Purchases and Sales Made in Q3 2023 in Stem, Inc. (STEM)
This table provides information about the institutional ownership of Stem, Inc. (STEM) during Q3 2023. The information is specifically focused on institutions that hold shares of STEM, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
46+ 18.62% |
$187 - $338
|
293
$144
|
|
|
Oct 24, 2023
Q3 2023
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
17New |
$69 - $125
|
17
$8.33
|
|
|
Nov 03, 2023
Q3 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
17+ 2.52% |
$69 - $125
|
691
$339
|
|
|
Oct 12, 2023
Q3 2023
|
Clean Yield Group
|
BUY
|
- |
10New |
$40.6 - $73.4
|
10
$4.9
|
|
|
Nov 14, 2023
Q3 2023
|
Janus Henderson Group PLC
London, X0 |
BUY
|
- |
5+ 0.01% |
$20.3 - $36.7
|
75K
$36.7K
|
|
|
Nov 08, 2023
Q3 2023
|
Crewe Advisors LLC
|
BUY
|
- |
5+ 21.74% |
$20.3 - $36.7
|
28
$13.7
|
|
|
Oct 30, 2023
Q3 2023
|
Harel Insurance Investments & Financial Services Ltd.
|
BUY
|
- |
1New |
$4.06 - $7.34
|
1
$0.49
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Covestor LTD
Boston, MA |
SELL
|
- |
-4- 14.81% |
$16.2 - $29.4
|
23
$11.3
|
|
|
Nov 13, 2023
Q3 2023
|
Pro Share Advisors LLC
|
SELL
|
- |
-21- 0.11% |
$85.3 - $154
|
18.5K
$9.07K
|
|
|
Oct 12, 2023
Q3 2023
|
Sound Income Strategies, LLC
|
SELL
|
- |
-22- 18.03% |
$89.3 - $161
|
100
$49
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-23- 0.08% |
$93.4 - $169
|
29.4K
$14.4K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-25- 0.54% |
$101 - $184
|
4.63K
$2.27K
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-50- 2.33% |
$203 - $367
|
2.1K
$1.03K
|
|
|
Nov 15, 2023
Q3 2023
|
Vital Stone Financial, LLC
Shavano Park, TX |
SELL
|
- |
-55- 9.48% |
$223 - $404
|
525
$257
|
|
|
Nov 13, 2023
Q3 2023
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-55- 4.85% |
$223 - $404
|
1.08K
$529
|
|
|
Nov 13, 2023
Q3 2023
|
Clearstead Advisors, LLC
Cleveland, OH |
SELL
|
- |
-100- 4.76% |
$406 - $734
|
2K
$980
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-200- 0.72% |
$812 - $1.47K
|
27.7K
$13.6K
|
|
|
Nov 07, 2023
Q3 2023
|
New York State Common Retirement Fund
|
SELL
|
- |
-317- 0.57% |
$1.29K - $2.33K
|
55.6K
$27.3K
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
SELL
|
- |
-407- 12.15% |
$1.65K - $2.99K
|
2.94K
$1.44K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-570- 1.42% |
$2.31K - $4.18K
|
39.6K
$19.4K
|
|
|
Nov 14, 2023
Q3 2023
|
360 Financial, Inc.
|
SELL
|
- |
-600- 3.92% |
$2.44K - $4.4K
|
14.7K
$7.21K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-640- 0.91% |
$2.6K - $4.7K
|
69.8K
$34.2K
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-700- 2.83% |
$2.84K - $5.14K
|
24.1K
$11.8K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-720- 1.43% |
$2.92K - $5.28K
|
49.8K
$24.4K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.09K- 0.2% |
$4.41K - $7.96K
|
551K
$270K
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.43K- 2.25% |
$5.82K - $10.5K
|
62.3K
$30.5K
|
|
|
Apr 16, 2024
Q3 2023
|
Arrowroot Family Office, LLC
Marina Del Rey, CA |
SELL
|
- |
-1.47K- 11.99% |
$5.96K - $10.8K
|
10.8K
$5.28K
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-1.48K- 6.84% |
$5.99K - $10.8K
|
20.1K
$9.84K
|
|
|
Nov 13, 2023
Q3 2023
|
Deka Bank Deutsche Girozentrale
|
SELL
|
- |
-1.8K- 5.66% |
$7.31K - $13.2K
|
30K
$14.7K
|
|
|
Feb 12, 2025
Q3 2023
|
Bit Capital Gmb H
Berlin, 2M |
SELL
|
- |
-1.83KClosed |
$7.41K - $13.4K
|
0
$0
|
|
|
Nov 15, 2023
Q3 2023
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-2.56K- 4.35% |
$10.4K - $18.8K
|
56.2K
$27.5K
|
|
|
Nov 07, 2023
Q3 2023
|
Cutler Group LP
|
SELL
|
- |
-3.58K- 82.67% |
$14.5K - $26.3K
|
750
$368
|
|
|
Oct 24, 2023
Q3 2023
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-3.59K- 12.57% |
$14.6K - $26.3K
|
25K
$12.2K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-5.31K- 7.94% |
$21.6K - $39K
|
61.5K
$30.2K
|
|
|
Nov 06, 2023
Q3 2023
|
Flputnam Investment Management CO
Portland, ME |
SELL
|
- |
-6.48K- 12.08% |
$26.3K - $47.6K
|
47.2K
$23.1K
|
|
|
Mar 14, 2024
Q3 2023
|
Scp Investment, LP
|
SELL
|
- |
-7.8K- 4.52% |
$31.7K - $57.3K
|
165K
$80.8K
|
|
|
Nov 13, 2023
Q3 2023
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-8.21K- 1.18% |
$33.3K - $60.3K
|
685K
$336K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-8.83K- 17.84% |
$35.9K - $64.8K
|
40.7K
$19.9K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-8.86K- 61.54% |
$36K - $65K
|
5.53K
$2.71K
|
|
|
Nov 14, 2023
Q3 2023
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-10.3K- 21.98% |
$41.7K - $75.4K
|
36.4K
$17.9K
|
|
|
Nov 14, 2023
Q3 2023
|
Amundi
Paris, I0 |
SELL
|
- |
-14K- 1.97% |
$56.7K - $103K
|
695K
$340K
|
|
|
Nov 14, 2023
Q3 2023
|
California State Teachers Retirement System
West Sacramento, CA |
SELL
|
- |
-14.6K- 8.29% |
$59.4K - $107K
|
162K
$79.4K
|
|
|
Oct 26, 2023
Q3 2023
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-15.3K- 7.33% |
$62.1K - $112K
|
193K
$94.8K
|
|
|
Nov 14, 2023
Q3 2023
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-16.7K- 11.13% |
$67.8K - $123K
|
133K
$65.4K
|
|
|
Oct 13, 2023
Q3 2023
|
Gilman Hill Asset Management, LLC
|
SELL
|
- |
-19.5K- 60.94% |
$79.2K - $143K
|
12.5K
$6.13K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-22.2K- 10.97% |
$90K - $163K
|
180K
$88.2K
|
|
|
Nov 09, 2023
Q3 2023
|
Mizuho Markets Americas LLC
|
SELL
|
- |
-22.4K- 5.09% |
$90.9K - $164K
|
417K
$205K
|
|
|
Nov 14, 2023
Q3 2023
|
Capital Fund Management S.A.
Paris, I0 |
SELL
|
- |
-25.4K- 20.21% |
$103K - $186K
|
100K
$49.1K
|