Purchases and Sales Made in Q2 2021 in Firsthand Technology Value Fund, Inc. (SVVC)
This table provides information about the institutional ownership of Firsthand Technology Value Fund, Inc. (SVVC) during Q2 2021. The information is specifically focused on institutions that hold shares of Firsthand Technology Value Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 14, 2021
Q2 2021
|
Game Plan Financial Advisors, LLC
|
BUY
|
- |
13K+ 23.5% |
$71.5K - $87K
|
68.3K
$4.1K
|
|
|
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.6KNew |
$14.3K - $17.4K
|
2.6K
$156
|
|
|
Sep 13, 2021
Q2 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
784New |
$4.31K - $5.24K
|
784
$47
|
|
|
Aug 02, 2021
Q2 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
59+ 0.12% |
$325 - $395
|
48K
$2.88K
|
|
|
Aug 13, 2021
Q2 2021
|
Ubs Group Ag
|
BUY
|
- |
56+ 21.96% |
$308 - $375
|
311
$18.7
|
|
|
Aug 13, 2021
Q2 2021
|
Liberty Wealth Management LLC
Oakland, CA |
BUY
|
- |
47+ 470.0% |
$259 - $314
|
57
$3.42
|
|
|
Aug 13, 2021
Q2 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-24- 0.22% |
$132 - $161
|
11K
$660
|
|
|
Aug 12, 2021
Q2 2021
|
Independent Advisor Alliance
|
SELL
|
- |
-43- 0.18% |
$237 - $288
|
24.1K
$1.45K
|
|
|
Aug 13, 2021
Q2 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-47- 82.46% |
$259 - $314
|
10
$0.6
|
|
|
Aug 10, 2021
Q2 2021
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-279- 6.8% |
$1.53K - $1.87K
|
3.82K
$229
|
|
|
Aug 16, 2021
Q2 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-501- 10.65% |
$2.76K - $3.35K
|
4.2K
$252
|
|
|
Jul 08, 2021
Q2 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-2.8K- 2.79% |
$15.4K - $18.7K
|
97.5K
$5.85K
|
|
|
Aug 12, 2021
Q2 2021
|
Simplex Trading, LLC
|
SELL
|
- |
-4.22K- 97.61% |
$23.2K - $28.2K
|
103
$6.18
|