Phillip Goldstein Swiss Helvetia Fund, Inc. (SWZ) insider trading activity

Phillip Goldstein is Director of SWISS HELVETIA FUND, INC.. Currently has a direct ownership of 93,224 shares of SWZ, which is worth approximately $559,344. The most recent transaction as insider was on Dec 11, 2025, when has been sold 80,976 shares (Common Stock) at a price of $6.07 per share, resulting in proceeds of $491,524. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 93.2K

661.14% 3M change

455.47% 12M change

Total Value Held $559,344

PHILLIP GOLDSTEIN Transaction History

Date	Transaction	Value	Shares Traded	Shares Held
Dec 11 2025	BUY Exercise of conversion of derivative security	$491,524 $6.07 p/Share	80,976 Added 46.48%	93,224 Common Stock
Jan 17 2025	SELL Open market or private sale	$38,320 $8.45 p/Share	4,535 Reduced 27.02%	12,248 Common Stock
Jul 02 2021	SELL Open market or private sale	$11,865 $9.79 p/Share	1,212 Reduced 6.74%	16,783 Common Stock
Jun 04 2021	SELL Open market or private sale	$738,027 $9.59 p/Share	76,958 Reduced 81.05%	17,995 Common Stock
Jun 03 2021	SELL Open market or private sale	$19,302 $9.68 p/Share	1,994 Reduced 2.06%	94,953 Common Stock
Jun 02 2021	SELL Open market or private sale	$84,671 $9.72 p/Share	8,711 Reduced 8.24%	96,947 Common Stock
Jun 01 2021	SELL Open market or private sale	$98,065 $9.72 p/Share	10,089 Reduced 8.72%	105,658 Common Stock

Also insider at

PCF

HIGH INCOME SECURITIES FUND Financial Services

Director

SPE

SPECIAL OPPORTUNITIES FUND, INC. Financial Services

Chairman and Secretary

MXE

MEXICO EQUITY & INCOME FUND INC Financial Services

Director