Purchases and Sales Made in Q1 2023 in Swiss Helvetia Fund, Inc. (SWZ)
This table provides information about the institutional ownership of Swiss Helvetia Fund, Inc. (SWZ) during Q1 2023. The information is specifically focused on institutions that hold shares of SWISS HELVETIA FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 13, 2023
Q1 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
150K+ 10.86% |
$1.13M - $1.23M
|
1.53M
$11.5M
|
|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
55.7K+ 24.26% |
$419K - $457K
|
285K
$2.15M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
16.4K+ 44.96% |
$123K - $134K
|
52.7K
$398K
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
14.7K+ 128.41% |
$111K - $121K
|
26.1K
$197K
|
|
|
May 15, 2023
Q1 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
13K+ 4.05% |
$98.2K - $107K
|
335K
$2.52M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
10.2K+ 11.71% |
$77.1K - $84K
|
97.6K
$736K
|
|
|
May 11, 2023
Q1 2023
|
Tom Russo
Gardner Russo & Quinn LLC
|
BUY
|
- |
4.01K+ 1.58% |
$30.2K - $32.9K
|
258K
$1.95M
|
|
|
Apr 10, 2023
Q1 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
2.07K+ 8.28% |
$15.6K - $17K
|
27K
$204K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1K+ 4.72% |
$7.53K - $8.21K
|
22.2K
$167K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
158+ 1.25% |
$1.19K - $1.3K
|
12.8K
$96.3K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-12- 0.39% |
$90.4 - $98.5
|
3.08K
$23.2K
|
|
|
May 15, 2023
Q1 2023
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-312- 0.04% |
$2.35K - $2.56K
|
804K
$6.06M
|
|
|
May 08, 2023
Q1 2023
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-1.26K- 1.3% |
$9.51K - $10.4K
|
95.7K
$721K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.44K- 12.8% |
$10.8K - $11.8K
|
9.8K
$73.9K
|
|
|
May 09, 2023
Q1 2023
|
Atlas Wealth LLC
Cincinnati, OH |
SELL
|
- |
-3.54K- 5.37% |
$26.7K - $29.1K
|
62.4K
$470K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-4.67K- 3.57% |
$35.1K - $38.3K
|
126K
$951K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-7.65K- 14.47% |
$57.6K - $62.8K
|
45.2K
$341K
|
|
|
May 12, 2023
Q1 2023
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-121K- 21.31% |
$909K - $991K
|
446K
$3.36M
|