36% |
$1.42M - $1.5M
|
1.38M
$21.1M
|
|