Purchases and Sales Made in Q3 2022 in Swiss Helvetia Fund, Inc. (SWZ)
This table provides information about the institutional ownership of Swiss Helvetia Fund, Inc. (SWZ) during Q3 2022. The information is specifically focused on institutions that hold shares of SWISS HELVETIA FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
108K+ 81.44% |
$718K - $888K
|
240K
$1.81M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
32.8K+ 128.62% |
$218K - $270K
|
58.3K
$440K
|
|
|
Oct 26, 2022
Q3 2022
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
20.4K+ 1.73% |
$135K - $168K
|
1.19M
$9M
|
|
|
Nov 10, 2022
Q3 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
20.2KNew |
$134K - $166K
|
20.2K
$152K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
13.1KNew |
$86.8K - $107K
|
13.1K
$98.4K
|
|
|
Nov 10, 2022
Q3 2022
|
Tom Russo
Gardner Russo & Quinn LLC
|
BUY
|
- |
5.98K+ 2.45% |
$39.8K - $49.2K
|
250K
$1.89M
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.1K+ 21.18% |
$7.31K - $9.04K
|
6.29K
$47.4K
|
|
|
Nov 14, 2022
Q3 2022
|
First Manhattan CO
New York, NY |
BUY
|
- |
1.06KNew |
$7.03K - $8.7K
|
1.06K
$7.97K
|
|
|
Oct 20, 2022
Q3 2022
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
482+ 3.23% |
$3.21K - $3.97K
|
15.4K
$116K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
64+ 0.27% |
$426 - $527
|
23.8K
$180K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
13+ 0.04% |
$86.5 - $107
|
36.4K
$275K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 08, 2022
Q3 2022
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-5.14K- 5.01% |
$34.2K - $42.3K
|
97.6K
$736K
|
|
|
Nov 14, 2022
Q3 2022
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-7.8K- 2.36% |
$51.9K - $64.2K
|
322K
$2.43M
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-10.8K- 6.95% |
$72K - $89K
|
145K
$1.09M
|
|
|
Nov 14, 2022
Q3 2022
|
Css LLC
Chicago, IL |
SELL
|
- |
-16.6K- 5.47% |
$111K - $137K
|
288K
$2.17M
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-23.2K- 23.45% |
$154K - $191K
|
75.8K
$572K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-81.7K- 91.64% |
$543K - $673K
|
7.45K
$56.2K
|
|
|
Nov 10, 2022
Q3 2022
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-129K- 18.15% |
$859K - $1.06M
|
582K
$4.39M
|