Latest Institutional Transactions on Swiss Helvetia Fund, Inc. (SWZ)
This table provides information on the latest institutional transactions involving Swiss Helvetia Fund, Inc. (SWZ) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 09, 2024
Q2 2024
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-29.4K- 39.14% |
$220K - $243K
|
45.7K
$274K
|
|
|
Jul 31, 2024
Q2 2024
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
24.1KNew |
$181K - $200K
|
24.1K
$145K
|
|
|
Jul 22, 2024
Q2 2024
|
Delta Capital Management LLC
|
BUY
|
- |
33.4KNew |
$250K - $276K
|
33.4K
$200K
|
|
| Q1 2024 | |||||||
|
Apr 22, 2024
Q1 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
17.9KNew |
$140K - $148K
|
17.9K
$108K
|
|
|
Apr 05, 2024
Q1 2024
|
Cwm, LLC
|
BUY
|
- |
835New |
$6.5K - $6.89K
|
835
$5.01K
|
|
| Q4 2023 | |||||||
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-3.72K- 59.02% |
$26.5K - $30.5K
|
2.58K
$15.5K
|
|
|
Jan 10, 2024
Q4 2023
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-497- 34.32% |
$3.54K - $4.08K
|
951
$5.71K
|
|
| Q3 2023 | |||||||
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.83K- 14.17% |
$13.8K - $15.7K
|
11.1K
$66.6K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-7.65K- 14.47% |
$57.6K - $62.8K
|
45.2K
$271K
|
|
| Q4 2022 | |||||||
|
Feb 15, 2023
Q4 2022
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
BUY
|
- |
16KNew |
$106K - $129K
|
16K
$96.3K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-450- 3.45% |
$2.97K - $3.62K
|
12.6K
$75.6K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
First Manhattan CO
New York, NY |
BUY
|
- |
1.06KNew |
$7.03K - $8.7K
|
1.06K
$6.34K
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-10- 0.93% |
$74.6 - $94.2
|
1.07K
$6.41K
|
|
|
Aug 12, 2022
Q2 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-38.3KClosed |
$286K - $361K
|
0
$0
|
|
|
Jul 28, 2022
Q2 2022
|
Wfa Of San Diego, LLC
|
BUY
|
- |
1.54KNew |
$11.5K - $14.5K
|
1.54K
$9.22K
|
|
|
Jul 22, 2022
Q2 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-292Closed |
$2.18K - $2.75K
|
0
$0
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-4Closed |
$29.8 - $37.7
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-10.8KClosed |
$89.1K - $109K
|
0
$0
|
|
|
May 05, 2022
Q1 2022
|
National Bank Of Canada
|
SELL
|
- |
-1Closed |
$8.22 - $10.1
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
SELL
|
- |
-1.94KClosed |
$17.7K - $19.5K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Assetmark, Inc
|
BUY
|
- |
1.73KNew |
$15.4K - $17.3K
|
1.73K
$10.4K
|
|
|
Aug 13, 2021
Q2 2021
|
Winmill & Co. Inc
Millbrook, NY |
BUY
|
- |
2.87K+ 717.5% |
$25.5K - $28.7K
|
3.27K
$19.6K
|
|
|
Aug 10, 2021
Q2 2021
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
BUY
|
- |
33.4KNew |
$296K - $333K
|
33.4K
$200K
|
|
| Q3 2020 | |||||||
|
Nov 10, 2020
Q3 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-59.3KClosed |
$468K - $511K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Smith, Salley & Associates
|
SELL
|
- |
-19.9KClosed |
$157K - $172K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Feb 13, 2024
Q2 2020
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-307Closed |
$2.1K - $2.45K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-23.9KClosed |
$163K - $191K
|
0
$0
|
|
|
Aug 03, 2020
Q2 2020
|
Bartlett & Co. LLC
|
SELL
|
- |
-307Closed |
$2.1K - $2.45K
|
0
$0
|
|
|
Jul 14, 2020
Q2 2020
|
Vista Wealth Management Group, LLC
|
SELL
|
- |
-12.4KClosed |
$84.7K - $99.1K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Apr 28, 2020
Q1 2020
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-16.7KClosed |
$99.3K - $148K
|
0
$0
|
|
|
Apr 24, 2020
Q1 2020
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-2.23KClosed |
$13.3K - $19.7K
|
0
$0
|
|
|
Apr 20, 2020
Q1 2020
|
Engrave Wealth Partners LLC
|
SELL
|
- |
-800Closed |
$4.76K - $7.07K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-4.45KClosed |
$34.9K - $37.4K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 13, 2019
Q3 2019
|
Private Capital Group, LLC
|
SELL
|
- |
-13Closed |
$101 - $106
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 13, 2019
Q2 2019
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-129Closed |
$961 - $1.02K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-1.79KClosed |
$13.3K - $14.2K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-41.8KClosed |
$287K - $328K
|
0
$0
|
|
|
Apr 30, 2019
Q1 2019
|
Sol Capital Management CO
|
SELL
|
- |
-10.5KClosed |
$72.2K - $82.3K
|
0
$0
|
|
|
Apr 29, 2019
Q1 2019
|
Capital Investment Counsel, Inc
|
BUY
|
- |
15KNew |
$103K - $117K
|
15K
$89.8K
|
|
|
Apr 17, 2019
Q1 2019
|
Tompkins Financial Corp
|
BUY
|
- |
50+ 7.69% |
$344 - $392
|
700
$4.2K
|
|
| Q4 2018 | |||||||
|
Feb 15, 2019
Q4 2018
|
Peak Asset Management, LLC
Louisville, CO |
SELL
|
- |
-33.3KClosed |
$225K - $283K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Meridian Investment Counsel Inc.
Lafayette, CA |
SELL
|
- |
-23.1KClosed |
$156K - $197K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-32.7KClosed |
$221K - $278K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Citizens Financial Group Inc
|
SELL
|
- |
-2.52KClosed |
$17K - $21.4K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-24.6KClosed |
$166K - $209K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Gam Holding Ag
|
SELL
|
- |
-25KClosed |
$169K - $213K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-5KClosed |
$33.8K - $42.6K
|
0
$0
|
|
|
Feb 04, 2019
Q4 2018
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-2.83KClosed |
$19.1K - $24K
|
0
$0
|
|
|
Jan 29, 2019
Q4 2018
|
John G Ullman & Associates Inc
|
SELL
|
- |
-295KClosed |
$1.99M - $2.51M
|
0
$0
|
|
|
Jan 29, 2019
Q4 2018
|
Advisor Partners LLC
Walnut Creek, CA |
BUY
|
- |
5.6K+ 46.43% |
$37.8K - $47.6K
|
17.7K
$106K
|
|