Purchases and Sales Made in Q4 2022 in Stem, Inc. (STEM)
This table provides information about the institutional ownership of Stem, Inc. (STEM) during Q4 2022. The information is specifically focused on institutions that hold shares of STEM, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2023
Q4 2022
|
Wealthspire Advisors, LLC
New York, NY |
SELL
|
- |
-1.64K- 13.95% |
$13.6K - $23.2K
|
10.1K
$5.14K
|
|
|
Feb 14, 2023
Q4 2022
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-1.67K- 8.53% |
$13.9K - $23.6K
|
17.9K
$9.12K
|
|
|
Jan 20, 2023
Q4 2022
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-1.95K- 6.86% |
$16.2K - $27.6K
|
26.5K
$13.5K
|
|
|
Feb 13, 2023
Q4 2022
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-2.56K- 4.02% |
$21.3K - $36.2K
|
61.1K
$31.2K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-2.9K- 58.0% |
$24.2K - $41.1K
|
2.1K
$1.07K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.94K- 10.62% |
$24.5K - $41.6K
|
24.7K
$12.6K
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-3.1K- 0.32% |
$25.8K - $43.8K
|
959K
$489K
|
|
|
Feb 14, 2023
Q4 2022
|
Price T Rowe Associates Inc
Baltimore, MD |
SELL
|
- |
-3.33K- 5.25% |
$27.7K - $47.1K
|
60K
$30.6K
|
|
|
Feb 09, 2023
Q4 2022
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-3.57K- 17.25% |
$29.7K - $50.5K
|
17.1K
$8.72K
|
|
|
Feb 14, 2023
Q4 2022
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-4.52K- 23.39% |
$37.6K - $63.9K
|
14.8K
$7.54K
|
|
|
Jan 24, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-5.3K- 27.71% |
$44.1K - $75K
|
13.8K
$7.05K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-5.57K- 7.53% |
$46.4K - $78.9K
|
68.4K
$34.9K
|
|
|
Feb 09, 2023
Q4 2022
|
Citigroup Inc
|
SELL
|
- |
-5.69K- 17.28% |
$47.4K - $80.5K
|
27.2K
$13.9K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-6.99K- 12.05% |
$58.3K - $99K
|
51K
$26K
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-8.89K- 28.26% |
$74K - $126K
|
22.6K
$11.5K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-11K- 32.55% |
$91.3K - $155K
|
22.7K
$11.6K
|
|
|
Feb 13, 2023
Q4 2022
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-11.1K- 17.67% |
$92.1K - $157K
|
51.5K
$26.3K
|
|
|
Feb 02, 2023
Q4 2022
|
Deuterium Capital Management, LLC
|
SELL
|
- |
-12K- 50.0% |
$100K - $170K
|
12K
$6.12K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-12K- 36.36% |
$100K - $170K
|
21K
$10.7K
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-13.4K- 48.41% |
$112K - $190K
|
14.3K
$7.3K
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-13.8KClosed |
$115K - $195K
|
0
$0
|
|
|
Feb 06, 2023
Q4 2022
|
Los Angeles Capital Management LLC
|
SELL
|
- |
-14.6K- 42.34% |
$122K - $207K
|
19.9K
$10.1K
|
|
|
Feb 15, 2023
Q4 2022
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-15K- 11.69% |
$125K - $212K
|
113K
$57.6K
|
|
|
Feb 14, 2023
Q4 2022
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-15.2KClosed |
$126K - $215K
|
0
$0
|
|
|
Feb 14, 2023
Q4 2022
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-15.8K- 25.03% |
