Latest Institutional Transactions on Black Rock Tcp Capital Corp. (TCPC)
This table provides information on the latest institutional transactions involving Black Rock Tcp Capital Corp. (TCPC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2025
Q3 2025
|
Legacy Wealth Managment, Llc/Id
Boise, ID |
BUY
|
- |
700New |
$4.28K - $5.53K
|
700
$4.05K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-12K- 5.63% |
$73.4K - $94.8K
|
201K
$1.16M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-53.7K- 71.13% |
$328K - $424K
|
21.8K
$126K
|
|
|
Nov 12, 2025
Q3 2025
|
United Advisor Group, LLC
Cincinnati, OH |
BUY
|
- |
1.8K+ 1.27% |
$11K - $14.2K
|
144K
$831K
|
|
|
Nov 12, 2025
Q3 2025
|
Cibc Bancorp Usa Inc.
Chicago, IL |
BUY
|
- |
10.5KNew |
$64.2K - $82.9K
|
10.5K
$60.8K
|
|
|
Nov 12, 2025
Q3 2025
|
Insigneo Advisory Services, LLC
Miami, FL |
SELL
|
- |
-1.32K- 10.96% |
$8.08K - $10.4K
|
10.7K
$62.1K
|
|
|
Nov 12, 2025
Q3 2025
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-86K- 89.05% |
$526K - $679K
|
10.6K
$61.2K
|
|
|
Nov 12, 2025
Q3 2025
|
Vsm Wealth Advisory, LLC
Hunt Valley, MD |
BUY
|
- |
302+ 3.99% |
$1.85K - $2.39K
|
7.87K
$45.5K
|
|
|
Nov 10, 2025
Q3 2025
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-41.1K- 34.2% |
$251K - $324K
|
79K
$457K
|
|
|
Nov 10, 2025
Q3 2025
|
Barings LLC
|
SELL
|
- |
-17.3K- 3.47% |
$106K - $136K
|
480K
$2.78M
|
|
|
Nov 06, 2025
Q3 2025
|
Prospera Financial Services Inc
|
BUY
|
- |
1.58K+ 10.59% |
$9.68K - $12.5K
|
16.5K
$95.6K
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
98+ 0.17% |
$600 - $774
|
58.5K
$339K
|
|
|
Nov 06, 2025
Q3 2025
|
Mqs Management LLC
|
BUY
|
- |
16.9KNew |
$104K - $134K
|
16.9K
$98K
|
|
|
Nov 06, 2025
Q3 2025
|
Lsv Asset Management
Chicago, IL |
BUY
|
- |
68.3K+ 18.9% |
$418K - $540K
|
430K
$2.49M
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-400- 2.88% |
$2.45K - $3.16K
|
13.5K
$78.2K
|
|
|
Nov 05, 2025
Q3 2025
|
Next Capital Management LLC
|
BUY
|
- |
1.27M+ 111.61% |
$7.75M - $10M
|
2.4M
$13.9M
|
|
|
Nov 04, 2025
Q3 2025
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-108K- 8.08% |
$659K - $851K
|
1.23M
$7.1M
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
110+ 6.41% |
$673 - $869
|
1.83K
$10.6K
|
|
|
Nov 04, 2025
Q3 2025
|
Esl Trust Services, LLC
|
BUY
|
- |
600New |
$3.67K - $4.74K
|
600
$3.47K
|
|
|
Nov 04, 2025
Q3 2025
|
Mission Wealth Management, LP
|
SELL
|
- |
-400- 2.69% |
$2.45K - $3.16K
|
14.5K
$83.7K
|
|
|
Nov 04, 2025
Q3 2025
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-70.8K- 49.88% |
$434K - $560K
|
71.2K
$412K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-14K- 21.54% |
$85.4K - $110K
|
50.9K
$294K
|
|
|
Nov 03, 2025
Q3 2025
|
Significant Wealth Partners LLC
Cary, IL |
BUY
|
- |
11.5KNew |
$70.6K - $91.1K
|
11.5K
$66.8K
|
|
|
Oct 31, 2025
Q3 2025
|
Privium Fund Management (Uk) LTD
|
BUY
|
- |
10.2K+ 8.12% |
$62.6K - $80.8K
|
136K
$789K
|
|
|
