Institutional Ownership Swiss Helvetia Fund, Inc. (SWZ)
This table provides information about the institutional ownership of Swiss Helvetia Fund, Inc. (SWZ). We have compiled data on the 38 institutions that hold shares in the stock, with a total of 5.65 Million shares, which have been reported (via 13F filing form) to have a value of $49 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Allspring Global Investments Holdings, LLC
|
Jan 29, 2025 Q4 2024 |
1,967,302
shares
|
$17.1 Million
0.02% of portfolio
|
Q4 2024
Reduced 8.49%
|
|
|
Lazard Asset Management LLC
New York, NY |
Nov 14, 2024 Q3 2024 |
744,544
shares
|
$6.48 Million
0.01% of portfolio
|
Q3 2024
Added 5.71%
|
|
|
1607 Capital Partners, LLC
Richmond, VA |
Nov 14, 2024 Q3 2024 |
407,364
shares
|
$3.55 Million
0.33% of portfolio
|
Q3 2024
Added 11.96%
|
|
|
Shaker Financial Services, LLC
|
Oct 31, 2024 Q3 2024 |
327,809
shares
|
$2.86 Million
1.13% of portfolio
|
Q3 2024
Added 1.18%
|
|
|
Css LLC
Chicago, IL |
Nov 14, 2024 Q3 2024 |
290,275
shares
|
$2.53 Million
0.26% of portfolio
|
Q3 2024
Reduced 3.62%
|
|
|
Tom Russo
Gardner Russo & Quinn LLC
|
Nov 13, 2024 Q3 2024 |
283,350
shares
|
$2.47 Million
0.03% of portfolio
|
Q3 2024
Added 1.43%
|
|
|
Saba Capital Management, L.P.
New York, NY |
Nov 14, 2024 Q3 2024 |
261,182
shares
|
$2.27 Million
0.05% of portfolio
|
Q3 2024
New holding
|
|
|
Bulldog Investors, LLP
Saddle Brook, NJ |
Nov 14, 2024 Q3 2024 |
237,472
shares
|
$2.07 Million
1.07% of portfolio
|
Q3 2024
Added 0.2%
|
|
|
Karpus Management, Inc.
Pittsford, NY |
Nov 13, 2024 Q3 2024 |
212,490
shares
|
$1.85 Million
0.06% of portfolio
|
Q3 2024
Reduced 6.01%
|
|
|
Commonwealth Equity Services, LLC
|
Feb 10, 2025 Q4 2024 |
124,976
shares
|
$1.09 Million
0.0% of portfolio
|
Q4 2024
Added 0.89%
|
|
|
Morgan Stanley
New York, NY |
Nov 14, 2024 Q3 2024 |
111,927
shares
|
$974,884
0.0% of portfolio
|
Q3 2024
Added 16.42%
|
|
|
Sanctuary Advisors, LLC
Indianapolis, IN |
Jan 31, 2025 Q4 2024 |
97,879
shares
|
$852,526
0.01% of portfolio
|
Q4 2024
Added 7.53%
|
|
|
Envestnet Asset Management Inc
|
Nov 06, 2024 Q3 2024 |
96,377
shares
|
$839,443
0.0% of portfolio
|
Q3 2024
Added 19.02%
|
|
|
Uncommon Cents Investing LLC
|
Jan 16, 2025 Q4 2024 |
92,100
shares
|
$802,191
0.21% of portfolio
|
Q4 2024
Added 0.22%
|
|
|
Blue Bell Private Wealth Management, LLC
|
Feb 06, 2025 Q4 2024 |
91,317
shares
|
$795,371
0.14% of portfolio
|
Q1 2024
Reduced 0.66%
|
|
|
Ubs Group Ag
|
Nov 14, 2024 Q3 2024 |
69,534
shares
|
$605,641
0.0% of portfolio
|
Q3 2024
Reduced 2.59%
|
|
|
Aqr Arbitrage LLC
Greenwich, CT |
Nov 14, 2024 Q3 2024 |
39,365
shares
|
$342,869
0.02% of portfolio
|
Q3 2024
Reduced 21.93%
|
|
|
Delta Capital Management LLC
|
Jan 16, 2025 Q4 2024 |
33,363
shares
|
$290,591
0.1% of portfolio
|
Q2 2024
New holding
|
|
|
Wolverine Asset Management LLC
|
Feb 03, 2025 Q4 2024 |
33,340
shares
|
$290,391
0.0% of portfolio
|
Q4 2024
New holding
|
|
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
Oct 18, 2024 Q3 2024 |
17,929
shares
|
$156,161
0.0% of portfolio
|
Q1 2024
New holding
|
|
|
Lpl Financial LLC
Fort Mill, SC |
Nov 08, 2024 Q3 2024 |
17,686
shares
|
$154,045
0.0% of portfolio
|
Q3 2024
Added 30.76%
|
|
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
Nov 14, 2024 Q3 2024 |
16,048
shares
|
$139,778
0.0% of portfolio
|
Q4 2022
New holding
|
|
|
Capital Investment Counsel, Inc
|
Feb 03, 2025 Q4 2024 |
14,961
shares
|
$130,310
0.02% of portfolio
|
Q1 2019
New holding
|
|
|
Kestra Advisory Services, LLC
|
Feb 10, 2025 Q4 2024 |
12,876
shares
|
$112,149
0.0% of portfolio
|
Q1 2021
Reduced 15.58%
|
|
|
Sage View Advisory Group, LLC
Newport Beach, CA |
Nov 14, 2024 Q3 2024 |
11,834
shares
|
$103,074
0.01% of portfolio
|
Q3 2024
Reduced 33.43%
|