$132K - $224K
|
47.4K
$24.2K
|
|
|
Feb 14, 2023
Q4 2022
|
Encompass Capital Advisors LLC
New York, NY |
SELL
|
- |
-16.2K- 0.65% |
$135K - $229K
|
2.48M
$1.27M
|
|
|
Feb 14, 2023
Q4 2022
|
Janus Henderson Group PLC
London, X0 |
SELL
|
- |
-16.5K- 1.28% |
$138K - $234K
|
1.27M
$647K
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-22.2K- 87.07% |
$185K - $315K
|
3.3K
$1.68K
|
|
|
Jan 11, 2023
Q4 2022
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-23.3K- 32.33% |
$194K - $329K
|
48.7K
$24.8K
|
|
|
Feb 14, 2023
Q4 2022
|
Amundi
Paris, I0 |
SELL
|
- |
-23.9K- 6.42% |
$199K - $338K
|
349K
$178K
|
|
|
Feb 13, 2023
Q4 2022
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-34.9K- 68.61% |
$290K - $494K
|
15.9K
$8.13K
|
|
|
Feb 14, 2023
Q4 2022
|
G2 Investment Partners Management LLC
New York, NY |
SELL
|
- |
-35.7K- 6.09% |
$298K - $506K
|
551K
$281K
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-50.2K- 50.89% |
$418K - $710K
|
48.4K
$24.7K
|
|
|
Feb 09, 2023
Q4 2022
|
Imc Chicago, LLC
|
SELL
|
- |
-60.7K- 71.98% |
$505K - $859K
|
23.6K
$12K
|
|
|
Feb 14, 2023
Q4 2022
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-61.7K- 18.18% |
$514K - $873K
|
278K
$142K
|
|
|
Feb 14, 2023
Q4 2022
|
Man Group PLC
London, X0 |
SELL
|
- |
-67K- 77.83% |
$558K - $948K
|
19.1K
$9.73K
|
|
|
Feb 14, 2023
Q4 2022
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-84.6K- 5.99% |
$705K - $1.2M
|
1.33M
$677K
|
|
|
Feb 14, 2023
Q4 2022
|
Electron Capital Partners, LLC
New York, NY |
SELL
|
- |
-93.2K- 1.89% |
$776K - $1.32M
|
4.84M
$2.47M
|
|
|
Feb 14, 2023
Q4 2022
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-126K- 13.16% |
$1.05M - $1.79M
|
833K
$425K
|
|
|
Feb 10, 2023
Q4 2022
|
Waratah Capital Advisors Ltd.
Toronto, A6 |
SELL
|
- |
-128K- 82.3% |
$1.07M - $1.81M
|
27.5K
$14K
|
|
|
Feb 13, 2023
Q4 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-147K- 19.17% |
$1.22M - $2.08M
|
618K
$315K
|
|
|
May 14, 2024
Q4 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-147K- 19.17% |
$1.22M - $2.08M
|
618K
$315K
|
|
|
Feb 09, 2023
Q4 2022
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-156K- 13.84% |
$1.3M - $2.21M
|
969K
$494K
|
|
|
Feb 14, 2023
Q4 2022
|
Yaupon Capital Management LP
New York, NY |
SELL
|
- |
-233K- 93.28% |
$1.94M - $3.3M
|
16.8K
$8.57K
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-279K- 17.0% |
$2.33M - $3.96M
|
1.36M
$696K
|
|
|
Feb 14, 2023
Q4 2022
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-294K- 85.51% |
$2.45M - $4.17M
|
49.9K
$25.4K
|
|
|
Feb 13, 2023
Q4 2022
|
Alkeon Capital Management LLC
New York, NY |
SELL
|
- |
-343K- 13.48% |
$2.85M - $4.85M
|
2.2M
$1.12M
|
|
|
Jun 01, 2023
Q4 2022
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-359K- 21.9% |
$2.99M - $5.08M
|
1.28M
$652K
|
|
|
Feb 13, 2023
Q4 2022
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-445K- 65.96% |
$3.71M - $6.3M
|
230K
$117K
|
|
|
Jan 30, 2023
Q4 2022
|
Burleson & Company, LLC
|
SELL
|
- |
-546K- 78.06% |
$4.55M - $7.74M
|
154K
$78.3K
|