Purchases and Sales Made in Q1 2022 in Firsthand Technology Value Fund, Inc. (SVVC)
This table provides information about the institutional ownership of Firsthand Technology Value Fund, Inc. (SVVC) during Q1 2022. The information is specifically focused on institutions that hold shares of Firsthand Technology Value Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 26, 2022
Q1 2022
|
Marquette Asset Management, LLC
|
BUY
|
- |
28.3KNew |
$92.9K - $119K
|
28.3K
$1.7K
|
|
|
May 16, 2022
Q1 2022
|
Difesa Capital Management, LP
New York, NY |
BUY
|
- |
25KNew |
$82K - $105K
|
25K
$1.5K
|
|
|
May 16, 2022
Q1 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
22.8KNew |
$74.8K - $95.5K
|
22.8K
$1.37K
|
|
|
May 09, 2022
Q1 2022
|
Shufro Rose & CO LLC
|
BUY
|
- |
17.7KNew |
$58.1K - $74.2K
|
17.7K
$1.06K
|
|
|
May 12, 2022
Q1 2022
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
14.4K+ 16.96% |
$47.2K - $60.3K
|
99.3K
$5.96K
|
|
|
Apr 22, 2022
Q1 2022
|
Umb Bank, N.A.
|
BUY
|
- |
1.56KNew |
$5.1K - $6.52K
|
1.56K
$93.3
|
|
|
May 16, 2022
Q1 2022
|
Creative Planning
Overland Park, KS |
BUY
|
- |
86New |
$282 - $360
|
86
$5.16
|
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
2New |
$6.56 - $8.38
|
2
$0.12
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-73Closed |
$239 - $306
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-118- 13.5% |
$387 - $494
|
756
$45.4
|
|
|
May 02, 2022
Q1 2022
|
Simplex Trading, LLC
|
SELL
|
- |
-231Closed |
$758 - $968
|
0
$0
|
|
|
Apr 22, 2022
Q1 2022
|
Game Plan Financial Advisors, LLC
|
SELL
|
- |
-460- 1.03% |
$1.51K - $1.93K
|
44.4K
$2.66K
|
|
|
May 12, 2022
Q1 2022
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-905- 67.14% |
$2.97K - $3.79K
|
443
$26.6
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.01K- 2.07% |
$3.31K - $4.23K
|
47.7K
$2.86K
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
SELL
|
- |
-2.84K- 69.29% |
$9.32K - $11.9K
|
1.26K
$75.5
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-4.87K- 70.68% |
$16K - $20.4K
|
2.02K
$121
|
|
|
May 16, 2022
Q1 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-8.57KClosed |
$28.1K - $35.9K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-9.73K- 7.78% |
$31.9K - $40.7K
|
115K
$6.92K
|
|
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-112KClosed |
$368K - $470K
|
0
$0
|