Latest Institutional Sells of Firsthand Technology Value Fund, Inc. (SVVC)
This list provides information on the latest institutional transactions involving Firsthand Technology Value Fund, Inc. (SVVC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 01, 2024
Q2 2024
|
Game Plan Financial Advisors, LLC
|
SELL
|
- |
-1.25K- 15.15% |
$87.5 - $325
|
7K
$350
|
|
Q3 2023 | |||||||
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-932- 89.27% |
$391 - $643
|
112
$5.6
|
|
Nov 13, 2023
Q3 2023
|
Winmill & Co. Inc
Millbrook, NY |
SELL
|
- |
-900- 90.0% |
$378 - $621
|
100
$5
|
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-23Closed |
$9.66 - $15.9
|
0
$0
|
|
Q2 2023 | |||||||
Aug 14, 2023
Q2 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-7.98K- 32.21% |
$4.87K - $7.82K
|
16.8K
$840
|
|
Aug 02, 2023
Q2 2023
|
Shufro Rose & CO LLC
|
SELL
|
- |
-3.71K- 27.05% |
$2.26K - $3.63K
|
10K
$500
|
|
Aug 14, 2023
Q2 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
PUT |
-200- 66.67% |
$122 - $196
|
100
$5
|
|
Aug 09, 2023
Q2 2023
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-35- 7.9% |
$21.3 - $34.3
|
408
$20.4
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-21- 1.04% |
$12.8 - $20.6
|
2K
$100
|
|
Q1 2023 | |||||||
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-8- 22.22% |
$7.36 - $9.2
|
28
$1.4
|
|
Q2 2022 | |||||||
Aug 12, 2022
Q2 2022
|
Difesa Capital Management, LP
New York, NY |
SELL
|
- |
-10K- 40.0% |
$18.3K - $35.8K
|
15K
$750
|
|
Jul 15, 2022
Q2 2022
|
Marquette Asset Management, LLC
|
SELL
|
- |
-7.56K- 26.7% |
$13.8K - $27.1K
|
20.8K
$1.04K
|
|
Jul 20, 2022
Q2 2022
|
Mc Carthy Asset Management, Inc.
|
SELL
|
- |
-850Closed |
$1.56K - $3.04K
|
0
$0
|
|
Aug 16, 2022
Q2 2022
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-372Closed |
$681 - $1.33K
|
0
$0
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-2Closed |
$3.66 - $7.16
|
0
$0
|
|
Q1 2022 | |||||||
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-112KClosed |
$368K - $470K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-8.57KClosed |
$28.1K - $35.9K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-118- 13.5% |
$387 - $494
|
756
$37.8
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-73Closed |
$239 - $306
|
0
$0
|
|
Q4 2021 | |||||||
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-46Closed |
$182 - $223
|
0
$0
|
|
Feb 15, 2022
Q4 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-10Closed |
$39.6 - $48.5
|
0
$0
|
|
Q3 2021 | |||||||
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.2KClosed |
$19.6K - $24.7K
|
0
$0
|
|
Q2 2021 | |||||||
Aug 12, 2021
Q2 2021
|
Independent Advisor Alliance
|
SELL
|
- |
-43- 0.18% |
$237 - $288
|
24.1K
$1.21K
|
|
Aug 11, 2021
Q2 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-24- 0.22% |
$132 - $161
|
11K
$550
|
|
Q1 2021 | |||||||
Apr 26, 2021
Q1 2021
|
Cutler Group LP
|
SELL
|
- |
-500Closed |
$2.16K - $3.63K
|
0
$0
|
|
Apr 26, 2021
Q1 2021
|
Cutler Group LP
|
SELL
|
PUT |
-200Closed |
$864 - $1.45K
|
0
$0
|
|
Q4 2020 | |||||||
Feb 16, 2021
Q4 2020
|
Css LLC
Chicago, IL |
SELL
|
- |
-34.8KClosed |
$107K - $178K
|
0
$0
|
|
Jan 29, 2021
Q4 2020
|
Bourgeon Capital Management LLC
|
SELL
|
- |
-6.15KClosed |
$18.9K - $31.4K
|
0
$0
|
|
Feb 04, 2021
Q4 2020
|
Us Bancorp \De\
|
SELL
|
- |
-3.21KClosed |
$9.85K - $16.4K
|
0
$0
|
|
Q3 2020 | |||||||
Nov 12, 2020
Q3 2020
|
Stone X Group Inc.
|
SELL
|
- |
-15KClosed |
$59.2K - $80.9K
|
0
$0
|
|
Oct 26, 2020
Q3 2020
|
Sterling Investment Advisors, Ltd.
|
SELL
|
- |
-800Closed |
$3.16K - $4.32K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-362Closed |
$1.43K - $1.95K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Valley National Advisers Inc
|
SELL
|
- |
-20Closed |
$79 - $108
|
0
$0
|
|
Q2 2020 | |||||||
Aug 14, 2020
Q2 2020
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-55KClosed |
$173K - $243K
|
0
$0
|
|
Q1 2020 | |||||||
Nov 07, 2023
Q1 2020
|
Sutton Wealth Advisors Inc.
Tampa, FL |
SELL
|
- |
-2Closed |
$5.86 - $13.7
|
0
$0
|
|
Q4 2019 | |||||||
Jan 22, 2020
Q4 2019
|
Cordasco Financial Network
|
SELL
|
- |
-3.05KClosed |
$16.8K - $23.3K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-1.56KClosed |
$8.61K - $11.9K
|
0
$0
|
|
Jan 22, 2020
Q4 2019
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-7Closed |
$38.6 - $53.6
|
0
$0
|
|
Q3 2019 | |||||||
Nov 14, 2019
Q3 2019
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-28.5KClosed |
$210K - $265K
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
Fifth Third Bancorp
|
SELL
|
- |
-14.7KClosed |
$108K - $137K
|
0
$0
|
|
Q2 2019 | |||||||
Aug 14, 2019
Q2 2019
|
Ionic Capital Management LLC
New York, NY |
SELL
|
CALL |
-26.7KClosed |
$249K - $352K
|
0
$0
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-2.66KClosed |
$24.8K - $35.1K
|
0
$0
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-502Closed |
$4.67K - $6.62K
|
0
$0
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-166Closed |
$1.55K - $2.19K
|
0
$0
|
|
Aug 08, 2019
Q2 2019
|
Glassman Wealth Services
|
SELL
|
- |
-35Closed |
$326 - $461
|
0
$0
|
|
Jul 15, 2019
Q2 2019
|
Advisor Net Financial, Inc
|
SELL
|
- |
-18Closed |
$168 - $237
|
0
$0
|
|
Q1 2019 | |||||||
May 16, 2019
Q1 2019
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-25.2KClosed |
$283K - $376K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Precept Management LLC
Dallas, TX |
SELL
|
- |
-25KClosed |
$281K - $373K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Ifp Advisors, Inc
|
SELL
|
- |
-68Closed |
$765 - $1.02K
|
0
$0
|
|
Apr 04, 2019
Q1 2019
|
Sound Income Strategies, LLC
|
SELL
|
- |
-10Closed |
$113 - $149
|
0
$0
|