Latest Institutional Transactions on Swiss Helvetia Fund, Inc. (SWZ)
This table provides information on the latest institutional transactions involving Swiss Helvetia Fund, Inc. (SWZ) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 21, 2025
Q3 2025
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-138K- 61.15% |
$826K - $873K
|
87.5K
$525K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-9.54K- 63.94% |
$57.3K - $60.5K
|
5.38K
$32.3K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
795+ 19.34% |
$4.77K - $5.04K
|
4.91K
$29.4K
|
|
|
Nov 14, 2025
Q3 2025
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
87.5KNew |
$525K - $555K
|
87.5K
$525K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
9.13K+ 89.57% |
$54.8K - $57.9K
|
19.3K
$116K
|
|
|
Nov 14, 2025
Q3 2025
|
Quarry LP
New York, NY |
BUY
|
- |
75.1KNew |
$450K - $476K
|
75.1K
$450K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-3.28K- 5.82% |
$19.7K - $20.8K
|
53.2K
$319K
|
|
|
Nov 14, 2025
Q3 2025
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
57.6K+ 23.5% |
$345K - $365K
|
303K
$1.82M
|
|
|
Nov 14, 2025
Q3 2025
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-30.6K- 12.89% |
$184K - $194K
|
207K
$1.24M
|
|
|
Nov 14, 2025
Q3 2025
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-291K- 43.48% |
$1.75M - $1.85M
|
379K
$2.27M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
5.1K+ 58.29% |
$30.6K - $32.3K
|
13.9K
$83.1K
|
|
|
Nov 13, 2025
Q3 2025
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
52.6K+ 37.77% |
$316K - $334K
|
192K
$1.15M
|
|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
300New |
$1.8K - $1.9K
|
300
$1.8K
|
|
|
Nov 13, 2025
Q3 2025
|
Css LLC
Chicago, IL |
BUY
|
- |
19.8K+ 3.76% |
$119K - $125K
|
545K
$3.27M
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
11KNew |
$65.7K - $69.4K
|
11K
$65.7K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
476+ 5.09% |
$2.86K - $3.02K
|
9.84K
$59K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-2.33K- 14.15% |
$14K - $14.8K
|
14.2K
$85K
|
|
|
Nov 13, 2025
Q3 2025
|
Private Management Group Inc
|
BUY
|
- |
10.5KNew |
$63.3K - $66.9K
|
10.5K
$63.3K
|
|
|
Nov 06, 2025
Q3 2025
|
Uhlmann Price Securities, LLC
Skokie, IL |
BUY
|
- |
7.05K+ 6.73% |
$42.3K - $44.7K
|
112K
$670K
|
|
|
Oct 29, 2025
Q3 2025
|
Matisse Capital
|
BUY
|
- |
607KNew |
$3.64M - $3.85M
|
607K
$3.64M
|
|
|
Oct 29, 2025
Q3 2025
|
Cf Capital LLC
Cohasset, MA |
BUY
|
- |
43.5K+ 28.97% |
$261K - $276K
|
194K
$1.16M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-31.4K- 20.34% |
$188K - $199K
|
123K
$737K
|
|
|
Oct 22, 2025
Q3 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
87.7K+ 83.51% |
$526K - $556K
|
193K
$1.16M
|
|
|
Oct 22, 2025
Q3 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
159K+ 112.93% |
$951K - $1M
|
299K
$1.79M
|
|
|
Oct 20, 2025
Q3 2025
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
197K+ 10.18% |
$1.18M - $1.25M
|
2.13M
$12.8M
|
|
|
Oct 15, 2025
Q3 2025
|
Uncommon Cents Investing LLC
|
BUY
|
- |
25+ 0.02% |
$150 - $159
|
124K
$744K
|
|
| Q2 2025 | |||||||
|
Aug 14, 2025
Q2 2025
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
19.1KNew |
$117K - $179K
|
19.1K
$115K
|
|
|
Aug 14, 2025
Q2 2025
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-862K- 56.41% |
$5.29M - $8.09M
|
666K
$4M
|
|
|
Aug 14, 2025
Q2 2025
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-131K- 54.98% |
$802K - $1.22M
|
107K
$641K
|
|
|
Aug 14, 2025
Q2 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
5.94K+ 46.16% |
$36.5K - $55.7K
|
18.8K
$113K
|
|
|
Aug 13, 2025
Q2 2025
|
Tom Russo
Gardner Russo & Quinn LLC
|
BUY
|
- |
141K+ 48.0% |
$865K - $1.32M
|
434K
$2.61M
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 08, 2025
Q2 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-2.55K- 40.68% |
$15.7K - $23.9K
|
3.72K
$22.3K
|
|
|
Aug 04, 2025
Q2 2025
|
B&L Asset Management LLC
Boston, MA |
BUY
|
- |
14.5KNew |
$88.8K - $136K
|
14.5K
$86.8K
|
|
|
Jul 29, 2025
Q2 2025
|
Beverly Hills Private Wealth, LLC
Beverly Hills, CA |
BUY
|
- |
19.2KNew |
$118K - $181K
|
19.2K
$115K
|
|
|
Jul 23, 2025
Q2 2025
|
Integris Wealth Management, LLC
Monterey, CA |
BUY
|
- |
12KNew |
$73.7K - $113K
|
12K
$72K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-22.7K- 67.63% |
$172K - $209K
|
10.9K
$65.2K
|
|
|
May 15, 2025
Q1 2025
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-420K- 91.3% |
$3.18M - $3.87M
|
40K
$240K
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-278- 52.75% |
$2.1K - $2.56K
|
249
$1.49K
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
SELL
|
- |
-7.48K- 22.45% |
$56.7K - $69K
|
25.9K
$155K
|
|
|
May 08, 2025
Q1 2025
|
Us Bancorp \De\
|
SELL
|
- |
-45- 25.0% |
$341 - $415
|
135
$810
|
|
|
May 05, 2025
Q1 2025
|
Tabor Asset Management, LP
New York, NY |
BUY
|
- |
30.1KNew |
$228K - $278K
|
30.1K
$181K
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
14.8K+ 9.92% |
$112K - $137K
|
164K
$985K
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
31.8KNew |
$238K - $284K
|
31.8K
$191K
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
224+ 1.27% |
$1.68K - $2K
|
17.9K
$107K
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
BUY
|
- |
6.86K+ 7.53% |
$51.4K - $61.2K
|
97.9K
$587K
|
|
| Q3 2024 | |||||||
|
Nov 14, 2024
Q3 2024
|
Sage View Advisory Group, LLC
Newport Beach, CA |
SELL
|
- |
-5.94K- 33.43% |
$47.8K - $53.7K
|
11.8K
$71K
|
|
|
Oct 07, 2024
Q3 2024
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-1.56K- 7.08% |
$12.5K - $14.1K
|
20.5K
$123K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
13KNew |
$97.6K - $108K
|
13K
$78.1K
|
|
|
Aug 12, 2024
Q2 2024
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
7.96K+ 51.87% |
$59.7K - $65.8K
|
23.3K
$140K
|
|