Oct 31, 2025
Q3 2025
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
55.5KNew |
$339K - $438K
|
55.5K
$321K
|
|
|
Oct 30, 2025
Q3 2025
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
2.75K+ 4.19% |
$16.8K - $21.7K
|
68.4K
$396K
|
|
|
Oct 29, 2025
Q3 2025
|
Cf Capital LLC
Cohasset, MA |
BUY
|
- |
500KNew |
$3.06M - $3.95M
|
500K
$2.9M
|
|
|
Oct 29, 2025
Q3 2025
|
Arkadios Wealth Advisors
|
BUY
|
- |
261+ 0.4% |
$1.6K - $2.06K
|
65.9K
$382K
|
|
|
Oct 28, 2025
Q3 2025
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-1.04K- 2.05% |
$6.38K - $8.24K
|
49.8K
$288K
|
|
|
Oct 27, 2025
Q3 2025
|
Eastern Bank
|
BUY
|
- |
3.5KNew |
$21.4K - $27.7K
|
3.5K
$20.3K
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
66.9KNew |
$409K - $528K
|
66.9K
$387K
|
|
|
Oct 27, 2025
Q3 2025
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
26.1K+ 10.32% |
$160K - $207K
|
280K
$1.62M
|
|
|
Oct 23, 2025
Q3 2025
|
State Of Alaska, Department Of Revenue
|
BUY
|
- |
4.07KNew |
$24.9K - $32.2K
|
4.07K
$23.6K
|
|
|
Oct 23, 2025
Q3 2025
|
Spire Wealth Management
|
BUY
|
- |
12.7KNew |
$77.5K - $100K
|
12.7K
$73.3K
|
|
|
Oct 23, 2025
Q3 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
BUY
|
- |
95KNew |
$581K - $750K
|
95K
$550K
|
|
|
Oct 22, 2025
Q3 2025
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-90.4K- 31.13% |
$553K - $714K
|
200K
$1.16M
|
|
|
Oct 22, 2025
Q3 2025
|
D.A. Davidson & Co.
|
SELL
|
- |
-44.7K- 9.71% |
$273K - $353K
|
415K
$2.4M
|
|
|
Oct 22, 2025
Q3 2025
|
Goal Vest Advisory LLC
|
BUY
|
- |
608New |
$3.72K - $4.8K
|
608
$3.52K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-404- 0.59% |
$2.47K - $3.19K
|
67.7K
$392K
|
|
|
Oct 21, 2025
Q3 2025
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
1.84KNew |
$11.3K - $14.6K
|
1.84K
$10.7K
|
|
|
Oct 21, 2025
Q3 2025
|
Granite Shares Advisors LLC
|
BUY
|
- |
30.9K+ 9.66% |
$189K - $244K
|
351K
$2.03M
|
|
|
Oct 20, 2025
Q3 2025
|
Mallini Complete Financial Planning LLC
Gainesville, FL |
BUY
|
- |
507+ 2.21% |
$3.1K - $4.01K
|
23.4K
$136K
|
|
|
Oct 20, 2025
Q3 2025
|
Merit Financial Group, LLC
|
BUY
|
- |
11.6K+ 83.55% |
$71.3K - $92K
|
25.6K
$148K
|
|
|
Oct 20, 2025
Q3 2025
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
26.1K+ 10.2% |
$160K - $207K
|
283K
$1.64M
|
|
|
Oct 10, 2025
Q3 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
289+ 19.69% |
$1.77K - $2.28K
|
1.76K
$10.2K
|
|
|
Oct 09, 2025
Q3 2025
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-700- 3.5% |
$4.28K - $5.53K
|
19.3K
$112K
|
|
|
Oct 07, 2025
Q3 2025
|
Ignite Planners, LLC
|
SELL
|
- |
-9.39K- 30.52% |
$57.4K - $74.1K
|
21.4K
$124K
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.38K+ 11.4% |
$21.8K - $27.2K
|
33K
$191K
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-17K- 11.45% |
$110K - $137K
|
131K
$760K
|
|
|
Aug 14, 2025
Q2 2025
|
Caxton Associates LLP
London, |
BUY
|
- |
8.48K+ 16.21% |
$54.9K - $68.3K
|
60.8K
$352K
|
|