Purchases and Sales Made in Q4 2021 in Firsthand Technology Value Fund, Inc. (SVVC)
This table provides information about the institutional ownership of Firsthand Technology Value Fund, Inc. (SVVC) during Q4 2021. The information is specifically focused on institutions that hold shares of Firsthand Technology Value Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
67.1K+ 115.83% |
$266K - $326K
|
125K
$7.5K
|
|
|
Feb 14, 2022
Q4 2021
|
Eschler Asset Management LLP
Cambridge, X0 |
BUY
|
- |
59.3KNew |
$235K - $288K
|
59.3K
$3.56K
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
15K+ 15.42% |
$59.4K - $72.8K
|
112K
$6.74K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
73New |
$289 - $354
|
73
$4.38
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-10Closed |
$39.6 - $48.5
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-43- 2.08% |
$170 - $209
|
2.02K
$121
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-46Closed |
$182 - $223
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-47Closed |
$186 - $228
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-87- 2.08% |
$345 - $422
|
4.1K
$246
|
|
|
Feb 23, 2022
Q4 2021
|
Simplex Trading, LLC
|
SELL
|
- |
-171- 42.54% |
$677 - $829
|
231
$13.9
|
|
|
Feb 11, 2022
Q4 2021
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-2.44K- 64.43% |
$9.67K - $11.8K
|
1.35K
$80.9
|
|
|
Feb 14, 2022
Q4 2021
|
Game Plan Financial Advisors, LLC
|
SELL
|
- |
-23.5K- 34.4% |
$93.1K - $114K
|
44.8K
$2.69K
|